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COMPLIANCE ANALYST

Support the centralized monitoring program by performing risk-based testing and oversight reviews, electronic communication monitoring, and market abuse testing. Identify, escalate, address, and validate potential policy violation...

CompanyAllspring
AddressCharlotte, NC
CategoryInformation Technology
Job typeFull-Time
Date Posted 4 weeks ago See detail

Compliance Analyst

Allspring

Charlotte, NC

Support the centralized monitoring program by performing risk-based testing and oversight reviews, electronic communication monitoring, and market abuse testing. Identify, escalate, address, and validate potential policy violation...

Systematic Portfolio Analyst

Allspring

Charlotte, NC

Work as part of a systematic investment team looking to design and develop new and innovative investment products. Assist in the design and development of active and passive systematic investment strategies. Play a key role in the...

Systematic Portfolio Analyst

Allspring

Menomonee Falls, WI

Work as part of a systematic investment team looking to design and develop new and innovative investment products. Assist in the design and development of active and passive systematic investment strategies. Play a key role in the...

Senior Compliance Analyst

Allspring

Menomonee Falls, WI

Manage the NFA/CFTC Compliance Program and related activities. Assist in reviewing NFA/CFTC regulatory developments with Compliance and Legal partners to ensure impact reviews and assessments are conducted. Complete international...

Managed Accounts Onboarding Specialist

Allspring

Walnut Creek, CA

Onboard dual contract managed account clients, through coordination with external clients and internal stakeholders, including facilitating mutually acceptable client agreements, administering AML/KYC reviews, and coordinating app...

Managed Accounts Onboarding Specialist

Allspring

Menomonee Falls, WI

Onboard dual contract managed account clients, through coordination with external clients and internal stakeholders, including facilitating mutually acceptable client agreements, administering AML/KYC reviews, and coordinating app...