Osaic jobs

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REGULATORY REPORTING SENIOR ACCOUNTANT

Prepare FOCUS and relate reports. Prepare SIPC reports. Monitor compliance with FINRA and SEC regulations, including net capital. Broker-Dealer net capital monitoring and forecasting. Special projects, including mergers & acquisit...

CompanyOsaic
AddressMeriden, CT
CategoryAccounting/Finance
Job typeFull-Time
Date Posted 3 days ago See detail

Regulatory Reporting Senior Accountant

Osaic

Meriden, CT

Prepare FOCUS and relate reports. Prepare SIPC reports. Monitor compliance with FINRA and SEC regulations, including net capital. Broker-Dealer net capital monitoring and forecasting. Special projects, including mergers & acquisit...

Sales Vice President, Highland Capital Brokerage

Osaic

Seattle, WA

Implement company-supported sales concepts in alignment with industry, company, and compliance standards. Drive substantial target premium sales through third-party producers. Offer point-of-sale and post-sale support, nurturing p...

VP - Operations, Premier Trust

Osaic

Las Vegas, NV

Assist the COO in the administration of the business of Premier Trust, including Trust Administration, Compliance, Strategy and Operations. Work with the Head of Compliance to manage the firms Internal Audit Function. Maintain pr...

Sales Vice President, Highland Capital Brokerage

Osaic

San Rafael, CA

Implement company-supported sales concepts in alignment with industry, company, and compliance standards. Drive substantial target premium sales through third-party producers. Offer point-of-sale and post-sale support, nurturing p...

Client Development Associate, HCB

Osaic

La Vista, NE

$45,000 - $50,000 a year

Make a high volume of outbound calls daily to lists of prospective and existing advisors tied to POS VPs with goal to result in securing appointments. Cultivate client relationships through outbound calls to identified lists of ad...

Sales Vice President, Highland Capital Brokerage

Osaic

New York, NY

Implement company-supported sales concepts in alignment with industry, company, and compliance standards. Drive substantial target premium sales through third-party producers. Offer point-of-sale and post-sale support, nurturing p...

Client Development Associate, HCB

Osaic

Leesburg, VA

$45,000 - $50,000 a year

Make a high volume of outbound calls daily to lists of prospective and existing advisors tied to POS VPs with goal to result in securing appointments. Cultivate client relationships through outbound calls to identified lists of ad...