Legal Compliance jobs
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SEF COMPLIANCE SURVEILLANCE LEAD AND ADVISORY COMPLIANCE OFFICER - LEGAL & COMPLIANCE
Conduct trade surveillance monitoring, real-time market monitoring and investigations. Assess and interpret the relevance of applicable rules and regulations. Liaise with regulators, as well as BSEFs regulatory service provider....
| Company | Bloomberg |
|---|---|
| Address | New York, NY |
| Category | Information Technology |
| Date Posted | just now See detail |
SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance New
Bloomberg
New York, NY
Conduct trade surveillance monitoring, real-time market monitoring and investigations. Assess and interpret the relevance of applicable rules and regulations. Liaise with regulators, as well as BSEFs regulatory service provider....
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Internal Audit- Compliance & Legal Audit-Dallas-Associate
Goldman Sachs
Dallas, TX
Develop and maintain an in-depth understanding of business areas, its products, and supporting functions. Identify risks, assess mitigating controls, and make recommendations on improving the control environment. Follow-up on open...
4 days ago seen See more...
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Chief of Legal Counsel & Compliance, Operations...
A Government Entity
Baltimore, MD
In collaboration with the City's law department, communicates with and responds to government regulators during inquiries and investigations, guides leadership, and identifies options for achieving agency objectives within applica...
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Paralegal - Legal & Compliance
Trueml
United States
Assist with compliance monitoring of processes and controls related to compliance with federal, state and local laws and regulations. Assist with internal audits including planning audit for fieldwork, gathering and organizing doc...
4 weeks ago seen See more...
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Legal & Compliance - Infrastructure - Regulatory Attorney, VP
Blackstone
New York, NY
Work closely with the CCO and investment team to provide broad support for the Compliance Program for Blackstone's $40+ billion Infrastructure business, team members, and investment portfolio consistent with applicable law and reg...
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Legal Compliance Specialist
Westat
Rockville, MD
$66,400 - $93,100 a year
Research and analyze legal and compliance issues primarily through on-line reference resources. Assist in-house counsel in providing support to the project and support functions by applying knowledge of various legal and complianc...
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Vice President Legal Compliance and Governmental Affairs
Briggs & Stratton
Milwaukee, WI
Overseeing day-to-day activities of and strategic and long-term planning for the Legal, Compliance and Governmental Affairs functions, including as to litigation, intellectual property, employment, general contracting, trade compl...
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Legal Compliance Paralegal Associate
Njeda
Trenton, NJ
Supports the Chief Compliance Officer, the Directors of Legal Compliance and Business Operations by: Tracking status and completion of Compliance audit information requests from auditors. Supports the Chief Compliance Officer by:...
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Head of Regulatory Reporting (Legal Compliance)
Ares Management Corporation
New York, NY
Serve as the primary subject matter expert with respect to regulatory submissions to the SEC, CFTC and other primary regulators pursuant to the Investment Advisers Act of 1940 and related securities regulations and exemptions. Res...
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LEGAL COMPLIANCE ASSISTANT
Bear Real Estate Group
Racine, WI
INSURANCE / RISK MANAGEMENTAnnual insurance renewals.Serve as conduit between Insurance Broker and Operating Company for Claims.Provide guidance to Field re: areas of remediation from Insurance Field audits.Gather various data poi...
2 months ago seen See more...
- View all Bear Real Estate Group jobs - jobs in Racine, WI
LEGAL COMPLIANCE ASSISTANT
Bear Real Estate Group
Kenosha, WI
$71.1K - $90K a year
INSURANCE / RISK MANAGEMENTAnnual insurance renewalsServe as conduit between Insurance Broker and Operating Company for ClaimsProvide guidance to Field re: areas of remediation from Insurance Field auditsGather various data points...
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LEGAL COMPLIANCE ASSISTANT
Bear Real Estate Group
Waukegan, IL
INSURANCE / RISK MANAGEMENTAnnual insurance renewals.Serve as conduit between Insurance Broker and Operating Company for Claims.Provide guidance to Field re: areas of remediation from Insurance Field audits.Gather various data poi...
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Legal & Compliance, Content Compliance Associate (New York - Immediate Start 2024)
Alphasights
New York, NY
$73,000 - $87,000 a year
Review expert profiles and project requirements for the delivery of expert knowledge to our clients by the Content team. Format, proofread, and screen written output (transcripts) specifically to ensure that all information compli...
