Compliance Risk jobs

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RISK & COMPLIANCE PROFESSIONAL

Designing and implementing daily procedures and reviewing/assessing activities against compliance requirements. . Identifies applicable regulations and evaluates impact to Caterpillar IT. . Identifies existing and potential probl...

CompanyCaterpillar
AddressIrving, TX
CategorySales/marketing
Job typeRegular
Date Posted just now See detail

Risk & Compliance Professional New

Caterpillar

Irving, TX

Designing and implementing daily procedures and reviewing/assessing activities against compliance requirements. . Identifies applicable regulations and evaluates impact to Caterpillar IT. . Identifies existing and potential probl...

Manager, Data Scientist - Compliance Risk - Now Hiring

Capital One

Richmond, VA

Empower testing for compliance with state and federal regulations using AI and Machine Learning techniques.. Perform data and model analytics to support compliance testing on various enterprise lines of businesses. Monitor and d...

Risk & Compliance Manager New

Ikea

Canton, MI

Ensures thoroughdocumentation of all incidents that relate to potential liability for IKEA, educates the location R&C team onappropriate language for incident reports, and reviews incident reports for quality and accuracy. Serves...

Compliance & Risk Consultant, Principal

Pge

Oakland, CA

Digital Strategy sets the vision for customer facing digital properties, providing governance and oversight for company-wide customer facing initiatives. . Web Operations is comprised of the creative services team which handles a...

FERC Compliance & Risk Cnslt, Expert - Location Flexible

Pge

Rocklin, CA

Minimum Base Salary (Bay Area) $118,000.00. Mid Base Salary (Bay Area) $153,000.00. Maximum Base Salary (Bay Area) $188,000.00. Minimum Base Salary (California) $112,000.00. Mid Base Salary (California) $145,000.00....

Senior Compliance Risk Manager - Product Compliance

Mercury

United States

Work closely with cross-functional risk and product teams to bring Mercury products to market in a way that meets all relevant financial partner and regulatory compliance obligations. Support expansion for new payments product lau...

Compliance Risk Manager (Clearing Firm)

Velox Technologies Llc

Miami, FL

$80,000 - $135,000 a year

Financial: Taxes, Financial Planning, Options, Stochastic Calculus, Pricing and Hedging, AR/ROC, Risk Management, VaR,. Interest Rate Models, Credit, Prepayment, Derivatives, Risk Parity, Risk-Neutral Valuation, GAAP, Girsanov, It...

Director of Infromation Security, Risk and Compliance

S&P Global

New York, United States

Form partnerships and work closely with a variety of corporate and divisional groups. Seek information and work to influence approaches and outcomes driven by these groups.. Become familiar with the Cyber Risk and Compliance team...

IT Risk and Compliance Analyst

Atwork Personnel Services

Sacramento, CA

Conduct ongoing risk assessments to identify risks in the IT systems to identify weaknesses or vulnerabilities that could result in unauthorized access or pose a threat to IT systems. Develop and draft recommendations for mitigati...

Manager Corporate Policy & Compliance Risk, Best Practices , Governance

Novatech

Hartsville, SC

$135,000 - $145,000 a year

401(k). 401(k) matching. Dental insurance. Health insurance. Health savings account. Paid time off. Relocation assistance. 8 hour shift. Day shift. Monday to Friday. Hartsville, SC 29550: Relocate before starting work (Required)....

Staff Security Engineer (Governance, Risk, and Compliance)

1Password

United States

Minimum of 7+ years of combined experience in the security and GRC space.. Familiarity and experience working with security frameworks, such as SOC 2, NIST 800-53, ISO 27001, CIS, etc.. Willingness to wear different hats and work...

Director, Compliance and Operational Risk Testing - IT

Usaa.

Lorida, FL

Provides oversight and manages independent testing plan to ensure compliance with applicable policies/procedures and laws/regulations. Develops and implements a risk-based annual test plan in collaboration with second line control...

Compliance Risk Assessment & Testing

Corporate Functions

Olin, NC

- Drive execution and operationalization of Compliance Risk Assessments and testing - Prepare communication materials and progress tracking for multiple audiences including supporting material for executives- Produce management-le...

Compliance & Risk Officer

Bank Of Hawaii

Honolulu, HI

Under the direction of the Manager, this position is responsible for supporting the development, enhancement, and management of the regulatory compliance and operational risk management programs, which includes the vendor manageme...

Governance, Risk, & Compliance (GRC) Compliance Assurance Specialist

Tiktok

Washington, DC

$104K - $131K a year

Creating and implementing an industry-leading issues management program with comprehensive reporting. - Maturing an industry-leading cybersecurity compliance management program for individual product lines and business initiatives...

