Responsibilities:
The Senior Auditor will:
- Direct and supervise audit from inception to completion including planning, testing, issue identification, workpaper review and reporting
- Manage audit teams to execute high quality reviews within a prescribed timeframe
- Effectively communicate with stakeholder and audit senior management to clearly articulate audit strategy, testing results and corrective measures
- Assist with the delivery and execution of IAD's broader audit plan and assurance responsibilities
- Participate in quarterly and annual continuous monitoring / risk assessment process to identify business trends and changes in the business risk profile
- Assist with special projects related to business process improvements or departmental strategic initiatives
- Track and validate closure of issues raised by the department and regulators
- Develop, promote and maintain a collaborative and strong working relationship with AD business heads, external auditors, and regulators
- Perform other duties, as nee
- 5+ years of Internal Audit experience in the Banking and/or Finance industry
- Bachelor's Degree in Accounting, Finance, and/or a related Quantitative field
- Working knowledge of Banking / Capital Markets products
- Solid understanding of applicable regulatory standards (including Model Risk (SR 11-7)
- Solid understanding of Audit techniques, Internal Controls, and workpaper standards
- Solid analytical, mathematical, and research skills
- Great interpersonal skills
- Excellent communication skills (written and verbal)
- Strong attention to detail
- Highly organized