Trade Compliance Specialist jobs

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TRADING COMPLIANCE MANAGER, VICE PRESIDENT, HYBRID

Coordinate with various internal and external constituents to ensure accurate trade and execution reporting to the SEC, FINRA and various SROs regarding applicable trade reporting requirements including TRACE, MSRB, and CAT. Impl...

CompanyState Street
AddressNew York, NY
CategoryInformation Technology
SalaryNot disclosed
Job typeFull time
Date Posted 3 weeks ago See detail

Trading Compliance Manager, Vice President, Hybrid

State Street

New York, NY

Not disclosed

Coordinate with various internal and external constituents to ensure accurate trade and execution reporting to the SEC, FINRA and various SROs regarding applicable trade reporting requirements including TRACE, MSRB, and CAT. Impl...

Compliance Specialist

Delta Dental Of Michigan

Okemos, MI

$71.6K - $90.7K a year

Implement initiatives to raise awareness of Company's Compliance Program including: planning, developing and conducting education and training activities related to compliance. Responsible for the development of training materials...

Compliance Specialist Affordable Housing

Related

Albany, NY

$65,000 - $75,000 a year

$65000.00 - $75000.00 / year Annual performance-based bonus. Lots of paid time off (19+ days!) we value your life outside of work. Customizable total rewards package pick from our medical, vision and dental options, along with...

Dangerous Goods Compliance Specialist (Associate or Mid-Level)

Boeing

Dallas, TX

Reviews, analyzes and maintains Dangerous Goods (DG) data to ensure compliance with regulations, including 49 CFR, ADG, ADR, CA TDG, NZ TDG, ICAO/IATA, IMO/IMDG and others. Supports interactions with regulatory agencies. Conducts...

Aviation Compliance Specialist - EWR

Prospect Airport Services

Newark, NJ

$50,909.68 - $61,310.58 a year

Internal Auditing. Training. Quality Control. Regulatory Compliance. Airport Operations. ISAGO Qualifications. Dental insurance. Health insurance. Life insurance. Paid time off. Vision insurance. 2 years. 8 hour shift. Day shift....

Compliance Specialist/Field Technician

Cornerstone Staffing

Fort Worth, TX

Must have valid driver's license and valid insurance Must be able to pass a defensive driving test after a job offer is made Must have a high school diploma or GED Must have good computer skills 30+ wpm typing ability If you are...

Information Security Compliance Senior Specialist

Sap

Bellevue, WA

Stay abreast of emerging regulatory updates, technological trends, and changing threat landscape to inform new policies and standards. SAP provides the annualized compensation range inclusive of base salary and variable incentive...

Store Safety & Compliance Specialist

Ikea

Pittsburgh, PA

$21.07 - $30.03 an hour

Ensure accurate administration of accounting practices, purchase orders, and invoices, adhering to legal requirements and IKEA financial rules. Contributes to an environment where the IKEA culture is a strong and living reality th...

Lead Contract Compliance Specialist

Federal Law Enforcement Training Centers

Artesia, NM

Please provide a copy of your FACCOR Level III certification and include your contracting experience in your resume.In addition to the selective placement factor, you must have possess at least one year of specialized experience e...

Post-Closing Compliance Specialist

Southeast Bank

Knoxville, TN

$39.4K - $49.9K a year

Non-originated application reviewReview all consumer and commercial non-originated applications to verify proper disclosure, as applicable, and documentation of action takenProperly identify applications which are HMDA-reportable...

Subcontract Compliance Specialist

Bechtel

Richland, WA

$67,860 - $118,920 a year

Relocation Authorized: National - Single Telework Type: Full-Time Office/Project Work Location: Richland, WA Salary Range: $67,860 - $118,920 annually (Determined by function, education, experience, and qualifications of the appli...

CHB Compliance Specialist

A Customs Brokerage

Florida, United States

Assures CBP and applicable OGA compliance and adheres to ACB operational practices. Provide guidance to company employees on all import compliance issues, including interpretation and application 19 CFR and the HTSUS, classificati...

Specialist, Compliance Support

Invitation Homes

Remote

$20 - $24 an hour

Onboard and maintain HOAs and Municipalities as needed (W-9, vendor codes, contact info, etc.). Execute payments for fines and fees. Review and manage HOA documents containing the restrictions and rules of the community. Research...

Compliance Documentation Specialist

Colgate-Palmolive

Morristown, TN

$64,000 - $80,000 a year

Create and maintain Plant Wide Standard Operating Procedures & associated forms and documents. Maintain, control and audit the master batch production records and associated documents. Maintain the GMP and calibration records for...

Licensing, Compliance and Safety Product Specialist

Union Leasing, Inc.

