Senior Compliance Auditor jobs in New York, NY
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SENIOR MANAGER, HR COMPLIANCE - AMERICAS REGION
Formalize a regional Compliance (Policy, Training, Audits and ER) framework that includes recommendations on how to build a team around this role over time. Develop and implement an effective compliance program to ensure adherence...
| Company | Mongodb |
|---|---|
| Address | New York, NY |
| Category | Human Resources |
| Salary | parental leave, paid time off, 401(k) |
| Date Posted | an hour ago See detail |
Senior Manager, HR Compliance - Americas Region New
Mongodb
New York, NY
parental leave, paid time off, 401(k)
Formalize a regional Compliance (Policy, Training, Audits and ER) framework that includes recommendations on how to build a team around this role over time. Develop and implement an effective compliance program to ensure adherence...
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Financial Crimes Compliance - Senior - Consulting - Location Open
Ernst & Young Llp
New York, NY
Competitive
A bachelors degree and approximately 2+ years of work experience with Financial Crimes issues from industry, consulting, or government; or a graduate degree and approximately 1-2 years of related work experience. A degree in poli...
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Senior Credit Risk Auditor- H/F/X
Société Générale
New York, NY
$117,000 - $210,000 a year
Manage and execute all stages of assigned credit audit missions within a pre-defined timeframe: planning, file review, portfolio analysis, report drafting, and exit meeting; Prepare clear and concise worksheets. Prepare quality re...
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Senior Compliance Officer - Control Room & Employee Trading (Hybrid - New York)
York State Department Of Labor
New York, NY
Develop policies, systems and controls for the administration of Control Room functions with particular focus on Employee Trading and related monitoring and surveillance. Assist in the implementation of the firm's watch and restri...
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Auditor-Assurance-Audit Services-Senior-Multiple Positions-1493923
Ernst & Young Llp
New York, NY
Competitive
Continuous learning: Youll develop the mindset and skills to navigate whatever comes next. Success as defined by you: Well provide the tools and flexibility, so you can make a meaningful impact, your way. Transformative leadersh...
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Senior Compliance Counsel, Artificial Intelligence and Digital Health & Medicines
Pfizer
New York, NY
$205,400 - $342,400 a year
J.D. or equivalent degree. Must be a member of the Bar. 10+ years' legal experience. Experience at a top law firm, government or in-house involving practical application of US healthcare laws, e.g., investigations, risk assessment...
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Senior Auditor, Finance (Hybrid Work Model)
Pix11
New York, NY
Overseeing quarterly and annual audit planning and development for financial reporting and accounting. Driving continuous risk assessment processes to identify key control issues and ensure appropriate audit coverage. Leading the...
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Senior Internal Auditor
Bytedance
New York, NY
We advise business functions in addressing risks and control violations, developing solid solutions, and tracking and reporting on the progress of the process and compliance improvement. This position is designed for an individual...
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Senior Director of Accounting Quality Control (Internal Audit & Compliance)
Charter School Business Management
New York, NY
Lead the quality team and oversee Quality Control programs, goals, and results. Establish the organization's internal quality policies and procedures. Collaborate on the design, training and implementation of quality software, met...
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Senior Auditor (Hybrid)
Capital One
New York, NY
Design and perform relevant control testing based on the risks and processes associated with the area being audited. Assist in communicating issues, risks and recommendations to all levels of management.. Operate independently and...
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Senior Compliance Sanctions Officer (SVP) - Securities Services
Citi
New York, NY
$176,720 - $265,080 a year
Responsible for providing sanctions guidance globally to Citi's businesses that transact in securities and securities based financial instruments. Provide sanctions oversight of in business controls and review in-flight and propos...
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Vice President - Senior Auditor
Jpmorgan Chase & Co
New York, NY
$118,750 - $180,000 a year
Perform independent testing of individual branches leveraging an established audit program through inquiry and observation of branch personnel evaluating procedural adherence, while also evaluating and assessing whether operationa...
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Senior Auditor - Quality Assurance and Improvement
Amex
New York, NY
$55,000 - $105,000 a year
Provides data-driven and technology-enabled assurance. Delivers timely and forward-looking risk insights Enriches the colleague experience to develop enterprise leaders. Participate as a key team member on QA projects to document...
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Senior Auditor
Citi
New York, NY
$98,960 - $148,440 a year
The Senior Auditor is an intermediate level role responsible for managing a small team in performing moderately complex audits and assessments of Citis risk and control environments of the Chief Operating Office (COO), including...
