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COMMERCIAL BROKER DEALER CHIEF COMPLIANCE OFFICER - SR. DIRECTOR

Promoting a culture of compliance and managed risk taking. Providing subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but not limited to anti-money laundering,...

CompanyCapital One
AddressNew York, NY
CategoryAccounting/Finance
Date Posted 4 weeks ago See detail

Commercial Broker Dealer Chief Compliance Officer - Sr. Director

Capital One

New York, NY

Promoting a culture of compliance and managed risk taking. Providing subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but not limited to anti-money laundering,...

Deputy Director, Independent Evaluations Office

United Nations Development Programme

United States

UNDP is the UN's global development network, an organization advocating for change and connecting countries to knowledge, experience and resources to help build nations that can withstand crisis, and drive and sustain the kind of...

Physician (Clinical Director-Office of Community Care)

Veterans Health Administration

Temple, TX

Internal to an agencyCurrent federal employees of this agency. U.S. Citizenship; non-citizens may only be appointed when it is not possible to recruit qualified citizens in accordance with VA Policy. All applicants tentatively sel...

Studio Director I Market Leader - Office Building I Commercial Development

Gensler

Oakland, CA

We are looking for a leader that has a market presence and is comfortable developing new business on a consistent basis. This includes reaching out to new clients, leading projects and marketing opportunities with existing clients...

Director of Career Services - Office of the Provost

Bowie State University

Bowie, MD

Develops a Career Services strategic plan that articulates short- and long-range plans that collaboratively builds a university-wide culture of early career development, intentional career readiness, ongoing occupational wellness,...

Assistant Director of Front Office

Nemacolin Woodlands Resort

Farmington, PA

Oversee the short and long term growth and operations for the following areas: Guest Services (including Bell Staff, Valet, Welcome Gate, VIP Ambassadors, Concierge, Door Staff, and Transportation);. Maximize rooms revenue through...

Executive Director of the Project Management Office

Maryville University

Missouri, United States

Stakeholder Service and Engagement: Collaborate with cross-functional teams to understand requirements, inform decision making, promote alignment, and drive accountability to support achievement of project goals and objectives....

Director, Office of Contracts Administration

The University Of Oklahoma

Norman, OK

Provides oversight, support, and training on contract compliance.. Responsible for hiring, coaching, mentoring, training, and evaluating performance. Performs special projects in support of goals and long-range plans for the coll...

Director, Medical Safety Officer, Oncology

Johnson & Johnson

Titusville, NJ

Strategically lead the Safety Management Teams (SMT) for assigned products. SMT responsibilities include safety surveillance (including signal detection) and risk management activities (including Risk Management Plan (RMP) and Ri...

Associate Director, HSPRS Charlotte, NC Office

Church World Service

Charlotte, NC

Up to $88,500 a year

Oversee the implementation of social service, case management and integration programs for unaccompanied minors who are receiving Home Study and Post Release Services. Provide supervision, coaching and guidance to Case Management...

Assistant Director, Office of Career Strategy - Georgetown University Law Center

Georgetown University

Washington, United States

JD degree or advanced counseling degree, with emphasis in career counseling. Private sector legal experience and/or counseling background and/or experience working with law students. Excellent oral and written communication skills...

Director, Merchandising Business Office - Furniture, Mattresses & Luggage

Macy’s

New York, NY

$110,760 - $184,680 a year

Be proficient in accessing, interpreting, and applying new reporting optimization tools to enhance sales and margin, implementing scalable best practices across the PDIV. Collaborate with the Senior Director of Merchandise Strateg...

Assistant Director of Front Office

Nemacolin Woodlands

Farmington, PA

$44.1K - $55.9K a year

Oversee the short and long term growth and operations for the following areas: Guest Services (including Bell Staff, Valet, Welcome Gate, VIP Ambassadors, Concierge, Door Staff, and Transportation);. Maximize rooms revenue through...

Director of Project Management Office and Professional Services Operations

Frontline Education

Wayne, PA

$131K - $166K a year

Leverage our existing PMO Framework, tools and templates and create a strategic roadmap to develop future capabilities drive organizational change. Capabilities should be in alignment with standard Project Management guidelines an...

Director of Operations, Office of the Chief Clinical Officer

Hartford Healthcare

Hartford, CT

Support the CCO related to the preparation of internal and external meetings, communications, presentations, and other matters through the development of talking points, memos and presentations and research. Act as strategic advis...

