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Regulatory Compliance Officer jobs in New York

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REGULATORY COMPLIANCE OFFICER

Daily Compliance . Establish, review, and monitor Bank's system of internal controls for ensuring Bank-wide compliance. Consult with Management and employees who have questions about compliance/monitoring related policies and proc...

CompanyPiermont Bank
AddressNew York, NY
CategoryInformation Technology
Job typeFull-Time
Date Posted 2 months ago See detail

Regulatory Compliance Officer

Piermont Bank

New York, NY

Daily Compliance . Establish, review, and monitor Bank's system of internal controls for ensuring Bank-wide compliance. Consult with Management and employees who have questions about compliance/monitoring related policies and proc...

2 months ago seen See more...

Regulatory Compliance Risk Senior Associate

York State Department Of Labor

New York, NY

Conduct engagement activities including transactional testing, policy, and procedure review, meet preparation, walkthroughs, etc. . Conduct testing activities for Consent Order Validation and independent monitoring engagements, re...

a week ago seen See more...

Regulatory Compliance Risk Senior Manager

York State Department Of Labor

New York, NY

Perform engagement oversight responsibilities, including performance reviews, task delegation, project scheduling, project financials, quality review and client management. Lead and support business development activities, such as...

a week ago seen See more...

Regulatory Change Management Compliance Lead

Flagstar Bank

New York, NY

Regulatory Change Management Identify new/changed laws and regulations relevant to the Companys business. Perform impact analyses of the new/changed applicable laws, summarizing the new/changed applicable law, determining how it...

a week ago seen See more...

Risk Regulatory Engagement - Senior Officer - SVP

Citi Private Bank

New York, NY

Manage complex regulatory exams that require significant program management across risk teams, with a focus on ensuring regulatory expectations are addressed on a holistic and consistent basis. Establish effective working relation...

2 weeks ago seen See more...

Senior Data Privacy Compliance Officer - Legal & Compliance

Bloomberg

New York, NY

Support the implementation of the Privacy Program, ensuring Bloomberg meets its legal, regulatory, and reputational responsibilities. Support, and at times lead the team, on specific regulatory Compliance projects /initiatives for...

3 weeks ago seen See more...

Financial Services - Regulatory Compliance - Manager 1 1

York State Department Of Labor

New York, NY

Consistently deliver quality client services. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected outcomes. Stay informed of current business and industry trends relevant to the...

a month ago seen See more...

Financial Services - Regulatory Compliance - Manager 1

York State Department Of Labor

New York, NY

Leading your own engagement team; interacting and developing relationships with clients top executives and our firms leadership. Providing guidance and relevant expertise to help your team build strategic and innovative solution...

a month ago seen See more...

Financial Services - Regulatory Compliance - Manager

Ernst & Young Llp

New York, NY

Competitive

Leading your own engagement team; interacting and developing relationships with clients top executives and our firms leadership. Providing guidance and relevant expertise to help your team build strategic and innovative solutio...

a month ago seen See more...

Bank Regulatory Compliance Advisory - Associate

Sumitomo Mitsui Banking Corporation

New York, NY

remote work

Support Bank Advisory Compliance (BAC) team in developing and maintaining processes and practices to provide second line compliance coverage of relevant state and federal banking rules (e.g. Regulation W, Regulation D, Anti-Tying,...

a month ago seen See more...

Security Specialist (Compliance Officer) (Non-Uniform)

Us Veterans Health Administration

Northport, NY

$85,236 - $110,803 a year

Providing recommendations in the development, and periodic updating of local VA law enforcement and security policy for the Department of Veterans Affairs (VA). Assists in ensuring compliance with law enforcement policies designed...

a month ago seen See more...

Associate Compliance Officer and Operations Associate

Kahn Brothers Group

New York, NY

$90,000 - $130,000 a year

401(k). Health insurance. Retirement plan. Monday to Friday. Compliance: 3 years (Required). Operations: 2 years (Required). Series 7 (Preferred). Series 24 (Preferred)....

a month ago seen See more...

