Regulatory Compliance Officer jobs in Irvine, CA

Now available 37 results are consistent

Sort by:relevance - date

SENIOR REGULATORY OFFICER- VICE PRESIDENT

Manage/prepare deliverables and responses based upon Bank regulators requests by identifying and working with subject matter experts across the Banks and Firm Manage internal preparation and working sessions to prepare and packag...

CompanyMorgan Stanley
AddressAlpharetta, GA
CategoryInformation Technology
Date Posted a week ago See detail

Senior Regulatory Officer- Vice President

Morgan Stanley

Alpharetta, GA

Manage/prepare deliverables and responses based upon Bank regulators requests by identifying and working with subject matter experts across the Banks and Firm Manage internal preparation and working sessions to prepare and packag...

Financial Crimes Regulatory Compliance and Transformation - Tampa, United States - USAA

Usaa

United States

Provides strategic leadership and management of direct and matrixed leaders responsible for the integrated work effort plan created to deliver the strategic vision of the program/project. Leads teams of Program and Project Manager...

Program Officer, Monitoring & Compliance

International Rescue Committee

United States

Support the development, implementation and maintenance of the IRCs monitoring framework which includes case file checklists, refugee home visit and staff interview questionnaires among others. Lead and conduct on-site and remote...

Counsel, Regulatory & Compliance

Tanium

United States

Monitor global laws and regulations related to Taniums business practices, product sales, and operations. Translate regulations into actionable steps and manage the implementation, reporting, and training of actions across the o...

Sr. Advisor - Regulatory Compliance - Now Hiring

Santander Holdings Usa Inc

Florida, United States

Advises management on current issues regarding banking. Serves as a subject matter expert to ensure documents, projects, processes or product initiatives comply with regulatory and legal requirements and enterprise policy. Partner...

Chief compliance officer(Cryptocurrency exchange)

Top Cryptocurrency Exchange

Remote

$82,921 - $150,000 a year

8 hour shift....

Chief Compliance Officer—Registered Investment Advisor

World Insurance Associates, Llc.

Remote

$115,000 - $140,000 a year

Responsible for all aspects of the Investment Advisory compliance program for RIA affiliates of World Insurance Associates, LLC (World RIAs) including oversight of: (1) policy/procedure creation, testing, and risk assessment, (2)...

Chief Compliance Officer, Asset Management

Coinbase

Remote

$245,225 - $288,500 a year

Youve got positive energy. Youre optimistic about the future and determined to get there. Youre never tired of learning. You want to be a pro in bleeding edge tech like DeFi, NFTs, DAOs, and Web 3.0. You appreciate direct commu...

Chief Compliance Officer

Children's Healthcare Of Atlanta

Georgia, United States

$97.5K - $123K a year

Hands on experience with Stark, antitrust, anti-kickback, False Claims Act, EMTALA, privacy & security laws, and billing and coding requirements.Working knowledge of the role of Legal and privileged investigations.Executive Charac...

Health, Safety, & Environment (HSE) Compliance Officer

Merut Construction Inc.

Pennsylvania, United States

$30 - $35 an hour

Daily Forms: Ensures that all required forms are completed by crews, including but not limited to equipment inspections, fall protection, incident and accident reporting, etc. Job Site Inspections/Site Visits and Inspection Notes:...

IT Risk & Compliance Officer

Skillspark Ab

Remote

$69.5K - $88K a year

Partnering with risk owners throughout the tech business function and other business units. Design and maintain internal controls and the quality of client's processes. Work closely with stakeholders from multiple departments. 3+...

Associate Compliance Officer, Stark Law

Cencora

Remote

$84,400 - $120,890 a year

Supporting & leading programs associated with federal regulations, including Anti-Kickback Statute, Stark and HIPAA laws Leads and manages compliance initiatives to support the Cencora Compliance Program. Engages with business uni...

Broker Dealer Compliance Officer

Cxg Holdings Inc

Remote

$50,000 - $60,000 a year

Bonus based on performance. Flexible schedule. Opportunity for advancement. Paid time off. Training & development. Coordinate with Compliance team for work being performed on behalf of clients. Analyze and interpret regulatory and...

Compliance Officer

Gma Construction Group

Chicago, IL

$65,000 - $80,000 a year

Before, throughout and at the conclusion of construction projects, the ideal candidate manages the collection of compliance information from Subcontractors to ensure that the project meets compliance threshold requirements of gove...