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Senior Compliance Manager
Metaprise
New York, NY
$100,000 - $120,000 a year
Understanding of the current and evolving landscape of regulatory compliance and risk management for global financial technology companies Monitor developments in financial regulation and considers implications for compliance; off...
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Senior Compliance Officer
Woori America Bank
New York, NY
$80,000 - $120,000 a year
401(k). Dental insurance. Employee discount. Health insurance. Life insurance. Paid time off. Referral program. Relocation assistance. Vision insurance. Monday to Friday. Will you, now or in the future, require sponsorship for emp...
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Senior Auditor
Metropolitan Commercial Bank
New York, NY
Work with the Bank's co-sourcing firms to assist in audit life cycle including developing audit plan, risk-based audit scope, audit programs and, producing high-quality reports, and to ensure alignment with IA policies and procedu...
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Senior Auditor - Corporate Services
American Express
New York, NY
Assist team leaders and Senior Managers/Managers in the execution of assigned audit tasks in line with IAG methodology, budgets and deadlines for all phases of the audit including planning, fieldwork, reporting and wrap-up;. Docum...
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Senior Auditor
Empire State
New York, NY
With moderate supervision, conducts financial, operational, compliance and program audits, after planning, organizing and implementing a comprehensive audit program and approach. Reviews and evaluates the system of internal and ma...
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Senior Auditor
Paro
New York, NY
Set up and preparation of audit files in firm's audit software. Perform audit testing/fieldwork remotely and on-site at client facilities as instructed by the engagement in-charge. Assist with wrap-up after audit fieldwork to incl...
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Senior Auditor - Model Risk
The Execu|Search Group
New York, NY
Direct and supervise audit from inception to completion including planning, testing, issue identification, workpaper review and reporting. Manage audit teams to execute high quality reviews within a prescribed timeframe. Effective...
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Senior Auditor II
Mta Headquarters
New York, NY
Supervise and/or conduct detailed analyses and reviews of audited operations. Exercises independent judgment on work assignments. Determine the extent of required audit testing, staff assignments, and projection of man-days requir...
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Senior Auditor II
Metropolitan Transportation Authority
New York, NY
Supervise and/or conduct detailed analyses and reviews of audited operations. Exercises independent judgment on work assignments. Determine the extent of required audit testing, staff assignments, and projection of man-days requir...
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Senior Compliance Professional
Taylor Root
New York, NY
Our client is a top alternative asset manager in NYC, looking for a Senior Compliance Professional with 10-12 years of investment adviser experience as well as broker-dealer experience at either an affiliated broker dealer, specia...
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Compliance Senior Director
Tishman Speyer
New York, NY
Work closely with the firm's Chief Compliance Officer and General Counsel to support various aspects of a global Compliance program, with a particular focus on new rules and regulations relevant to US registered investment adviser...
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Senior - AML Regulatory Compliance Consultant (Blockchain/Digital Assets)
Rsm Global
New York, NY
Work individually or as part of a team to execute model validation activities and testing against BSA/AML and OFAC models, including assessing risks related to model design, data, output, and governance. Lead and execute AML indep...
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Senior Vendor Auditor
Nyc Careers
New York, NY
$70,871 - $81,502 a year
Agency: DEPT OF CITYWIDE ADMIN SVCS Job type: Full-time Title Classification: Exam may be required Recruiting, hiring, and training City employees. Managing 55 public buildings. Acquiring, selling, and leasing City property. Purch...
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Senior - AML Regulatory Compliance Consultant (Blockchain/Digital Assets)
Rsm Us Llp
New York, NY
$75,200 - $150,100 a year
Work individually or as part of a team to execute model validation activities and testing against BSA/AML and OFAC models, including assessing risks related to model design, data, output, and governance. Lead and execute AML indep...
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Compliance Specialist Senior WM
City National Bank
New York, NY
Monitors, analyzes and escalates issues and concerns related to client activity with an emphasis on Volcker issues identification utilizing sound and current compliance industry standards and practices for Volckerprogram foundatio...
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Senior Manager-Compliance
Amex
New York, NY
$90,000 - $165,000 a year
Drive implementation and business partner understanding of applicable policy and regulatory requirements as related to small business lending financial products, including fair lending requirements, UDAP consumer protection, credi...
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