Regulatory Report jobs
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DIRECTOR REGULATORY REPORTING - SR. GROUP MANAGER
The GRR Group is a high-profile function, providing financial information to the regulators including the Federal Reserve Bank (FRB) and Office of the Comptroller of the Currency (OCC). This individual will have an opportunity to...
| Company | Citigroup |
|---|---|
| Address | Lorida, FL |
| Category | Accounting/Finance |
| Job type | Permanent |
| Date Posted | just now See detail |
Director Regulatory Reporting - Sr. Group Manager New
Citigroup
Lorida, FL
The GRR Group is a high-profile function, providing financial information to the regulators including the Federal Reserve Bank (FRB) and Office of the Comptroller of the Currency (OCC). This individual will have an opportunity to...
just now seen See more...
- View all Citigroup jobs - jobs in Lorida, FL
Manager, Regulatory Reporting New
Northern Trust
Chicago, IL
Unspecified
Responsible for managing a Fund Administration group for Hedge Fund Services. Seasoned multi-disciplinary expert with extensive technical and / or business knowledge and functional expertise. Focus of role is on setting strategic...
21 hours ago seen See more...
- View all Northern Trust jobs - jobs in Chicago, IL
Specialist - Regulatory Reporting
Northern Trust
Chicago, IL
Unspecified
Bachelor's degree in relevant field (e.g. Finance, Accounting, Economics, etc). Minimum 10+ years of experience in financial services or a related industry, with a significant focus on Regulatory Reporting, compliance, and financi...
6 days ago seen See more...
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Regulatory Reporting Associate D51AQR
Balyasny Asset Management, Lp
Greenwich, CT
Coordinate collecting and synthesizing data for various daily, weekly, monthly, quarterly, and annual reports to U.S. and foreign regulators and departments, including the SEC, CFTC, NFA, U.S. Treasury, Bureau of Economic Analysis...
7 days ago seen See more...
Sr. Analyst - Liquidity Regulatory Reporting
Northern Trust
Chicago, IL
Unspecified
Responsible for owning the daily production of the FR 2052a submission to the Federal Reserve.. Requires close coordination with Controllers, Technology and Global Accounting teams.. Responsible for owning and maintaining Proced...
7 days ago seen See more...
- View all Northern Trust jobs - jobs in Chicago, IL
Senior Accountant, Financial Statement and Regulatory Reporting
Citco
Malvern, PA
You will prepare and review annual and quarterly Financial Statements in accordance with GAAP or IFRS, as stipulated by the fund's governing documents. Compile and review the balance sheet, income statement, statement of changes,...
2 weeks ago seen See more...
- View all Citco jobs - jobs in Malvern, PA
Regulatory Reporting Senior Accountant
Osaic
Meriden, CT
Prepare FOCUS and relate reports. Prepare SIPC reports. Monitor compliance with FINRA and SEC regulations, including net capital. Broker-Dealer net capital monitoring and forecasting. Special projects, including mergers & acquisit...
2 weeks ago seen See more...
- View all Osaic jobs - jobs in Meriden, CT
Regulatory Reporting Submissions Manager
U.s. Bank
Minneapolis, MN
Healthcare (medical, dental, vision). Basic term and optional term life insurance. Short-term and long-term disability. Pregnancy disability and parental leave. 401(k) and employer-funded retirement plan. Paid vacation (from two t...
2 weeks ago seen See more...
- View all U.s. Bank jobs - jobs in Minneapolis, MN
Financial Regulatory Reporting Senior Analyst II
Federal Reserve Bank Of Boston
Boston, MA
$87.3K - $111K a year
Provide financial and business analyses that highlight data issues, and present contextual information that supports the reasonableness of the reported data. Recognize, identify, and document data anomalies, trends, and cause-effe...
3 weeks ago seen See more...
Regulatory Reporting Submissions Manager
U.s. Bank National Association
Charlotte, NC
$145,180 - $187,880 a year
Full cycle creation and delivery of key credit related regulatory submission schedules including 14Qs and 14Ms for the commercial and retail portfolio. Full cycle creation and delivery of LCSC schedule Full cycle creation and de...
3 weeks ago seen See more...
Regulatory Reporting Analyst
Raymond James Financial, Inc.
Lorida, FL
Prepare and analyze regulatory reports and schedules . Review, evaluate and implement process improvements, as appropriate. . Assist in Regulatory Reporting post-closing process. . Work with IT, Operations, and other departments o...
3 weeks ago seen See more...
Senior Regulatory Reporting Analyst
Raymond James Financial, Inc.
Lorida, FL
Prepare, analyze and file regulatory reports and schedules including, but not limited to FRY9C, FRY9LP, FRY11, FR2314, FRY12, FRY14, FR2052a, FFIEC009 and FFIEC102. . Work with IT, Operations, and other departments on various firm...
3 weeks ago seen See more...
Regulatory Reporting Manager
Gtt, Llc
New York, NY
Knowledge of what controls are needed when working on certain processes (related to Internal Control) Proficient PC Skills, especially in MS Office Suite; Advanced Excel (formulas, pivot tables, Vlookup, etc), and comfortable deal...
3 weeks ago seen See more...
- View all Gtt, Llc jobs - jobs in New York, NY
Regulatory Reporting Axiom Developer, AVP
State Street
Boston, MA
Not disclosed
Ownership of technical deliverables from development until deployment, post production support and BAU activities. Analyze, design and develop to meet the requirements per the functional specifications for various regulatory repor...
