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MANAGER/SENIOR MANAGER, COMPLIANCE

Support the development, implementation, and maintenance of the compliance program, including compliance investigations and training and monitoring workstreams designed to facilitate adherence to compliance policies and healthcare...

CompanyAxsome Therapeutics
AddressRemote
CategorySales/marketing
Salary$115,000 - $130,000 a year
Date Posted a month ago See detail

Manager/Senior Manager, Compliance

Axsome Therapeutics

Remote

$115,000 - $130,000 a year

Support the development, implementation, and maintenance of the compliance program, including compliance investigations and training and monitoring workstreams designed to facilitate adherence to compliance policies and healthcare...

a month ago seen See more...

Senior Compliance Assistant

Henry Meds

Remote

$51.1K - $64.6K a year

Conduct thorough and ongoing analysis of compliance and privacy issues to prioritize risks effectively. Assist in legal research to support ongoing projects and initiatives. Manage projects related to legal compliance and privacy...

a month ago seen See more...

Senior Compliance Officer

Tti Of Usa, Inc.

Honolulu, HI

Conducts complex quality assurance reviews to validate the effectiveness of the business unit compliance programs and related operational processes. Reviews quarterly monitoring assessments submitted by the business units. Tracks...

a month ago seen See more...

Senior Compliance Officer

First Technology Federal Credit Union

Hillsboro, OR

Act as compliance subject matter expert and second line of defense to provide support and oversight to ensure the effective operation of the Compliance Management System enterprise-wide. Collect and organize relevant regulatory ag...

a month ago seen See more...

Senior Compliance Officer - Broker Dealer

Victory Capital

San Antonio, TX

Senior Compliance Officer - Broker-DealerVictory Capital |San Antonio, TXAbout Victory Capital:General Summary and Purpose:Victory Capital Services, Inc. (VCS) is an introducing broker-dealer with multiple lines of business, in...

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Senior Manager, Health Care Compliance Officer

Johnson & Johnson

United, PA

The Senior Manager, Health Care Compliance Officer is responsible for the review of marketing strategies and materials, such as field sales aids, informational brochures, professional and consumer marketing materials, public-rela...

2 weeks ago seen See more...

Senior Compliance Counsel, Artificial Intelligence and Digital Health & Medicines

Pfizer

New York, NY

$205,400 - $342,400 a year

J.D. or equivalent degree. Must be a member of the Bar. 10+ years' legal experience. Experience at a top law firm, government or in-house involving practical application of US healthcare laws, e.g., investigations, risk assessment...

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Senior Quality Compliance Manager in Atanta GA

Blackrock Resources

Georgia, United States

BS degree in Engineering, Food Engineering, Food Science, Chemistry, any Biological. Sciences or related area from an accredited college or university. 5 plus years of relevant work experience with formulated products or related f...

2 weeks ago seen See more...

Senior Compliance Officer - Remote

Accelerated Debt Solutions

Remote

$70,000 - $100,000 a year

Supervise all the business processes that involve compliance and regulations. Take timely actions to ensure compliance, both with national/local laws and internal policies of the company. Make reports and documentation on potentia...

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Senior Compliance Specialist - HYBRID

Taylor White

Tampa, FL

$75,000 - $95,000

Attractive hybrid work schedule and professional working environment. Highly visible department and position. Terrific benefits package. Wide target compensation range $75,000 $95,000 depending on experience. Evaluate and implem...

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Senior Compliance Analyst

Devoted Health

Remote

$57,000 - $120,000 a year

As a Senior Compliance Analyst, you will be reporting to a Senior Manager within the Compliance Department.Our team is responsible for our External Compliance (FDR and Part D), as well as those Internal Business Areas related to E...

a month ago seen See more...

Senior Compliance Consultant - Private Fund

Comply

United States

Work with a specified group of RIA firms to provide ongoing compliance support.. Actively respond to emails and phone inquiries pertaining to client matters.. Customize Form ADV filings and review existing firm regulatory docume...

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Senior Compliance Officer

Bank Of Montreal

Chicago, IL

Provides advice and guidance to assigned business/group on implementation of solutions aligned to regulatory risk appetite based on an understanding of business operations and stakeholder needs. Consults on new products, services...

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VP, Senior Compliance Officer

Ultimus Fund Solutions

Cincinnati, OH

Conducts the trust's annual compliance program review, reports the findings, proposes procedural changes to management, and ensures any changes are implemented in a timely fashion. Identifies and corrects deficiencies in complianc...

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Senior Compliance Officer

Sutton Bank

Columbus, OH

Directs and supervises Compliance staff responsible for a wide range of Compliance activities spanning the support of nationwide third party-managed payment card programs, community banking, and monitoring and testing. Effectively...

