Regulatory Compliance Officer jobs
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REGULATORY COMPLIANCE OFFICER
Interacting with and advising business and functional areas across multiple regions on regulatory requirements related to trading futures on US exchanges. Assisting with review and challenge on responses to regulatory inquires and...
| Company | Hsbc |
|---|---|
| Address | New York, NY |
| Category | Information Technology |
| Job type | Permanent - Full Time |
| Date Posted | 3 weeks ago See detail |
Regulatory Compliance Officer
Hsbc
New York, NY
Interacting with and advising business and functional areas across multiple regions on regulatory requirements related to trading futures on US exchanges. Assisting with review and challenge on responses to regulatory inquires and...
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- View all Hsbc jobs - jobs in New York, NY
Regulatory Compliance Officer I
Texas Alcoholic Beverage Commission
Austin, TX
Ensures compliance with the Texas Alcoholic Beverage Code and Texas Tax General Annotated Code pertaining to importation of alcoholic beverages and cigarettes for personal use. Ensures petty cash fund is counted and balanced with...
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Compliance Officer, Assistant Vice President, Onsite New
State Street
Boston, MA
Not disclosed
Assist with the execution of the compliance framework to ensure State Street meets its legal and regulatory obligations including program health assessments, internal controls testing, and governance reporting. Escalate regulatory...
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Regulatory Compliance Engineer
Russell Tobin
Sunnyvale, CA
Oversee and manage the certification process for products, ensuring compliance with standards such as FCC, CE, E-Mark, UL, and type-approval certifications for regions including APAC, EMEA, NA, and LATAM. Communication with Certif...
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Regulatory Lead and Compliance Officer - USA (Remote)
Gocardless
Texas City, TX
Developing a comprehensive regulatory strategy for the US and Canada that is fit for GoCardless' current business and strategic objectives. Obtaining (if needed) and maintaining all requisite licences and authorizations (including...
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Compliance Officer
Gpac Talent Network
Branson, MO
Bachelors Degree. CRCM and/or CAMS preferred. 7 to 10 years experience in banking with 3 to 5 years of compliance experience. Strong computer skills: Advanced skill level in Microsoft Excel; Experience with Microsoft Word and Powe...
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Compliance Officer
Preeminent Protective Services
Washington, DC
$93k-133k (estimate)
Work closely with government clients to understand needs, concerns, and ensure satisfaction. . Manage schedule for security officers including managing overtime and maintaining a staffing contingency plan. . Manages supervisors an...
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IT Regulatory Officer
First Citizens Bank
United States
Lead Regulatory Exams: Responsible for managing all aspects of exams performed by primary regulators, in consultation with Regulatory Relations and the IT senior leadership team. Provides direction, oversight, and management to al...
3 days ago seen See more...
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Regulatory Compliance Analyst I
American National Insurance Company
Springfield, MO
We aspire to see people for what they bring to our corporate culture by supporting an inclusive work environment, including an emphasis on a healthy work-life balance, development opportunities, and a casual dress code. American N...
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Compliance Officer
Gpac Talent Network
Chillicothe, MO
Bachelors Degree. CRCM and/or CAMS preferred. 7 to 10 years experience in banking with 3 to 5 years of compliance experience. Strong computer skills: Advanced skill level in Microsoft Excel; Experience with Microsoft Word and Powe...
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Regulatory Compliance Senior Manager - Parsippany, NJ
Teva Pharmaceuticals
Parsippany, NJ
Responsible to execute the formal market action decision as dictated by Senior Quality Unit Management and the Market Action Committee and author Product Recall Letter. Circulate draft Recall Letter to Quality Unit Management for...
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Environmental Compliance Officer
Saic
Chantilly, VA
Developing policy, governance, standard operating procedures regarding current and future environmental regulatory actions. Coordinating and participating in environmental and safety related meetings and councils. Reviewing NEPA d...
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Regulatory Compliance Specialist
Synergis
San Francisco, CA
Supporting the Regulatory Compliance teams management of submitting required collision reports to CA and federal regulators, including collecting internal data, writing narratives of collision events, fact-checking, and quality c...
5 days ago seen See more...
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Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Capital One
New York, NY
Promoting a culture of compliance and managed risk taking. Providing subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but not limited to anti-money laundering,...
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Security Engineer, Incident Management & Regulatory Compliance
Meta
Washington, DC
Lead compliance evidencing and scoping for detection and response in a cross-functional environment. Represent the Detection and Response pillars as part of the first line of defense with auditors and regulators, sharing your tech...
