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Aml Compliance Officer jobs in New York, NY

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AML-KYC COMPLIANCE OFFICER

AML/KYC Compliance:Perform basic and enhanced due diligence KYC reviews for new and existing customers. Review incoming client documents in accordance with KYC/Anti-Money Laundering policies.Review and evaluate potential adverse i...

CompanyPear Core Solutions, Inc.
AddressNew York, NY
CategoryInformation Technology
Job typeFull-Time
Date Posted a week ago See detail

AML-KYC Compliance Officer

Pear Core Solutions, Inc.

New York, NY

AML/KYC Compliance:Perform basic and enhanced due diligence KYC reviews for new and existing customers. Review incoming client documents in accordance with KYC/Anti-Money Laundering policies.Review and evaluate potential adverse i...

a week ago seen See more...

Sr. AML Compliance Tester - Now Hiring New

Teksystems

New York, NY

$40-$55 per hour

Description:Responsibilities:- Execute compliance monitoring, testing, and other reviews in accordance with the established procedures, program methodology and schedule to provide ongoing independent assessment of compliance with...

15 hours ago seen See more...

AML Compliance Analyst New

Bcforward

New York, NY

Ensure complete understanding of fraud issues in their areas of responsibility to ensure high quality work product and adapts to the changing fraud and control environment. Recognizes opportunities for addressing fraud issues, ris...

22 hours ago seen See more...

AML-KYC Compliance Officer

Ef Hutton

New York, NY

$120,000 - $200,000 a year

AML/KYC Compliance:. Perform basic and enhanced due diligence KYC reviews for new and existing customers. Review incoming client documents in accordance with KYC/Anti-Money Laundering policies. Review and evaluate potential advers...

3 weeks ago seen See more...

Commercial Broker Dealer Chief Compliance Officer - Sr. Director

Capital One

New York, NY

Promoting a culture of compliance and managed risk taking. Providing subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but not limited to anti-money laundering,...

2 days ago seen See more...

Compliance and Data Privacy Officer, US

Pix11

New York, NY

POSITION MISSION & MAIN ACTIVITIES Working in conjunction with the Global Compliance Team the US Compliance and Data Privacy Specialist will work with the global compliance team to ensure firmwide compliance for all US entities an...

5 days ago seen See more...

Chief Compliance Officer

Public

New York, NY

Serve as the Chief Compliance Officer and Anti-Money Laundering Officer of the Broker-Dealer, reporting to the Chief Administrative Officer of Public Holdings. Independently manage FINRA relationship, including all examinations an...

2 weeks ago seen See more...

Senior Compliance Officer - Control Room & Employee Trading (Hybrid - New York)

York State Department Of Labor

New York, NY

Develop policies, systems and controls for the administration of Control Room functions with particular focus on Employee Trading and related monitoring and surveillance. Assist in the implementation of the firm's watch and restri...

3 weeks ago seen See more...

Assistant General Counsel and Compliance Officer

Nyc Careers

New York, NY

$97,187 - $140,000 a year

Agency: NYC HOUSING AUTHORITY Job type: Full-time Title Classification: No exam required Experience level: Manager Category: Legal Affairs....

3 weeks ago seen See more...

Chief Compliance Officer/ Chief Marketing Officer for Healthcare in USA

Epny.ai

New York, NY

Up to $2,000 a month

Minimum of 8 years of experience in senior or top-level positions in medical insurance companies or national government health/medical departments, with a deep understanding of the industry landscape and regulatory environment. Mi...

3 weeks ago seen See more...

Regulatory Compliance Officer

Hsbc

New York, NY

Interacting with and advising business and functional areas across multiple regions on regulatory requirements related to trading futures on US exchanges. Assisting with review and challenge on responses to regulatory inquires and...

3 weeks ago seen See more...

ESG Compliance Officer

Kohlberg Kravis Roberts & Co.

New York, NY

$130,000 - $150,000 a year

Support the development of an ESG Compliance matrix including areas such as Sustainable Investment, new regulations and ESG commitments made to clients. Develop processes, procedures and policies on key select ESG processes. Test...

3 weeks ago seen See more...

Compliance Officer-Swap Dealer/Security-Based Swap Dealer

Natixis North America Llc

New York, NY

$140,000 - $180,000 a year

Assist with providing daily compliance oversight and support to the Global Markets Derivatives sales and trading business, and key support functions such as Operations. Provide subject matter expertise on compliance related matter...

3 weeks ago seen See more...

Control Room Compliance Officer

Larson Maddox

New York, NY

Provide Firm Compliance policy guidance with respect to Information Barriers and Investment Banking Conflicts of Interest. Conduct training on the Firm's policies and procedures relating to Information Barriers. Monitor securities...

