Regulatory Compliance Officer jobs in Massachusetts

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FRAUD, FINANCIAL CRIMES & COMPLIANCE AUDITOR, OFFICER

Perform audit work in line with the Divisions risk-based methodology and the Institute of Internal Auditors standards to identify and understand risk; determine control objectives; and evaluate whether controls sufficiently addr...

CompanyState Street
AddressBoston, MA
CategoryAccounting/Finance
SalaryNot disclosed
Job typeFull time
Date Posted 3 days ago See detail

Fraud, Financial Crimes & Compliance Auditor, Officer

State Street

Boston, MA

Not disclosed

Perform audit work in line with the Divisions risk-based methodology and the Institute of Internal Auditors standards to identify and understand risk; determine control objectives; and evaluate whether controls sufficiently addr...

Compliance Officer, Assistant Vice President, Onsite

State Street

Boston, MA

Not disclosed

Assist with the execution of the compliance framework to ensure State Street meets its legal and regulatory obligations including program health assessments, internal controls testing, and governance reporting. Escalate regulatory...

Compliance Officer I - PDSU

Mass

Quincy, MA

Conducts at least two annual on-site field audits and compliance reviews for compliance of all legal requirements, prohibitions and policies enforced by the Registry of Motors Vehicles pertaining to professional driving schools an...

Compliance Officer I - PDSU

Commonwealth Of Massachusetts

Quincy, MA

Conducts at least two annual on-site field audits and compliance reviews for compliance of all legal requirements, prohibitions and policies enforced by the Registry of Motors Vehicles pertaining to professional driving schools an...

Quality Control and Regulatory Compliance Manager

Orion Global Inc

Worcester, MA

$85.2K - $108K a year

401(k) matching. Bonus based on performance. Competitive salary. Dental insurance. Flexible schedule. Health insurance. Paid time off. Develop, align, and uphold quality assurance objectives in line with corporate strategies. Impl...

Quality Control and Regulatory Compliance Manager

Orion Global Inc

Greenfield, MA

401(k) matching. Bonus based on performance. Competitive salary. Dental insurance. Flexible schedule. Health insurance. Paid time off....

Investigator/ Compliance Officer

Dept Of Public Utilities

Boston, MA

$67,575.30 - $98,345.78 a year

Conducts investigations and collects documentation to determine compliance or continued deficiencies of MBTA public transportation agency safety plan for its Light and Heavy Rail systems. Conducts investigations and independent re...

Broker Dealer Marketing and Advertising Compliance Officer

Citizens Bank

Westwood, MA

Reviewing and approval of all Broker Dealer Marketing and Advertising materials submitted for use by the retail sales team.. Working with registered representatives and sales management to resolve issues related to submissions, m...

CCO Chief Compliance Officer

Smith Harvey Associates

Andover, MA

J.D. preferred but not required. Superior academic credentials. 10-15 years of compliance, legal, operations, and/or regulatory experience, preferably in private equity. Experience with various asset classes including private equi...

Cosmetic Regulatory Compliance Coordinator

Commonwealth Soap & Toiletries

Fall River, MA

$60,000 - $68,000 a year

Develop and maintain systems, policies and procedures to ensure Regulatory Compliance to Food and Drug Administration (FDA) and European Union (EU) cosmetic regulations, ECOCERT COSMOS-standard Organic and Natural standard and the...

Vice President, WellSense Compliance Officer

Boston Medical Center

Boston, MA

Leads compliance solutions for Wellsense and ensures the elements of an effective compliance program are in place in accordance with all rules and regulations. Primary contact for Wellsense compliance with local, state and federal...

Regulatory Findings Officer

State Street

Quincy, MA

$70,000 - $115,000 a year

Evaluating Information and IT Network Security risks arising from control inefficiencies or lack thereof. Provide valuable input by supporting the implementation of effective technology risk management by developing and establishi...

Regulatory Food Compliance Assistant

Melville Candy Company

Randolph, MA

$50,000 - $60,000 a year

401(k). 401(k) matching. Dental insurance. Employee assistance program. Flexible spending account. Health insurance. Life insurance. Paid parental leave. Paid time off. Parental leave. Professional development assistance. Vision i...

Director of Compliance and Privacy Officer

Steward Health Care

Brockton, MA

$120,000 - $180,000 a year

The Hospital Director of Compliance and Privacy Officer (HDCPO) oversees compliance with laws, regulations, and policies within the hospital setting. They are responsible for maintaining privacy and confidentiality of patient info...