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VICE PRESIDENT, HEAD OF COMPLIANCE CONTROL ROOM

Responsibilities include, but are not limited to: Analyze data and derive insights and risk indicators with the help of business intelligence tools Assist in implementing information barrier policies and procedures by maintaining...

CompanyWedbush
AddressLos Angeles, CA
CategoryEducation/Training
Job typeFull-Time
Date Posted 4 weeks ago See detail

Vice President, Head of Compliance Control Room

Wedbush

Los Angeles, CA

Responsibilities include, but are not limited to: Analyze data and derive insights and risk indicators with the help of business intelligence tools Assist in implementing information barrier policies and procedures by maintaining...

Vice President, Market Risk Analytics Manager FICCS

Wedbush

Chicago, IL

Manage team that issues intraday/overnight calls and risk limit breaches to clients, while answering and investigating any inquiries or disputes Calibrate risk systems and reporting for daily monitoring and management reporting pa...

Intern, Tax Reporting

Wedbush

Jersey City, NJ

We provide innovative financial solutions through our Wealth Management, Capital Markets, Futures and Advanced Clearing & Prime Services divisions. Interns receive Paid Time Off based on local applicable law. Decisions regarding c...

Reorganization Analyst

Wedbush

Los Angeles, CA

We provide innovative financial solutions through our Wealth Management, Capital Markets, Futures and Advanced Clearing & Prime Services divisions. FINRA and Professional License Sponsorship Charitable Donation Matching Contributi...

Vice President, Capital Markets Compliance Officer

Wedbush

New York, NY

We provide innovative financial solutions through our Wealth Management, Capital Markets, Futures and Advanced Clearing & Prime Services divisions. Comprehensive medical, dental, and vision coverage with multiple health plan optio...