4 weeks ago seen See more...

Compliance Officer

Leerink Partners

New York, NY

Develop policies, systems and controls for the administration of control room function. Implementation, communication and maintenance of firm watch lists and restricted lists. Review and clearance of research reports containing wa...

4 weeks ago seen See more...

Senior AML Officer

Mews

New York, NY

Conducting transaction monitoring to spot potential AML or fraud risks based on client transaction patterns, drafting reports on identified risks, and recommending handling strategies. Performing Know Your Customer (KYC) checks, e...

4 weeks ago seen See more...

AML Officer- Wealth Management USA

Ubs

New York, NY

$150,000 to $190,000 based on experience, education, and skill level

We are looking for someone who can: serve as an AML Officer for Financial Services (FS), Wealth Management USA division of UBS, helping to lead and coordinate the delivery of a comprehensive AML program apply strong knowledge of...

4 weeks ago seen See more...

Health System Specialist (OIC Compliance Officer)

York State Department Of Labor

New York, NY

Duties include, but may not be limited to the following: Developing, recommending, and implementing Compliance and Integrity program goals for operational units within the local health care system. Performing local health care sys...

4 weeks ago seen See more...

Program Analyst- Research Compliance Officer

York State Department Of Labor

New York, NY

Volunteer work helps build critical competencies, knowledge, and skills and can provide valuable training and experience that translates directly to paid employment. Applicants wishing to receive credit for such experience must in...

4 weeks ago seen See more...

Executive Director & Clinical Compliance Officer

Weill Cornell Medicine

New York, NY

$225,400 - $262,500 a year

As required under NYC Human Rights Law Int 1208-2018 - Salary range for this role when Hired for NYC Offices. Provides strategic direction and oversight regarding all Clinical Compliance program matters. Manages the preparation an...

a month ago seen See more...

Senior Compliance Officer

Woori America Bank

New York, NY

$80,000 - $120,000 a year

401(k). Dental insurance. Employee discount. Health insurance. Life insurance. Paid time off. Referral program. Relocation assistance. Vision insurance. Monday to Friday. Will you, now or in the future, require sponsorship for emp...

a month ago seen See more...

Compliance Officer - Vice President/Director

Pretium

New York, NY

Manage all aspects of the compliance program for the SEC-registered investment advisers, including the Code of Ethics, trade allocations, expense allocations, marketing regulations, annual review and restricted list. Act as point...

a month ago seen See more...

Compliance Officer Asset Management VP #230916

Credit Suisse Group

New York, NY

Providing independent advice, challenge and control to the business' compliance risk-taking. Assisting in the administration, maintenance and improvement of the compliance policies, procedures and processes of CIG, and connecting...

a month ago seen See more...

Compliance Officer Asset Management VP

Credit Suisse

New York, NY

Providing independent advice, challenge and control to the business' compliance risk-taking. Assisting in the administration, maintenance and improvement of the compliance policies, procedures and processes of CIG, and connecting...

a month ago seen See more...

Compliance Officer / Brokerage Operation

Dub

New York, NY

Assist CCO with managing the administration of the broker dealer program. Assist with AML and CIP requirements for onboarding new customers. Assist with servicing client related requests/issues. Compile information required to sub...

a month ago seen See more...

Deputy Chief Compliance Officer

Amalgamated Bank Of Ny

New York, NY

Monitor and ensure compliance with applicable banking laws, regulations, and guidelines. This includes staying up to date with changes in regulations and assessing their impact on the bank's operations. Work closely with regulator...

a month ago seen See more...

Chief Compliance Officer

Public.com

New York, NY

Serve as the Chief Compliance Officer and Anti-Money Laundering Officer of the Broker-Dealer, reporting to the Chief Administrative Officer of Public Holdings. Independently manage FINRA relationship, including all examinations an...

a month ago seen See more...

Compliance Officer (Korean Speaking)

Woori America Bank

New York, NY

$50,000 - $70,000 a year

401(k). Dental insurance. Employee discount. Health insurance. Life insurance. Paid time off. Referral program. Relocation assistance. Vision insurance. Monday to Friday. Will you, now or in the future, require sponsorship for emp...

2 months ago seen See more...

Vice President, Capital Markets Compliance Officer

Wedbush

New York, NY

We provide innovative financial solutions through our Wealth Management, Capital Markets, Futures and Advanced Clearing & Prime Services divisions. Comprehensive medical, dental, and vision coverage with multiple health plan optio...

2 months ago seen See more...

Midlevel Compliance Officers

Taylor Root

New York, NY

Our client is a highly respected, multi-strategy hedge fund in NYC, looking for Midlevel Compliance professionals. Experience with core compliance and trading surveillance is vital. Any additional general compliance experience is...

2 months ago seen See more...

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