Trade Compliance Analyst jobs in Newark, NJ

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SENIOR FINANCIAL ANALYST - SOX COMPLIANCE AND CONTROLS (HYBRID)

Assist in the preparation of reports and presentations for management, Audit Committee and external auditors on the status of SOX compliance efforts. Work closely with the SOX PMO team to ensure that all necessary controls and pro...

CompanyBroadridge
AddressNewark, NJ
CategoryInformation Technology
Date Posted 2 weeks ago See detail

Senior Financial Analyst - SOX Compliance and Controls (Hybrid)

Broadridge

Newark, NJ

Assist in the preparation of reports and presentations for management, Audit Committee and external auditors on the status of SOX compliance efforts. Work closely with the SOX PMO team to ensure that all necessary controls and pro...

Sr. Analyst, Trade Compliance - Coachtopia

Coach

New York, NY

All category classification and duty advisement, which can include product, visual merchandise, raw materials, and more. This includes ensuring classification system requirements are properly met from other teams such as product d...

AML Compliance Analyst Basic (1-3 years)

Sintra Technologies

Jersey City, NJ

$30 an hour

Monday to Friday....

Junior Compliance Analyst

Gen Ii Management Llc

New York, NY

$60,000 - $65,000 a year

Review completed investment subscription documents for completeness and accuracy. Ensure all required documentation has been provided. Review completed change requests for data quality and completion. Maintain a tracker for all re...

Senior Quant Analyst, Trading Decision Tools

Bloomberg

New York, NY

Create innovative frameworks and state-of-the-art quantitative models for a variety of our clients and job functions including traders, portfolio managers and CIOs. Participate in the full life-cycle workflow from hypothesis formu...

Trade & Logistics Analyst

Tiffany & Co.

New York, NY

As the Analyst, Trade & Logistics Americas, you will play a key role in supporting, analyzing, and optimizing the movement of goods across international borders (into North/Central/South America and Caribbean geographies) speciali...

Credit Trade Support Analyst

Iconma

Jersey City, NJ

The team supports the execution of credit based OTC instruments transacted by the Trading and Sales businesses with additional focus on risk management, reporting, client service, and strategic initiatives driven by technology, re...

Compliance Analyst/Associate

Clarion Partners

New York, NY

High attention to detail. Ability to take direction and work independently while applying sound judgment. Excellent oral and written communication skills with ability to interact effectively and professionally across all levels...

Investment Compliance Analyst

Bessemer Trust

New York, NY

Conduct testing of various controls in accordance with SEC Rules 38a-1 and 206(4)-7; report results and provide any recommendations. Assist with portfolio compliance monitoring. Assist with the development, tracking and delivery o...

Business Systems Analyst -Compliance or Audit

Iconma

Jersey City, NJ

Presentations and Charts, Process Flows, Data models, Use Cases, Other Requirements Documents as appropriate to document and communicate the Requirements.. The Business Analyst may also be responsible for tracing the requirements...

FX E-Trading Support Analyst

Open Systems Technologies

Jersey City, NJ

Communicate on a weekly basis status of the clients and progress of the project to the trading, sales and eCommerce team, across the different locations. Qualifications: Bachelor or Master degree in a numerate subject (Engineering...

Claims Compliance Remediation Analyst (Hybrid)

Tandym

Jersey City, NJ

Support the Director of Claims Support to ensure claims rules, guidelines, documents, policies and procedures, reporting, job aides, training, and other key components are compliant. Partner with the Office of Corporate Compliance...

Compliance Analyst II, Advertising

Guild Mortgage

New York, NY

Assist in providing responses to internal customers regarding approvals within 24 48 hours for marketing material requests; if material(s) are non-compliant, initiate alternative solutions that meet compliant guidelines. Assist...

IT Security Analyst III (Governance/Risk/Compliance)

Innova Solutions

New York, NY

Reviews and analyzes complex data and information to provide insights, conclusions and actionable recommendations provides direction and guidance on reports and analyses and ensures recommendations are aligned with customer/busine...

