Legal Compliance jobs in New York

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LEGAL AFFAIRS & COMPLIANCE DIRECTOR/SR. ATTORNE...

Design and implement ongoing legal training programs and workshops which shall include collaborating with experts, managing logistics, and ensuring the relevance and quality of learning content; Design courses, workshops and other...

CompanyA Non-Profit Organization In New York
AddressBrooklyn, NY
CategoryInformation Technology
Job typeRemote
Date Posted 12 hours ago See detail

Legal Affairs & Compliance Director/Sr. Attorne... New

A Non-Profit Organization In New York

Brooklyn, NY

Design and implement ongoing legal training programs and workshops which shall include collaborating with experts, managing logistics, and ensuring the relevance and quality of learning content; Design courses, workshops and other...

Senior Compliance Officer - Trade / Export Control - Legal & Compliance New

Bloomberg

New York, NY

Lead Trade Compliance Program regarding Export Control restrictions as applicable to software / technology, whether the software is Bloomberg proprietary or third party software. Build and maintain relationships with internal stak...

Legal Compliance Specialist

Archstone Builders Llc

New York, NY

$105,000 to $115,000 per year

contracts, & tracking & maintaining co. records to ensure compliance with city, state & fed reqmts; & 6 mths of exp prep. & filing applications & reports with government agencies to obtain permits, licenses & certificates. Please...

SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance

Bloomberg

New York, NY

Conduct trade surveillance monitoring, real-time market monitoring and investigations. Assess and interpret the relevance of applicable rules and regulations. Liaise with regulators, as well as BSEFs regulatory service provider....

Legal & Compliance - Infrastructure - Regulatory Attorney, VP

Blackstone

New York, NY

Work closely with the CCO and investment team to provide broad support for the Compliance Program for Blackstone's $40+ billion Infrastructure business, team members, and investment portfolio consistent with applicable law and reg...

Head of Regulatory Reporting (Legal Compliance)

Ares Management Corporation

New York, NY

Serve as the primary subject matter expert with respect to regulatory submissions to the SEC, CFTC and other primary regulators pursuant to the Investment Advisers Act of 1940 and related securities regulations and exemptions. Res...