Schaumburg, IL

$65.2K - $82.5K a year

Covers 85% of your medical premiums. Includes a 100% Company-paid disability and life insurance plans. Includes a 401K plan with company match PLUS additional end-of-year funding. Includes incentive Plans. Provides paid maternity...

Compliance Procurement Specialist

Tesla

Austin, TX

$63.7K - $80.6K a year

Support the Indirect Construction Procurement team with supplier onboarding and ensure suppliers are compliant with local laws and regulations and Tesla pre-qualification standards Audit and validate supplier master documentation...

Supply Chain Specialist 2, Compliance

Fujifilm

Holly Springs, NC

$59.9K - $75.9K a year

Creates, revises, and maintains current Standard Operating Procedures (SOPs), work instructions, training compliance standards, and applicable documentation to support the Supply Chain organization Supports optimization projects t...

Compliance Reporting Specialist - Equity Title IX

Wake County Public School System

Cary, NC

$56.3K - $71.2K a year

Considerable knowledge of Microsoft Office, specifically Word, Excel, and PowerPoint; Google Apps; Working knowledge of a student database management system, specifically the Every Child Accountability Tracking System (ECATS); Cri...

License Compliance Sales Specialist II - REMOTE

Ansys

Novi, MI

$82.6K - $105K a year

Recover revenue lost to unauthorized license use. The LCS2 is responsible for supporting the protection and enforcement of the companys Intellectual Property Rights and managing a sales territory to recover revenue lost to unauth...

Compliance and Property Management Specialist

Burlington Housing Authority

Burlington, VT

$22 - $24 an hour

Dental insurance. Employee assistance program. Flexible spending account. Health insurance. Life insurance. Paid time off. Retirement plan. Vision insurance. 3 years. 8 hour shift. Day shift. Monday to Friday. Burlington, VT: Relo...

HR Compliance & Immigration Specialist

Supplyhouse

Remote

$60,000 - $70,000 a year

Develop and maintain HR Compliance processes and policies. Manage the workers compensation vendor relationship, analyze data, trends, best practices and suggest improvements to manage growing costs, and act as workers compensation...

Product Compliance Analyst II (Product Quality Compliance Specialist II) - Remote

Net Health

Pittsburgh, PA

$62.7K - $79.4K a year

Raise and maintain Product Compliance awareness to development/product team key stakeholders. Understand regulatory governing bodies and product requirements such as the CMS (legal medical record: authentication; authorship integr...

NERC Compliance Engineer/Specialist

Nisource, Inc.

Hammond, IN

Participates and assists in reviewing the NIPSCO plan pertaining to Compliance Policy. Conducts Compliance oversight activities to keep NIPSCO in compliance with Federal and State regulatory requirements, NERC, RF and MISO rules/r...

Public Utilities Specialist (Reliability Compliance)

Bureau Of Reclamation

Sacramento, CA

Experience in NERC/WECC preparation and execution in Reliability Compliance and mitigation plans. coordinating and implementing NERC/WECC Reliability Compliance Program, addressing impacts on generation equipment, conducting busin...

TRADES APPRENTICE, ELECTRICIAN OR ELECTRICIAN SPECIALIST

State Of Louisiana

Louisiana, United States

$2,784 - $5,009 a month

A Chauffeur's License (Class D) is required to begin employment.THE STARTING PAY FOR THIS POSITION IS $16.06 PER HOUR PLUS AN ADDITIONAL $2.00 PER HOUR FOR EACH HOUR WORKEDPlease visit our DOTD Career Center for more information a...

Implementation Specialist I, Customs Compliance

Magaya Corporation

Houston, TX

$60,000 - $75,000 a year

Implement Magaya products and solutions for new customers Ensures that implementations are completed on time, within budget, and meet client expectations Follows department procedures. Guarantee a successful customer onboarding wi...

Senior Compliance Officer - Control Room & Employee Trading (Hybrid - New York)

York State Department Of Labor

New York, NY

Develop policies, systems and controls for the administration of Control Room functions with particular focus on Employee Trading and related monitoring and surveillance. Assist in the implementation of the firm's watch and restri...

Quality Assurance Compliance Senior Specialist

Biospace

Columbus, OH

Perform supplier/service provider qualifications in accordance with company and regulatory requirements. Ensure each supplier/service provider qualification state is current and track supplier qualification status using TrackWise....

Environmental/Social Compliance Specialist - Environment

International Finance Corporation

United States

For more information, visit www.ifc.org.MIGA promotes cross-border investment in developing countries by providing guarantees (political risk insurance and credit enhancement) to investors and lenders.The CAOs mandate is to assis...

Code Compliance Specialist

City Of Boulder, Co

Boulder, CO

$28.79 - $35.19 an hour

Receives complaints about land use, zoning, signs, development, nuisance housing and occupancy violations. Investigates complaints and determines necessary action to resolve. Performs visual inspections of neighborhoods for compli...