Senior Compliance Consultant jobs in Chicago, IL

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SENIOR COMPLIANCE CONSULTANT - PRIVATE FUND

Work with a specified group of RIA firms to provide ongoing compliance support.. Actively respond to emails and phone inquiries pertaining to client matters.. Customize Form ADV filings and review existing firm regulatory docume...

CompanyComply
AddressUnited States
CategoryInformation Technology
Job typeFull-time
Date Posted 2 months ago See detail

Senior Compliance Consultant - Private Fund

Comply

United States

Work with a specified group of RIA firms to provide ongoing compliance support.. Actively respond to emails and phone inquiries pertaining to client matters.. Customize Form ADV filings and review existing firm regulatory docume...

Senior Consultant, Application – Risk & Compliance

Northern Trust Corp.

Chicago, IL

$128K - $162K a year

Work with Compliance architect and Business analyst to own and build new End-to-End solution, lead tech team designing and developing solutions meeting objectives, including operational SLAs. Address and triage escalated issues, w...

Senior Consultant - FinOps New

Softwareone

United States

Client Engagement: Meet with clients to assess their FinOps maturity, identify areas for improvement, and develop comprehensive plans to enhance their FinOps practices. Support clients throughout the engagement and ensure their ex...

Senior Outreach Consultant

Inter-American Development Bank

Washington, United States

Under the overall guidance of the EVP and working closely with the IDB Groups senior management,the Office of Outreach and Partnership, among other relevant departments, actively track legislative activities related to the IDB Gr...

Senior Security Compliance Consultant

Sp6

Remote - United States

Leading cybersecurity readiness assessments including maturity assessments using the Cybersecurity Maturity Model Certification (CMMC) model.. Supporting the day-to-day activities of engagements for external clients, as a contr...

Senior Cybersecurity and Compliance Consultant

Bdo Usa

Chicago, IL

Participates in engagements for PCI, data security, compliance and governance frameworks, security vendor assessments and IT controls assessments. Conducts and assesses compliance and governance requirements based on standard prog...

Consultant, Senior - OT/ICS

American Bureau Of Shipping

United States

Consult with clients to identify and resolve complex situations by meeting the goals and objectives and delivering results on time. Develop technical solutions and execute strategies to support client needs. Function as a liaison...

Director, Compliance Consulting

Kroll, Llc

Chicago, IL

$175K - $221K a year

Lead the day-to-day support of the compliance programs for a variety of SEC registered investment advisers. Provide technical expertise on complex regulatory issues, particularly those related to private equity and hedge fund mana...

Senior Consultant - P&C Insurance, Finance Transformation

Cognizant

United States

Providing consulting services, including practices, expertise, and resources to tackle business challenges, and helping identify and manage needed process improvements (including identification of new or improved business capabili...

Cybersecurity Risk and Compliance Senior Analyst

Assa Abloy

Connecticut, United States

Establish divisional cyber risk governance. Build divisional risk management culture andmethodologies. Maintain divisional cyber risk register. A broad knowledge of IT Services and a tightcollaboration with IT for the transf...

1LOD Risk & Control Senior Consultant

Northern Trust

Chicago, IL

Unspecified

Execute on Northern Trusts RCSA program by facilitating a value-added RCSA product that captures the risk and control environment of the business while adhering to policy, standards, and guidebook requirements. Management of the...

AML Compliance Consultant

Northern Trust

Chicago, IL

Advise on Compliance-related laws, rules and standards, including keeping them informed of developments or changes that may affect their area. Participates in developing Compliance programs and acts as a contact point within the c...

Senior Consultant - Machine Learning / AI Engineer

The Spur Group

Irvine, CA

Hybrid with a competitive salary and Total rewards package Premium paid by company - 80% Health, 100% Dental, and Vision benefits for you and your family Opportunity to participate in 401k with up to 4% company match Generous paid...

Senior SQL Server Consultant - Full Time

Incworx Consulting

Remote

$105K - $133K a year

15+ years of experience Expert level theory and implementation experience with SQL DBA functions and development Strong hands-on development experience with SQL Server, T-SQL, SSIS, SSRS, Azure SQL Data warehousing experience Abil...

Senior Futures Compliance Advisor- H/F/X

Société Générale

Chicago, IL

$129K - $163K a year

Advise business lines on various exchange and regulatory rules to ensure procedures and trading processes are properly established. Respond to various exchange and regulatory inquiries which include government and subpoena request...

