Legal Compliance jobs in New York, NY
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SENIOR COMPLIANCE OFFICER - TRADE / EXPORT CONTROL - LEGAL & COMPLIANCE
Lead Trade Compliance Program regarding Export Control restrictions as applicable to software / technology, whether the software is Bloomberg proprietary or third party software. Build and maintain relationships with internal stak...
Company | Bloomberg |
---|---|
Address | New York, NY |
Category | Information Technology |
Date Posted | 21 hours ago See detail |
Senior Compliance Officer - Trade / Export Control - Legal & Compliance New
Bloomberg
New York, NY
Lead Trade Compliance Program regarding Export Control restrictions as applicable to software / technology, whether the software is Bloomberg proprietary or third party software. Build and maintain relationships with internal stak...
21 hours ago seen See more...
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Legal Compliance Specialist
Archstone Builders Llc
New York, NY
$105,000 to $115,000 per year
contracts, & tracking & maintaining co. records to ensure compliance with city, state & fed reqmts; & 6 mths of exp prep. & filing applications & reports with government agencies to obtain permits, licenses & certificates. Please...
a week ago seen See more...
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SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance
Bloomberg
New York, NY
Conduct trade surveillance monitoring, real-time market monitoring and investigations. Assess and interpret the relevance of applicable rules and regulations. Liaise with regulators, as well as BSEFs regulatory service provider....
2 weeks ago seen See more...
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Legal & Compliance - Infrastructure - Regulatory Attorney, VP
Blackstone
New York, NY
Work closely with the CCO and investment team to provide broad support for the Compliance Program for Blackstone's $40+ billion Infrastructure business, team members, and investment portfolio consistent with applicable law and reg...
2 months ago seen See more...
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Head of Regulatory Reporting (Legal Compliance)
Ares Management Corporation
New York, NY
Serve as the primary subject matter expert with respect to regulatory submissions to the SEC, CFTC and other primary regulators pursuant to the Investment Advisers Act of 1940 and related securities regulations and exemptions. Res...
2 months ago seen See more...
Legal Affairs & Compliance Director/Sr. Attorne... New
A Non-Profit Organization In New York
Brooklyn, NY
Design and implement ongoing legal training programs and workshops which shall include collaborating with experts, managing logistics, and ensuring the relevance and quality of learning content; Design courses, workshops and other...
14 hours ago seen See more...