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Legal & Compliance Specialist
Tahoe Forest Health System
Reno, NV
Implements and executes the compliance program and Code of Conduct in conjunction with the Compliance Officer including but not limited to to fraud and abuse laws, overpayments, gifts, conflicts and exclusions. Assists in maintain...
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Legal & Compliance Specialist
Tahoe Forest Health
Reno, NV
Implements and executes the compliance program and Code of Conduct in conjunction with the Compliance Officer including but not limited to to fraud and abuse laws, overpayments, gifts, conflicts and exclusions. Assists in maintain...
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2024 Intern - Legal Compliance
Adobe, Inc.
San Jose, CA
Conduct review of compliance program data and operational dashboards. Identify patterns, trends, and omissions from the data. Create & implement data and dashboard improvements;. Work with each compliance program lead in creating...
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Summer Intern - Legal Compliance (California)
Yamaha
Cypress, CA
Attend company functions and networking events. Shadow multiple office positions and train in a variety of tasks. Provides support in functional areas of assigned department, which will include individual projects for professional...
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Internship - Corporate, Legal & Compliance
Samsung Sds America
Ridgefield Park, NJ
Must be enrolled in an undergraduate or graduate degree program with a graduation date in 2025 or 2026. Must be authorized to work in the United States and not require work authorization or sponsorship for this position now or in...
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Legal Senior Counsel - Risk & Compliance
A Car Factory In Ellabell, Georgia
Ellabell, GA
Advise company on various compliance matters, including adherence to various laws and company policies. Independently develop compliance policies, procedures, processes and systems. Conduct compliance risk assessments and oversee...
3 weeks ago seen See more...
Intern, Legal and Compliance (Summer 2024)
Northrock Partners, Llc
Minneapolis, MN
$38.4K - $48.6K a year
Summarizing and improving policies and procedures Assisting with vendor management and meetings, including developing a system for organization and naming conventions Helping with data gathering and due diligence and document revi...
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Sr. Compliance Controls Manager – Legal Affairs
T-Mobile
Bellevue, WA
$129,300 - $174,900 a year
Conduct regular testing of existing controls to identify weaknesses, gaps, or areas of improvement. Analyze testing results to identify control deficiencies, root causes, and trends. Develop recommendations and action plans to add...
4 weeks ago seen See more...
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Associate Legal Director, Compliance Counsel Peripheral Interventions
Boston Scientific
Maple Grove, MN
Provide legal advice and counsel to company personnel in diverse matters by assisting, advising, investigating, researching and resolving legal matters and ensuring that company personnel are aware of and in compliance with applic...
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Senior Large Bank Examiner- Legal and Compliance
Federal Reserve System
Chicago, IL
Bachelor's degree or equivalent experience. Specific concentration and coursework in disciplines such as, economics, statistics, accounting, finance, or business and law preferred. Experience in Large Bank Supervision is preferred...
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Senior Large Bank Examiner- Legal and Compliance
Federal Reserve Bank
Chicago, IL
Bachelors degree or equivalent experience. Specific concentration and coursework in disciplines such as, economics, statistics, accounting, finance, or business and law preferred. Experience in Large Bank Supervision is preferred...
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Program Management Officer, Legal and Compliance - USDS
Tiktok
Washington, DC
$157K - $198K a year
Strategic Support: Collaborate with the Head of Legal to develop and execute strategic plans, priorities, and initiatives aligned with the organization's goals and legal objectives. Operational Management: Oversee the operational...
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Compliance Specialist, Regulatory Intelligence, Safety and Compliance (RISC) Legal
Amazon.com Services Llc
Seattle, WA
From $59,300 a year
4+ years of compliance program management, legal, governance, audit, risk/loss prevention, or equivalent experience. Bachelor's degree or equivalent. Experience handling confidential information. Monitoring product regulatory deve...
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Risk Manager (Compliance, Integrity, & Legal)
Trinity Health
Atlanta, GA
Facilitate an ethical and compliant culture in SJHS's healthcare delivery and business practices. Collaborate with Leadership Team to achieve compliance goals and requirements. Act as resource staff to SJHS Board Compliance & Inte...
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Legal and Compliance Counsel - US
Idinsight
Remote
$82,600 - $122,400 a year
Support clients use of data and evidence for routine and major decision-making. Inform funding decisions toward high-impact initiatives and away from less effective programs or approaches. Create and share tools, knowledge, and...
2 months ago seen See more...
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