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Regulatory Compliance Engineer
Salt River Project
Tempe, AZ
Paid sick time in accordance with the Arizona state minimum wage law and overtime pay for any hours actually worked over 40 in their FLSA defined week. Access to a recreation and fitness facility. 10 Employee Resource Groups for c...
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General Counsel & Chief Compliance Officer (Hyb...
An In-House Firm
Durham, NC
Juris Doctor/Doctorate. North Carolina bar license to practice law. Minimum of 7 years of experience as a healthcare regulatory, compliance, or transactions attorney. Knowledge of federal, state, and local laws, regulations, and g...
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- View all An In House Firm jobs - jobs in Durham, NC
Global Regulatory Compliance Manager
Energy Jobline Zr
Minneapolis, MN
Provide Global Regulatory leadership for the company. Ensure products comply with governmental regulations in all current and target markets/countries such as NAM, EMEA, LATAM, Canada, and APAC. Develop and implement regulatory st...
7 days ago seen See more...
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Monitorship Compliance Officer
Sap
Reston, VA
Develop, organize and execute assigned DPA workplan tasks.. Work with external counsel to establish standards and implementing procedures to ensure that the documented results of the assigned workplan tasks are delivered within ti...
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Attorney Development Manager: Life Sciences (Patent, Licensing, Regulatory & Compliance)
Goodwin
New York, NY
We are in the business of building authentic, long-term relationships with our clients, who are some of the worlds most successful and innovative investors, entrepreneurs and disruptors in the Life Sciences, private equity, real...
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Regulatory Compliance Specialist
Molson Coors Beverage Company
Milwaukee, WI
Subject Matter Expert (SME) understanding of global regulations and standards pertaining to our products. Responsible for conducting research, interpreting/implementing regulatory guidelines or prerequisite programs, and ensuring...
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Senior Project Engineer- Hydrology and Regulatory Compliance
Boswell Engineering Inc
South Hackensack, NJ
Prepare permits for State and Federal Regulatory Compliance. Hydrologic and Hydraulic (H&H) analysis, stormwater design, open- channel flow analysis and should have experience with stormwater management regulations. Complete assig...
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Radiology Regulatory Compliance Coordinator
St. David's South Austin Medical Center
Austin, TX
Comprehensive medical coverage that covers many common services at no cost or for a low copay. Plans include prescription drug and behavioral health coverage as well as free telemedicine services and free AirMed medical transporta...
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Chief Compliance Officer - Miami, United States - Talentry
Talentry
United States
Description Chief Compliance Officer Onsite Work in Miami, FL 215-225k total comp. This CCO will also handle internal audits, prepare compliance reports for the executive team, and review documents, processes, and procedures for a...
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Compliance and Regulatory Lead
Kohler
New York, NY
Secure US and select international regulatory authorization for health/wellness products Oversee maintenance of regulatory licenses, registrations and listings Work with commercial team to ensure advertising and promotions comply...
3 days ago seen See more...
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Compliance Officer
Ultima Bank Minnesota
Grand Forks, ND
Join our team!
Duties include: Ongoing development, administration and monitoring of the Compliance Program that ensures the bank's compliance with laws, regulatory standards and rules governing banking. Responsible for the overall compliance...
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Compliance Officer
Ultima Bank Minnesota
Grand Forks, ND
DOE
We offer competitive wages and an excellent benefits package that includes: Health insurance, PTO, paid holidays, 401k plan and more!To apply, email resume to: rebecca@ultimabank.comis not your typical small town bank or employe...
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Regulatory Compliance Specialist
Hf Sinclair
Artesia, NM
Supports preparation for federal and state regulatory agency compliance audits. Supports tracking and monitoring of federal and state regulatory agencies audit findings through closeout. Oversees compliance task management system;...
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Compliance Officer
City National Bank Trust
Lawton, OK
Maintain a current understanding of all compliance responsibilities required by law, regulation or best practice. Develop, implement, and administer all aspects of the Banks Compliance Management Program relating to the Banks co...
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Plans Examiner - Regulatory Compliance
Dar Group
Rochester, NY
Review of design calculations and reports prepared by others. Review of commercial project drawings and construction documents to verify compliance with applicable codes and standards. Preparation of code compliance reports. Coord...
2 weeks ago seen See more...
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