Compliance Analyst I, Advertising

Guild Mortgage

New York, NY

Provide response to internal customers regarding approvals within 24 48 hours for marketing material requests; if material(s) are non-compliant, initiate alternative solutions that meet compliant guidelines. Examine all advertis...

COMPLIANCE ANALYST

Shalom International

New York, NY

60000.00-70000.00 Per Year

Ensure all inspections and testing are up to date without delays, review all inspections performed by China team and provide all final decisions as needed. Create any new tools needed by the compliance team and provide training on...

Senior Compliance Officer - Trade / Export Control - Legal & Compliance

Bloomberg

New York, NY

Lead Trade Compliance Program regarding Export Control restrictions as applicable to software / technology, whether the software is Bloomberg proprietary or third party software. Build and maintain relationships with internal stak...

AML Compliance Analyst

Bcforward

New York, NY

Ensure complete understanding of fraud issues in their areas of responsibility to ensure high quality work product and adapts to the changing fraud and control environment. Recognizes opportunities for addressing fraud issues, ris...

Capital Markets Trading Analyst

Federal Reserve Bank Of New York

New York, NY

$84,600 - $104,700 a year

Monitor and analyze developments across relevant markets, developing a specialized expertise in those markets. Contribute to the planning, execution, and analysis of open market operations, customer transaction services, and/or re...

Trading Compliance Manager, Vice President, Hybrid

State Street

New York, NY

Not disclosed

Coordinate with various internal and external constituents to ensure accurate trade and execution reporting to the SEC, FINRA and various SROs regarding applicable trade reporting requirements including TRACE, MSRB, and CAT. Impl...

Contracts Compliance Analyst Intern (Summer 2024)

York State Department Of Labor

New York, NY

Ensures timely entry and verification of contracts data.. Verifies system monetary values align to contractual documents.. Reviews basic contract and contract modification requirements and ensures contracts system compliance, perf...

Senior Analyst, US Tax Compliance

Paramount

New York, NY

$74,400 - $105,000 a year

Preparation and/or review of US tax forms 8858/5471/8865 using Corptax software Prepare international tax calculations including but not limited to Subpart F, Section 951A, Section 250, and foreign tax credit Prepare schedules and...

Tax Analyst, Compliance and Reporting

Comcast Corporation

New York, NY

Preparation of Federal income tax returns for multiple reporting entities, including corporate and partnership returns as well as M-1 adjustments and supporting documentation/workpapers. Liaise with third party (lower tier) partne...

Tax Analyst, Compliance and Reporting

Pix11

New York, NY

Preparation of Federal income tax returns for multiple reporting entities, including corporate and partnership returns as well as M-1 adjustments and supporting documentation/workpapers. Liaise with third party (lower tier) partne...

Compliance Manager - Trading

Bp Energy

New York, NY

The position reports to the Senior Compliance Manager and is primarily responsible for performing surveillance of business activities, influencing culture, delivering training and providing guidance to the business to ensure compl...

Short Term Trading Quant Analyst / NYC

Pix11

New York, NY

Role:- Your role will involve researching and developing Short Term systematic trading models to complement and diversify the firm's main strategies with holding periods from a few days up to 2 weeks within futures and FX. Require...

Trade Surveillance Business Analyst

Innova Solutions

New York, NY

Consult on complex initiatives with broad impact and large-scale planning for the Business. Review and analyze complex multi-faceted larger scale or longer-term Business challenges that require in-depth evaluation of multiple fact...

Compliance Manager - Trading

Pix11

New York, NY

The position reports to the Senior Compliance Manager and is primarily responsible for performing surveillance of business activities, influencing culture, delivering training and providing guidance to the business to ensure compl...

Markets - Sales and Trading, Summer Analyst, New York City - US, 2025

York State Department Of Labor

New York, NY

From providing financing solutions to the worlds leading corporations, governments, and institutional investors to offering a robust range of products and services, you will gain varied and thorough knowledge in this diverse rota...

Analyst, Portfolio Strategy & Compliance

Convergent Energy And Power

New York, NY

Support contractual, financial, and operational analyses of Convergent's solar and storage assets. Develop and maintain sophisticated models to support and forecast asset-level P&L performance. Assist team leadership in implementi...