Assistant Director, Career and Professional Development - Office of Student Affairs

Mount Sinai Health System

New York, NY

Using a lens of equity in all aspects of patient care delivery, education, and research to promote policies and practices to allow opportunities for all to thrive and reach theirpotential. Serving as a role model confronting raci...

Director of Outsourcing and Vendor Governance (Office OR Remote)

Arcus Biosciences

Brisbane, CA

$171,000 - $235,000 a year

Successfully lead a team of contract and outsourcing professionals to develop strategic contracts and sourcing plans in support of clinical development functional areas such as clinical operations, clinical supply, clinical pharma...

Director, Office of Parks and Recreation

Middlesex County

Piscataway, NJ

$115K - $146K a year

Budgeting for Operating, Capital and Salaries and Wages Responsible for all full-time, year-round, and seasonal staff Grant Application, Management and Compliance with NJDEP Green Acres Program (Acquisition, Park Development and J...

Family Office Tax Director

Whitman Transition Advisors Llc

Garden City, NY

Up to $500,000 a year

401(k). 401(k) matching. Dental insurance. Flexible schedule. Health insurance. Paid time off. Vision insurance. 11+ years. 8 hour shift. Day shift. Monday to Friday. Garden City, NY 11530: Relocate before starting work (Required)...

Director - Project Management Office

Tucson Airport Authority

Tucson, AZ

Serve as the Project or Program Manager on complex, cross-organizational projects or programs. Ensure assigned projects and programs are initiated, planned, executed, and completed on schedule and within budget. Develop and implem...

Assistant Director, GUMC Direct Response Marketing - Office of Advancement - Georgetown University

Georgetown University

Washington, United States

Supporting the deployment of an annual Direct Response fundraising strategy for the schools and units under GUMC (School of Medicine, School of Nursing, School of Health, the Georgetown Lombardi Comprehensive Cancer Center, and Bi...

Deputy Director, Aeronautical Navigation Office

National Geospatial-Intelligence Agency

Saint Louis, MO

(Include as separate attachment one page maximum per ICSOCQ) (1) Collaboration and Integration: IC Senior officers have a responsibility to share information and knowledge to achieve results, and in that regard are expected to bui...

Regional Director of Office Operations

Gentiva Hospice

Dallas, TX

$85.9K - $109K a year

Oversees Office Operations Analyzes and optimizes operational processes, procedures, and business metrics with assistance of the Regional Director of Office Operations Senior. Alerts Regional Director of Office Operations Senior t...

Director of the Office of Access, Inclusion, and Compliance

University Of Wisconsin-Madison

Madison, WI

15% Serves as a liaison between the division and enforcement agencies and represents the division to the external community, organizations, and agencies. 15% Directs strategic planning initiatives and establishes divisional object...

Director of Development, International - Office of Advancement - Georgetown University

Georgetown University

Washington, United States

Bachelor's degree. At least 5 to 7 years of major gift fundraising experience that includes campaign planning and execution, preferably in a higher education setting. Leadership experience, including staff supervision. Excellent c...

Senior Director of Development, International - Office of Advancement - Georgetown University

Georgetown University

Washington, United States

Bachelor's degree. At least 10 years of major gift fundraising experience that includes campaign planning and execution - preferably in a higher education setting. Leadership experience, including staff supervision. Excellent comm...

Director of Continuing Education and External Programs - Office of the Provost

Bowie State University

Bowie, MD

Direct a strong summer college program to meet undergraduate and graduate program needs. Assess and refine programs through continuous improvement processes. Interface with students and faculty and communicate with federal, state,...

Assistant Director of the Scholars Program, Wake Forest Scholars Office

Wake Forest University

North Carolina, United States

Meet with Wake Forest students looking for advice in forging their path, including discussion of majors, internships, research opportunities, graduate school, and fellowship programs. Manage timeline, selection criteria, interview...

Director of Front Office

Accorhotel

San Diego, CA

Train and coach all colleagues and managers on established systems. Assist in new-hire and ongoing training. Direct and assist staff, ensuring that all work is completed effectively. Perform duties of Front Desk Agent, Guest Relat...

Director, Graduate Office of Diversity & Inclusion (Student Programming Specialist)

Indiana University

Bloomington, IN

Reports to the Executive Director of Diversity, Equity, Inclusion & Belonging at the Kelley School of Business. Builds and develops community with graduate student populations with specific emphasis on students from backgrounds th...