Job Summary
Job Description
- Responsible for performing and leading teams to conduct Quality Control Reviews (QCR) of Regulatory Issue remediation artifacts, including but not limited t; reviewing, challenging, and verifying the completeness, organization, and uniformity of evidence supporting management's commitments
- Responsible for implementing end-to-end processes and procedures for the QC function and QCR of Closure Packages
- Accountable to support development of, and execute against, a detailed Quality Control plan, escalating risks, concerns, and roadblocks appropriately
- Promote effective Quality Control (QC) awareness across all Lines of Business and the Three Lines of Defense through maintaining positive and collaborative relations with business executives and structured interactions with key stakeholders to discuss critical QCR outputs, and provide and solicit feedback.
- Manage Quality Control activities related to regulatory submissions, including document approval and release
- Support development, implementation, and continuous improvement of technology, tools, and templates that support Quality Control and reporting capabilities
- Supports a high-performance environment by fostering an inclusive work environment, mentoring/coaching staff members, and enabling opportunities for them achieve development goals
- Engages in supervisory duties and performance management
- Bachelor's Degree or equivalent work experience
- Master's Degree or MBA preferred
- A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
- Leaders who support your development through coaching and managing opportunities
- Ability to make a difference and lasting impact
- Work in a dynamic, collaborative, progressive, and high-performing team
- Opportunities to do challenging work
- Opportunities to building close relationships with clients
Job Skills
Credit Analysis, Fraud Risk Management, Investment Economics, Investment Management Systems, Investment Risk, Investment Risk Management, Long Term Planning, Market Risk, Operational Risks, Project Management, Quantitative Methods, Risk Control, Risk ManagementAdditional Job Details
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Inclusion and Equal Opportunity Employment
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We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.
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