E T Consultant - Senior Specialist (Tax)

World Bank Group

Washington, United States

E T Consultant - Senior Specialist (Tax)Job #: req27599 Organization: World Bank Sector: Economics Grade: EC3 Term Duration: 1 year 0 monthsRecruitment Type: International Recruitment Location: Washington, DC,United States Require...

Senior Finance Manager, US Therapeutics Financial Compliance

Biospace

Illinois, United States

Lead, manage, and motivate a team of three finance professionals plus a contractor. Lead the US Therapeutics Federal Sunshine and US Enterprise State Transparency Reporting process collecting and reporting the data timely and accu...

Sr. Consultant, Compliance

Northern Trust

Chicago, IL

Unspecified

Reviews and interprets laws, regulations and internal policies/procedures for the purpose of developing appropriate testing plans. Verifies through execution of the Testing Program, that activities meet federal, state and/or local...

Senior Acquisition/Financial Consultant (Remote)

Govcio Llc

Remote

$150,289.70 - $175,337.98 a year

Provide support to the VA Acquisition leadership team with analysis, progress tracking, status reporting, and strategic recommendations regarding various acquisition execution activities. Track status of all DTC acquisitions (incl...

Senior Information Security Governance - Risk and Compliance Analyst

Snowflake

United States

Ensure relevant cybersecurity risks identified are captured in the risk register and keep it updated with the related information. Facilitate risk decomposition (scenario generation) activities with the relevant key stakeholders a...

Senior Counsel, Global Compliance (Hybrid)

An American Fast Food Company

Chicago, IL

Take on initiatives and achieve goals to continue to build and preserve An American Fast Food Company's culture of compliance and integrity. Proactively collaborate with employees and business partners to communicate An American F...

Senior Consultant, Application Security Penetration Tester | Remote US

Coalfire

United States

Working independently and collaboratively with a team to both lead and support. Application Penetration Testing (Browser-based, API, Mobile, IoT). Threat Modeling. Source Code Reviews. Advise clients on technical security or compl...

Senior Technical Consultant

Powerful Placement Solutions

Remote

$83K - $105K a year

401(k). 401(k) matching. Dental insurance. Employee discount. Health insurance. Paid time off. Vision insurance. Bonus opportunities. Employee stock purchase plan. Hourly pay. Signing bonus. Yearly bonus. 2 years. 5 years....

Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance (Hybrid)

Capital One

Virginia, United States

Participate in major components of business units and lead small to medium size BSA / AML, Sanctions, and Fraud Compliance audits. Perform risk assessments of business activities and perform relevant testing based on the risks and...

Compliance Consultant

Comply

United States

Work with a specified group of RIA firms to provide ongoing compliance support.. Actively respond to emails and phone inquiries pertaining to client matters.. Customize Form ADV filings and review existing firm regulatory document...

Sr Consultant- Risk & Compliance Program Manager

Northern Trust

Chicago, IL

Unspecified

Responsible for leading, advising, keeping up with industry best practices, and managing the program or project to a successful delivery, including establishing the overall direction, coordination, execution, implementation, and r...

Senior Benefit Advisory Services Consultant

Trinet

Remote

$66,700 - $136,100 a year

Support TriNets Sales teams in positioning TriNets employer-sponsored employee benefit plan offerings by maintaining and fostering best practices and compliance related to the sales positioning of TriNet-sponsored benefits and o...

Senior Consultant, Revenue Management

Northern Trust

Chicago, IL

Unspecified

Act as a subject matter expert, providing comprehensive, in-depth consulting and knowledge of current processes and procedures. Evaluate existing business and operational flows and define the As-Is process models and To-Be process...

Senior Implementation Consultant - ADP WFM

Spencer Thomas Group

Chicago, IL

Lead and manage complex ADP WFM implementations from A to Z, ensuring on-time delivery and client satisfaction. Collaborate closely with clients to understand their unique needs, assess current workflows, and design optimal WFM so...

Senior Consultant, Property & Casualty

Onedigital

Missouri, United States

Lead Account Managers in servicing clients within the account team Build relationships with assigned clients and give prompt attention to their requests Maintain appropriate business contact with client Work directly with Producer...