4 weeks ago seen See more...
- View all State Street jobs - jobs in Boston, MA
Regulatory Reporting Axiom Developer, AVP
State Street
Boston, MA
Not disclosed
Ownership of technical deliverables from development until deployment, post production support and BAU activities. Analyze, design and develop to meet the requirements per the functional specifications for various regulatory repor...
4 weeks ago seen See more...
- View all State Street jobs - jobs in Boston, MA
FSO, Business Consulting Financial Regulatory Reporting Senior
Ernst & Young Llp
New York, NY
Competitive
Support client engagement teams at a wide variety of FSO clients to deliver professional services and participate in business development activities on strategic and global priority accounts.. Serve in an execution role to deliver...
4 weeks ago seen See more...
- View all Ernst & Young Llp jobs - jobs in New York, NY
Team Lead, Regulatory Reporting
Northern Trust
Chicago, IL
Unspecified
Has a secondary focus of supervising people while still doing work. The supervisor related work includes training new employees or those with lesser experience, reviewing work of others, and providing regular feedback and coaching...
a month ago seen See more...
- View all Northern Trust jobs - jobs in Chicago, IL
Financial and Regulatory Reporting - TSR Operations, Senior Associate
State Street
Quincy, MA
Not disclosed
Manage the Regulatory Reporting production process, calendar and relationship for various clients and ensure that all production schedules (including those with the off-shore teams) are completed in a timely manner so that all tea...
a month ago seen See more...
- View all State Street jobs - jobs in Quincy, MA
Senior Statistical & Regulatory Reporting Analyst [Remote]
Quanata
San Francisco, CA
$120K - $152K a year
Develops, documents, implements, monitors and maintains Property & Casualty insurance statistical and Regulatory Reporting materials and processes for Quanata to ensure compliance with regulatory requirements. Conducts research an...
a month ago seen See more...
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Analyst, Regulatory Reporting
Amex
New York, NY
$55,000 - $105,000 a year
Prepare detailed reports and ensure compliance with the Federal Reserve and other Regulatory Reporting requirements, the Companys internal review procedures and all other applicable policies and procedures. Support the Manager a...
a month ago seen See more...
- View all Amex jobs - jobs in New York, NY
Regulatory Reporting, Assistant Vice President - Hybrid
Mufg Bank, Ltd.
Tempe, AZ
70% - Preparation of assigned financial regulatory reports that are due to several agencies and run the RFI process management process of data flow and collection. Conduct investigations of errors and variance analysis independent...
a month ago seen See more...
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Director - Regulatory Reporting
Fidelity
New York, NY
Experience and understanding of trade and position reporting requirements of a broker/dealer including but not limited to CAT, CAIS, Rule 605 and Rule 606. In addition, experience with Equities and Options trading and/or processin...
2 months ago seen See more...
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External Regulatory Reporting Analyst - Capital Ratios
Jpmorgan Chase Bank, N.a.
Newark, DE
Act as the primary U.S. resource for External Reporting (ER) for Standardized and Advanced Risk Weighted Assets Reporting. Support monthly production and reporting of the firmwide Supplementary Leverage ratio (SLR), analyze and in...
2 months ago seen See more...
- View all Jpmorgan Chase Bank, N.a. jobs - jobs in Newark, DE
Head of Regulatory Reporting (Legal Compliance)
Ares Management Corporation
New York, NY
Serve as the primary subject matter expert with respect to regulatory submissions to the SEC, CFTC and other primary regulators pursuant to the Investment Advisers Act of 1940 and related securities regulations and exemptions. Res...
2 months ago seen See more...
External Regulatory Reporting Analyst - Capital Ratios
Jpmorgan Chase & Co
Newark, DE
$66,500 - $95,000 a year
Act as the primary U.S. resource for External Reporting (ER) for Standardized and Advanced Risk Weighted Assets Reporting Support monthly production and reporting of the firmwide Supplementary Leverage ratio (SLR), analyze and int...
2 months ago seen See more...
- View all Jpmorgan Chase & Co jobs - jobs in Newark, DE
Sr Regulatory Reporting Analyst
Lpl Financial Holdings, Inc.
Fort Mill, SC
Produce Regulatory Reports: Prepare the monthly FOCUS report (SEC Rule 15c3-1). Support Regulatory Reports: Assist in the practice of additional filings required or requested by regulatory agencies, including the Federal Reserve,...
2 months ago seen See more...
Regulatory Reporting Analyst
Hard Rock Digital
Remote
$78.4K - $99.3K a year
Recognize and diagnose potential errors or data inconsistencies between multiple reports. Investigate any irregularities with the finance and data engineering teams. Translate internal and external reporting needs into SQL queries...
2 months ago seen See more...
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Financial and Regulatory Reporting Governance Manager (SOX/FR Y-14/ESG)
Bank Of America
Charlotte, NC
$111K - $141K a year
Establish and execute robust internal control frameworks that support external reporting across all in-scope mandates (SOX, FRY-14, B/D, & ESG). This includes activities that include, as appropriate, setting materiality, determini...
2 months ago seen See more...
- View all Bank Of America jobs - jobs in Charlotte, NC
Regulatory and Compliance Coordinator, Reporting
Colibri Group
Remote
$54.8K - $69.4K a year
Process rosters (reporting) on a daily basis. Data entry requiring time/accuracy. Conduct post-seminar logistics specific to regulatory compliance (i.e., course completion certificates, attendance roster reporting) Provide Custome...
3 weeks ago seen See more...
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