Corporate Compliance Manager jobs in New York, NY

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VICE PRESIDENT, CORPORATE COMPLIANCE RISK ASSESSMENT

Provide subject matter expertise and work with CRA team to conduct Compliance Risk Assessments of various U.S. entities, particularly SMBC's broker-dealer and swap dealer businesses. Lead meetings with business stakeholders to und...

CompanySumitomo Mitsui Financial Group, Inc.
AddressNew York, NY
CategoryRetail
Job typeFull-Time
Date Posted 2 months ago See detail

Vice President, Corporate Compliance Risk Assessment

Sumitomo Mitsui Financial Group, Inc.

New York, NY

Provide subject matter expertise and work with CRA team to conduct Compliance Risk Assessments of various U.S. entities, particularly SMBC's broker-dealer and swap dealer businesses. Lead meetings with business stakeholders to und...

Employee Compliance Manager

Fanduel

New York, NY

$105,000 - $130,000 a year

Assist in developing and executing Employee Compliance policies, procedures, training, tool evaluation, governance, implementation, and enhancements, along with presentations to senior management. Lead implementation of a comprehe...

Compliance Manager

Douglas Elliman Real Estate

New York, NY

Submit leases in a timely manner Enter lease charge adjustments based on rent determination Outreach and assist residents with annual and interim recertification requests with various agencies Assist residents with any additional...

Compliance Manager

Douglas Elliman Property Management

New York, NY

Requirements Ensure compliance with all regulatory requirements for a mix of sites that include both Section 8, LIHTC units, Public Housing Authoritys (PHA) regulatory and leasing requirements for a Section 8 Project Based Vouche...

Compliance Manager On-site Queens

Douglas Elliman Property Management

New York, NY

Requirements Ensure compliance with all regulatory requirements for a mix of sites that include both Section 8, LIHTC units, Public Housing Authority?s (PHA) regulatory and leasing requirements for a Section 8 Project Based Vouche...

HUD Compliance Manager (Residential Compliance)

L+M Development Partners

New York, NY

Directly supervise Compliance Specialists. Ensure appropriate leases are signed by residents. Submit leases online to PHA in a timely manner. Ensure lease charge adjustments are updated based on PHA rent determination. Complete an...

Capital Markets Compliance Manager, VP

Strategic Resource Partners, Inc.

New York, NY

Assist with the design and execution of regulatory compliance testing for Capital Markets business; test compliance with policies and standards and identify key risk control gaps and deficiencies. Work with the business supervisio...

Senior Manager, Corporate Development

Roku

New York, NY

$271,000 - $316,000 a year

Evaluate potential acquisitions, strategic partnerships, new business initiatives, and investment opportunities from a qualitative and quantitative perspective. Develop detailed financial models, valuation scenarios, and recommend...

Marketing Manager - NYC Corporate

Domain Cos Management Llc

New York, NY

$100,000 - $120,000 a year

With leadership and guidance from the Marketing Director and alongside the team, the Marketing Manager will be responsible for creating, managing, analyzing, and adjusting the marketing strategy for Domains operating multifamily...

Manager, Corporate FP&A

Abm Industries

New York, NY

$130,000 - $160,000 a year

Work closely with respective Corporate Functional leaders to budget, forecast, track and manage all expenses for assigned functional groups, with a primary focus on IT and Strategy functional groups. Track costs and savings for al...

Compliance Advisory Manager

Capital One

New York, NY

Provide guidance and effective challenge to our Retail Bank business on consumer compliance risks. Maintain subject matter expertise of existing consumer banking laws and regulations, including Reg CC, Reg DD, Reg B, FCRA, ADA, SC...

BOH Manager - Corporate

Restaurant Associates / Compass Group

New York, NY

$70,000 - $82,000 a year

Adheres to HACCP guidelines to ensure efficient, safe and sanitary food production, purchasing, receiving, food storage and facility maintenance. Provides leadership and direction to utility and culinary team including hiring, tra...

Corporate Banking Portfolio Management - Director - Power and Utilites

Sumitomo Mitsui Financial Group, Inc.

New York, NY

Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. He/she should be able to drive and execute an...

Corporate Vice President, Senior Innovation Product Manager

York State Department Of Labor

New York, NY

Lead the development and execution of a comprehensive product strategy and roadmap, aligning with business goals and user needs.. Conduct thorough market research and user analysis to identify opportunities, define product require...