Assistant Professor, HIPAA Compliance Officer

York Institute Of Technology

Old Westbury, NY

$150,000 a year

More than 112,000 alumni are part of an engaged network of physicians, architects, scientists, engineers, business leaders, digital artists, and healthcare professionals. Together, the universitys community of doers, makers, heal...

a month ago seen See more...

Compliance Officer

Novem Group

Rochester, NY

$60,000 - $830,000 a year

401(k). 401(k) matching. Dental insurance. Employee assistance program. Flexible schedule. Health insurance. Health savings account. Life insurance. Paid time off. Professional development assistance. Retirement plan. Vision insur...

a month ago seen See more...

Compliance Officer & Counsel

An Insurance Agency

New York, NY

Drafting and/or updating compliance and other corporate policies (e.g., Code of Ethics, Compliance Manual, Anti-Corruption Policy). Assisting with onboarding new directors and employees, including support for compliance orientatio...

a month ago seen See more...

Regulatory Compliance Administration Specialist

Bethpage Federal Credit Union

Bethpage, NY

United States, New York, Bethpage

Systems Thinking (required). Analytical (required). Communication Written (required)....

2 months ago seen See more...

Manager - AML Regulatory Compliance Consulting (Global Banks)

Rsm Global

New York, NY

Develop strong relationships with existing clients and prospective clients within banking and financial services industries to enable effective sales. Manage and deliver assessments and other services covering regulatory complianc...

2 months ago seen See more...

Compliance Officer

Guggenheim Partners

New York, NY

Position SummaryThe Compliance Officer is located in our New York office.Essential Job Functions Interacting with deal team to collect due diligence material. Assisting in analyzing and implementing new regulationsPreferred Quali...

2 months ago seen See more...

Compliance Officer

Guggenheim Services, Llc

New York, NY

Responsibilities will include conducting beneficial owner and control person due diligence on participants in transactions as well as assisting with GPIM client and collective investment vehicle investor AML/KYC on-boarding. Ass...

2 months ago seen See more...

Counsel, Regulatory & Compliance

An American Vehicle For Hire Company

New York, NY

Provide regulatory guidance on federal, state and local laws and applicable regulations for a wide variety of domestic and international transit deployments. Advise on labor, employee classification, and union issues at the heart...

2 months ago seen See more...

Manager, CIB & Research Compliance Officer

Scotiabank

New York, NY

Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems, and knowledge. Provide day-to-day compliance support for CIB and Research businesses, assisting with the provisi...

2 months ago seen See more...

Senior Compliance Officer - Trade / Export Control - Legal & Compliance

Bloomberg

New York, NY

Lead Trade Compliance Program regarding Export Control restrictions as applicable to software / technology, whether the software is Bloomberg proprietary or third party software. Build and maintain relationships with internal stak...

2 months ago seen See more...

CMC Product Quality Compliance Specialist (Regulatory Communications)

Biospace

New York, NY

Responsible for providing writing and strategy support in communications to regulatory agencies including product deviation reports (BPDR, QDR, DPR, etc.), clinical notice of events and agency inspection responses in collaboration...

a month ago seen See more...

Officer - Bank Compliance

Hab Bank

New York, NY

Possess expertise in Bank Secrecy Regulations, Fair Credit Acts and Anti-Money Laundering Laws. Have a working knowledge of Banking Consumer Protection Law and Regulations, specifically in the area of Commercial Mortgage, Fair Len...

2 months ago seen See more...

SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance

Bloomberg

New York, NY

Conduct trade surveillance monitoring, real-time market monitoring and investigations. Assess and interpret the relevance of applicable rules and regulations. Liaise with regulators, as well as BSEFs regulatory service provider....

2 months ago seen See more...

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What are the top cities in New York open Regulatory Compliance Officer jobs?

There are open Regulatory Compliance Officer jobs in several cities including New York,

What companies are hiring for Regulatory Compliance Officer jobs in New York?

The top companies hiring now for Regulatory Compliance Officer jobs are Mizuho Bank, Ltd., Sumitomo Mitsui Financial Group, Inc., Mizuho Bank Ltd., HSBC,

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