Equity Derivatives Us Control Lead

Equity Derivatives US Control Lead
New York, NY

As a Barclays Equity Derivatives US Control Lead, you will be working with the Chief Controls Office and the business areas to support Senior Managers in delivering their accountabilities under the Individual Accountability Regime. You will have the opportunity to remediate identified risks and control issues in partnership with the business and other teams.

Salary / Rate Minimum: $145,000
Salary / Rate Maximum: $199,000

The minimum and maximum salary/rate information above include only base salary or base hourly rate. It does not include any another type of compensation or benefits that may be available.

Barclays is one of the world's largest and most respected financial institutions, established in 1690, with a legacy of success, quality, and innovation. We've helped millions of individuals and businesses thrive, creating financial and digital solutions that the world now takes for granted. An important and growing presence in the USA, we offer careers providing endless opportunity.

At Barclays, we offer a hybrid working experience that blends the positives of working alongside colleagues at our onsite locations, together with working from home. We have a structured approach where colleagues work at an onsite location on fixed, ‘anchor’, days of the week, for a minimum of two days a week or more, as set by the business area (or nearest equivalent if working part-time hours). Please discuss the working pattern requirements for the role you are applying for with the hiring manager. Please note that as we continue to embed our hybrid working environment, we remain in a test and learn phase, which means that working arrangements may be subject to change on reasonable notice to ensure we meet the needs of our business.

What will you be doing?

• Providing oversight of the implementation of strategic and regulatory change programmes
• Ensuring that appropriate processes have been followed by the projects on behalf of the business in order that regulatory requirements will be met
• Comprehending and assessing the impact that strategic/regulatory change and continuous improvement initiatives have upon the control environment
• Ensuring the frameworks that regulate and support Senior Managers and Certified individuals in discharging their Reasonable Steps are fit for purpose and well understood
• Ensuring the frameworks that regulate and support the use of Appointed Representatives comply with the regulatory requirements and effectively implemented
• Interacting with BIA colleagues on audit plans, ensuring these are communicated effectively across impacted areas and acting as a key point of contact
• Providing robust, effective and insightful reporting, analysis and communication to provide assurance to senior management that the business is compliant

What we’re looking for:

• Understanding of Equities / Derivatives business through previous business experience (FO) or from direct support functions (business management / COO, business controls, compliance)
• Risk and control experience including implementation of risk & control techniques
• Problem solving and high level of attention to detail
• Proven capability to operate across a wide remit

Skills that will help you in the role:

• Solid Leadership / People Management skills
• Operational Process knowledge
• Ability to interact with all levels across the Bank

Where will you be working?

You will be working at our Americas Headquarters at 745 Seventh Avenue. This 32-story office tower is located in Times Square in the heart of Manhattan and features a cafeteria, fitness center and state-of-the-art LED signage on the facade of the building.

We’re a global, vital and highly respected financial organisation with an inspiring Purpose. Operating in 50 countries and employing around 83,000 people across the world, we help communities, individuals and businesses thrive. And we’ve created financial solutions and technology that the world now takes for granted. A career with us can offer incredible variety, depth and breadth of experience, and the chance to learn from some of the best minds in technology and finance.