EF Hutton jobs

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CAPITAL MARKETS LEADER

Manage and oversee the organization's Capital Markets activities, including underwriting, trading, and sales of securities. Ensure that the organization's Capital Markets activities are efficient, effective, and in compliance with...

CompanyEf Hutton
AddressNew York, NY
CategoryInformation Technology
Salary$100,000 - $300,000 a year
Job typeFull-time
Date Posted 3 weeks ago See detail

Capital Markets Leader

Ef Hutton

New York, NY

$100,000 - $300,000 a year

Manage and oversee the organization's Capital Markets activities, including underwriting, trading, and sales of securities. Ensure that the organization's Capital Markets activities are efficient, effective, and in compliance with...

Equity Research Analyst

Ef Hutton

New York, NY

$110,000 - $125,000 a year

Develop robust financial models tailored to specific client needs, ensuring accuracy and relevance in analysis, company updates, and recommendations. Execute in-depth industry and company-specific research to enhance the quality o...

AML-KYC Compliance Officer

Ef Hutton

New York, NY

$120,000 - $200,000 a year

AML/KYC Compliance:. Perform basic and enhanced due diligence KYC reviews for new and existing customers. Review incoming client documents in accordance with KYC/Anti-Money Laundering policies. Review and evaluate potential advers...

Investment Banking Leader

Ef Hutton

New York, NY

$100,000 - $300,000 a year

Securities Industry Essentials Exam (SIE). General Securities Representative Exam (Series 7). General Securities Principal Exam (Series 24). Uniform Securities Agent State Law Exam (Series 63). Investment Banking Representative Ex...

Wealth Management Compliance Specialist

Ef Hutton

New York, NY

$80,000 - $110,000 a year

Monitoring and conducting surveillance focusing on compliance with regulatory requirements under Regulation Best Interest and associated internal controls. Assessing financial product and transaction suitability relating to a rang...