Cybersecurity GRC (Governance, Risk, and Compliance) Manager

Kimco Realty

Jericho, NY

$125,000 - $155,000 a year

Oversee and manage all aspects of the cybersecurity governance, risk, and Compliance program. Create comprehensive cybersecurity policies and procedures that comply with relevant laws, regulations, and standards. Regularly perform...

Risk and Compliance Account Manager

Bluevoyant

Remote

$128K - $163K a year

Understand Customers compliance requirements and cyber program needs. Reinforce Conquest/Platform value across Risk Management, Compliance, IT Operations, Threat Intelligence and Security Operations. Identify the customers cyber,...

Compliance and Risk Manager

Pella Mid-Atlantic

Beltsville, MD

$73.8K - $93.4K a year

Review company contracts, including but not limited to job contracts, subcontractor agreements, vendor agreements, branch agreements, and lease agreements, to mitigate business and financial risk. Assist in establishing Contract a...

Staff Technical Compliance Manager - Cybersecurity Risk

Intuit

Atlanta, GA

As the security compliance and risk landscape expands, our need to scale to identify Cybersecurity Risks and develop appropriate controls and mitigations is becoming more critical within our internal and external environment. We a...

Compliance Risk Analyst (SAVP Compliance Risk Strategy)

Hsbc

United States

Compliance Risk Analyst (SAVP Compliance Risk Strategy), HSBC Technology & Services (USA) Inc., Buffalo, NY: Receive information on changes to Regulations and work with the Regulation Subject Matter Experts (SMEs) to determine a...

Compliance & Risk Manager

Macdonald Training Center Inc

Tampa, FL

Comply with all MTC policies and procedures including, but not limited to safety and emergency procedures, requirements of the Agency for Persons with Disabilities (APD) and other regulatory agencies. Maintain a thorough and curre...

Remote Compliance Risk Analyst

Axiom Bank, N.a.

Maitland, FL

$53.6K - $67.8K a year

12 Paid Holidays. Generous Paid Time Off. 4% Match on our 401(k). Medical, Dental and Vision Benefits. 100% Company Paid Life, AD&D Insurance, Short and Long Term Disability. At the direction of the Program Head, execute the imple...

VP Corporate Compliance, Risk-based Functions

Baylor Scott & White Health

Dallas, TX

Ensures compliance to all applicable laws, regulations, and accreditation standards, such as the Joint Commission, Centers for Medicare and Medicaid (CMS), National Committee for Quality Assurance (NCQA), and Occupational Safety a...

Compliance Risk Assessment VP

Barclays

New York, NY

You will be responsible for managing and executing assurance reviews and/or issue validation to assess and report on Conduct and/or Reputational Risk Management, behaviors, and attitudes. Being responsible for designing and delive...

Vice President, Corporate Compliance Risk Assessment

Sumitomo Mitsui Financial Group, Inc.

New York, NY

Provide subject matter expertise and work with CRA team to conduct Compliance Risk Assessments of various U.S. entities, particularly SMBC's broker-dealer and swap dealer businesses. Lead meetings with business stakeholders to und...

Director of Audit, Compliance & Risk

Bank Of Marin

Novato, CA

$155,991 - $206,564 a year

Collaborate with the executive team to identify risks that stem from various business functions and span across divisions. Ensure that risk concepts are integrated into strategic planning. Quantify risk limits, develop plans to mi...

Principal IT Compliance & Risk Auditor

Whole Foods Market

Austin, TX

$134K - $170K a year

Be the guardian of Disaster Recovery Plans, Business Continuity Plans, and Incident Response Plans for our WFM technology teams keep them updated and coordinate with various teams to ensure preparedness. Dive into the heart of W...

Compliance Risk Management Lead - Vice President

Jpmorgan Chase & Co

Chicago, IL

$118,750 - $193,000 a year

Partner with JPM CIB teams, advising on financial crime risk in support of current business priorities. Provide GFCC support on internal risks to sales, product teams, and other functional partners. Review and advise on new produc...

Compliance Risk Management Director - Executive Director

Jpmorgan Chase & Co

Jersey City, NJ

Direct report to the Global Sector Head of AML of Commercial and Investment Bank. Lead a team of global compliance officers that work with business and support functions for day-to-day AML compliance issues covering domestic and f...

Compliance Risk Management Director - Executive Director

Jpmorgan Chase Bank, N.a.

Jersey City, NJ

Direct report to the Global Sector Head of AML of Commercial and Investment Bank. Lead a team of global compliance officers that work with business and support functions for day-to-day AML compliance issues covering domestic and f...