Senior Compliance Officer - Remote

Job description

Senior Compliance Officer - Remote

Company Overview:

We are a prominent financial services consulting company seeking an experienced Senior Compliance Officer to join our team. Our primary job is to assist people who are struggling with unsecured debt . We place a strong emphasis on maintaining the highest standards in customer interactions. Please note that we are currently hiring for an immediate position. If you meet the qualifications outlined below, we invite you to apply.

Position Overview:

A Senior Compliance Officer establishes compliance procedures and develops organizational strategies to ensure the company conducts its business in full compliance with all federal/state/local laws, ethical standards, and regulatory policies.

Primary Duties and Responsibilities:

• Supervise all the business processes that involve compliance and regulations.
• Take timely actions to ensure compliance, both with national/local laws and internal policies of the company.
• Make reports and documentation on potential compliance risks, as a compliance risk manager.
• Establish and carry out proper training programs, so that the employees are aware of the laws and regulations they need to adhere to.
• Carry out investigations to find gaps in the current strategies, which involve compliance and rectify them as per the regulatory guidelines.
• Monitoring the current policies and systems in place and ensuring that it complies with legal and regulatory laws
• Collaborate and work alongside Executive Management to develop policies/procedures to ensure compliance with laws and regulations.
• Curate and maintain control systems to identify and handle breaking of rules and any violations
• Collaborate with external auditors and HR when needed
• Address employee concerns or questions on legal compliance
• Regular reports to management concerning the status of company internal and external compliance efforts

Required Skills and qualifications:

• Bachelor’s degree in law, business administration, or a similar discipline
• Three years’ experience working as a compliance manager or similar position
• Proficiency in financial industry trends, laws, and regulations
• Outstanding analytical skills and problem-solving abilities
• Must possess a direct wired desk-top PC with a WIN11 Pro operating system.

Preferred Skills and qualification:

• Professional certification (e.g. Certified Compliance & Ethics Professional -CCEP) a plus
• Experience in risk management or auditing
• Exposure to curating, executing and monitoring compliance projects

Schedule

· 40 hours work week Monday – Friday

· Fully Remote

Compensation and benefits:

· $70,000 base

· $30,000 annual bonus (based upon KPIs)

· Health, vision, dental plan

· 401K available

Job Type: Full-time

Pay: $70,000.00 - $100,000.00 per year

Benefits:

• 401(k)
• Dental insurance
• Health insurance
• Paid time off
• Vision insurance

Schedule:

• 8 hour shift
• Monday to Friday

License/Certification:

• CCEP certification (Required)

Work Location: Remote