Engineer I Quality Systems and Regulatory Compliance

Arthrex

Naples, FL

Responsible for participating in QSRC projects and assisting in assuring the Arthrex QMS meets all requirements.. Responsible for reviewing root cause analyses, effectiveness review plans and NC/CAPA documentation for Arthrex QMS...

General Counsel & Chief Compliance Officer (Hyb...

A Leading Proprietary Trading Firm

Chicago, IL

Provide strategic regulatory, legal, and compliance guidance to the firm's business lines and leadership team. Suggest pragmatic, scalable, and automated legal and compliance solutions for new or existing business initiatives. Con...

Fleet Safety & Compliance Officer

Foodstuffs North Island

California, United States

An understanding of the road transport sector AND/OR supply chain and retail environments Excellent written and verbal skills Previous coaching/training experience is advantages but not essential. Exposure to monitor...

Senior Staff Representative - Regulatory Compliance & Dangerous Goods

United Airlines, Inc.

Chicago, IL

Facilitates designated aspects of United's end-to-end Voluntary Disclosure program components to ensure adherence to regulatory requirements and timelines. Partners with the divisions to capture corrective actions in areas found n...

IT Regulatory Officer

First Citizens Bank

United States

Lead Regulatory Exams: Responsible for managing all aspects of exams performed by primary regulators, in consultation with Regulatory Relations and the IT senior leadership team. Provides direction, oversight, and management to al...

Environmental Compliance Officer

Saic

Chantilly, VA

Developing policy, governance, standard operating procedures regarding current and future environmental regulatory actions. Coordinating and participating in environmental and safety related meetings and councils. Reviewing NEPA d...

Chief Compliance Officer - Miami, United States - Talentry

Talentry

United States

Description Chief Compliance Officer Onsite Work in Miami, FL 215-225k total comp. This CCO will also handle internal audits, prepare compliance reports for the executive team, and review documents, processes, and procedures for a...

Vice President, Chief Compliance Officer

Hilton Grand Vacations

Florida, United States

Serves as HGVs subject matter expert on compliance matters.. Ensures a comprehensive Compliance Management System and Enterprise Risk Management program are in place and operating effectively.. Acts as primary liaison to regulat...

Mid-Level Environmental Regulatory Compliance Specialist

Endyna

Virginia, United States

$90,000 - $100,000 a year

About the Role Mid-Level Environmental Regulatory Compliance Specialist with direct experience in multi-media audits. Perform limited field sampling; perform environmental compliance audits; conduct complex technical analyses/calc...

Compliance Officer - Miami, United States - Talentry

Talentry

United States

Description Compliance OfficerOnsite Work in Miami, FL180-200k total comp.This Compliance expert will report to the CEO and will also handle internal audits, prepare compliance reports for the executive team, and review documents,...

Vice President for Administration and Corporate Compliance Officer

Liberty Resources

Remote

$125,000 - $180,000 a year

Develop and implement a comprehensive quality strategy aligned with the organization's goals and objectives. This includes defining quality standards, policies, and procedures to ensure products or services meet or exceed customer...

Regulatory Compliance Specialist, Sr

Ventura Foods

Brea, CA

$71K - $90K a year

Has increasing responsibility in the areas of global Regulatory Compliance of ingredients and finished products in U.S. and at least two global selling markets (e.g. APAC and LATAM). Provides the appropriate regulatory direction t...

Research Compliance Officer (part-time) - Georgetown University Medical Center

Georgetown University

Washington, United States

Bachelor's degree. At least 2 years of experience. Experience with medical records abstraction and adjudication. Medical training. Experience in conducting Fibroscan and PFT. Preference for a medical degree - such as MD, NP or PA....

Compliance Officer (Security Guard)

Foxwoods El San Juan Casino

Carolina, PR

$10.50 an hour

Dental insurance. Employee assistance program. Health insurance. Life insurance. Paid time off. Vision insurance. 1 year. 8 hour shift. Day shift. Evening shift. Holidays. Night shift. Weekends as needed. Customer service: 1 year...

OSHA Safety Compliance Officer I

North Carolina Dept Of Labor

North Carolina, United States

$54,197 - $94,844 a year

The SCO with an understanding of industrial engineering concepts, must be knowledgeable and decisive in consistently applying the OSHNC standards. The SCO must be a self motivated professional who has outstanding time management a...

Director of Regulatory Compliance

Feastables

Chicago, IL

$146K - $185K a year

Develop and direct regulatory strategy, objectives, and programs pertaining to product development, labeling compliance components, and regulated marketing elements. Provides regulatory guidance to internal groups to assess and id...