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Senior Compliance Examiner, CG-0570-13

Federal Deposit Insurance Corporation

Baton Rouge, LA

Volunteer work helps build critical competencies, knowledge, and skills and can provide valuable training and experience that translates directly to paid employment. Additional qualifications information can be foundhere.To quali...

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Senior Compliance Examiner, CG-0570-13

Federal Deposit Insurance Corporation

Jackson, MS

Volunteer work helps build critical competencies, knowledge, and skills and can provide valuable training and experience that translates directly to paid employment. Additional qualifications information can be foundhere.To quali...

a month ago seen See more...

Senior Compliance Specialist (Affordable Housing)

Maloney Properties, Inc.

Wellesley Hills, MA

$70,000 - $90,000 a year

401(k). 401(k) matching. Dental insurance. Employee assistance program. Employee discount. Flexible spending account. Health insurance. Life insurance. Paid time off. Professional development assistance. Referral program. Retireme...

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Senior Compliance Analyst

Allspring

Menomonee Falls, WI

Manage the NFA/CFTC Compliance Program and related activities. Assist in reviewing NFA/CFTC regulatory developments with Compliance and Legal partners to ensure impact reviews and assessments are conducted. Complete international...

2 months ago seen See more...

Senior Compliance Sanctions Officer (SVP) - Securities Services

Citi

New York, NY

$176,720 - $265,080 a year

Responsible for providing sanctions guidance globally to Citi's businesses that transact in securities and securities based financial instruments. Provide sanctions oversight of in business controls and review in-flight and propos...

2 months ago seen See more...

Senior Compliance Safety Specialist

Schneider

Green Bay, WI

Be the expert for the organization in FMCSRs and state-specific requirements as they pertain to the DOT Regulations (49 CFR 300-399) and the 6 Factors for Safety Management System (SMS). Must take initiative to work with Operation...

2 months ago seen See more...

Tax Senior- Compliance

Copeland Buhl

Minnesota, United States

$40 - $51 an hour

Draft and/or review business and individual tax returns in a variety of industries. Share technical expertise to support the firm and clients. Identify and assist with implementation of tax planning and tax savings strategies. Sta...

2 months ago seen See more...

Senior Compliance Manager

Metaprise

New York, NY

$100,000 - $120,000 a year

Understanding of the current and evolving landscape of regulatory compliance and risk management for global financial technology companies Monitor developments in financial regulation and considers implications for compliance; off...

2 months ago seen See more...

Senior Compliance Officer

Woori America Bank

New York, NY

$80,000 - $120,000 a year

401(k). Dental insurance. Employee discount. Health insurance. Life insurance. Paid time off. Referral program. Relocation assistance. Vision insurance. Monday to Friday. Will you, now or in the future, require sponsorship for emp...

2 months ago seen See more...

Senior Compliance and Privacy Manager

Southcentral Foundation

Anchorage, AK

Masters degree with an emphasis in healthcare, auditing, quality assurance, risk management; OR equivalent training and experience. Five (5) years of healthcare compliance, privacy, regulatory, legal, audit, investigations, and e...

2 months ago seen See more...

SVP, Senior Compliance Ops Manager

Amerihome Mortgage Company, Llc

Westlake Village, CA

Act as a subject matter expert on compliance related mortgage activities including but not limited to TRID, ECOA, HMDA, ATR and fair lending laws. Optimize processes and procedures for compliance operations in Retail and Correspon...

2 months ago seen See more...

Senior Compliance Analyst

San Joaquin County Health Commission

French Camp, CA

Identifies, monitors, queries, analyzes, and interprets FWA trends in data to identify trends, variances and other insights related to FWA for investigation and planning purposes. Analyzes and investigates suspected FWA and Privac...

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Senior Compliance Manager

Behavior Frontiers

El Segundo, CA

Internal compliance monitoring ensure the company and all employees are in compliance with state and federal regulatory standards, including established guidelines related to applicable insurance laws and regulations, a...

2 months ago seen See more...

Senior Compliance Analyst - Federal Programs

Zscaler

San Jose, CA

Federal compliance authorizations (e.g., StateRAMP, FedRAMP, DoD IL5) and the related requirements (e.g., NIST 800-53 Rev 5, NIST 800-63, FIPS, DoD CC SRG). The various cloud computing services (e.g., IaaS, PaaS, SaaS) and their i...

2 months ago seen See more...

Senior Compliance Associate, Risk Assessment and Testing

Lord Abbett.com

Jersey City, NJ

Assist in the enhancement and execution of Risk Assessment framework. Perform compliance testing of policies and procedures in accordance with Investment Company Act Rule 38a-1, Investment Advisers Act Rule 206(4)-7 and other regu...

2 months ago seen See more...

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