Strategy and Transactions - VME - Corporate Real Estate - Manager - Multiple Positions - 1454553

Ernst & Young Llp

New York, NY

Competitive

Continuous learning: Youll develop the mindset and skills to navigate whatever comes next. Success as defined by you: Well provide the tools and flexibility, so you can make a meaningful impact, your way. Transformative leadersh...

Assistant Manager, Brand Asset Management - L'Oreal Corporate Digital & Marketing Office

L'oréal

New York, NY

Merchandising Framework: Assist in the execution of content playbooks to key stakeholders ensuring all global-local guidelines and Retailer/Industry requirements are harmonized and achieved. Stakeholder Engagement: Support team le...

Senior Manager, Corporate Tax (Multiple Positions)

Pricewaterhousecoopers Llp

New York, NY

Build, maintain, and utilize networks of client relationships to communicate value propositions, manage resource requirements, project workflow, budgets, billing, and collections. Certification(s) required: US CPA or foreign equiv...

Benefits Manager, Corporate Vice President

York Life Insurance Co

New York, NY

$115,000 - $175,000 a year

Vendor ManagementResponsible for supporting the relationship and day-to-day operations for the medical & pharmacy plans.Attend and coordinate regular vendor calls/meetings as client support person.Recommend process improvements to...

Volcker EAC Compliance and Operational Risk Manager

Bank Of America

New York, NY

$93,400 - $170,600 a year

5 years experience covering markets compliance for a major U.S. institutional broker-dealer or bank. working knowledge of the Volcker Rule a plus;. Strong knowledge of risk and control management frameworks and ability to analyze...

Risk, Compliance and Underwriting Manager - Merchant Services

Huntington Bank

New York, NY

$140,000 - $160,000 a year

Develop, define, communicate, and implement underwriting policies, strategies and vision in line with the businesses short and long-term strategic objectives with respect to loss ratios, underwriting service level agreements (SLAs...

Business Development Manager Corporate and Tax

Greenpoint Global

New York, NY

Preparing proposals, pitches, and other new business initiatives. Developing in-depth knowledge of the practice groups, including attorney and firm experience, industry/trade group organizations, trends, and clients. Ensuring that...

Senior Manager-Compliance

Amex

New York, NY

$90,000 - $165,000 a year

Drive implementation and business partner understanding of applicable policy and regulatory requirements as related to small business lending financial products, including fair lending requirements, UDAP consumer protection, credi...

Sourcing Coordinator-Supply Chain Management (Corporate Services)

York University

New York, NY

Upload all fully executed agreements within the contract repository database. Provide and review relevant reporting upcoming repository expirations (30/60/90/120). Reach out to end users and Supply Chain Management (SCM) team for...

Compliance Officer Asset Management VP #230916

Credit Suisse Group

New York, NY

Providing independent advice, challenge and control to the business' compliance risk-taking. Assisting in the administration, maintenance and improvement of the compliance policies, procedures and processes of CIG, and connecting...

Compliance Officer Asset Management VP

Credit Suisse

New York, NY

Providing independent advice, challenge and control to the business' compliance risk-taking. Assisting in the administration, maintenance and improvement of the compliance policies, procedures and processes of CIG, and connecting...

Technical Audit Operations (TAPS): Privacy Program Manager - Compliance

Meta

New York, NY

Synthesize various requirements and priorities into a unified actionable roadmap for company-wide privacy testing and auditing milestones and drive the execution across multiple cross-functional teams. Create clear, concise busine...

Manager of Call Center Quality and Compliance

Metroplushealth

New York, NY

Manage the day-to-day operations of the Quality Assurance and Compliance team. Ensure that quality audits are performed according to the Quality Assurance Scoring Guidelines. Provide monthly feedback to all direct reports through...

Global Senior Manager, Corporate Affairs

Antech Diagnostics

New York, NY

Help establish and drive the long- and short-term global communications strategy, objectives and programs to further our purpose: A BETTER WORLD FOR PETS - including corporate PR, corporate communications, media strategy, digital...

Corporate Sales Manager

Stoney Clover Lane

New York, NY

Responsible for driving meaningful sales growth in Stoney Clover Lanes corporate gifting program. Leverage existing book of business to close large volume orders across all SCL products. Develop, manage, and grow the corporate gi...

Corporate Strategy Sr Associate / Manager

Justworks

New York, NY

$137,500 - $151,250 a year

Directly support new growth initiatives that capitalize on the business's competitive position, diversify our revenue stream, and align with our long-term vision. Support and drive the strategic planning process and act as a trust...