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Chief Compliance Officer jobs in Newark, NJ

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COMMERCIAL BROKER DEALER CHIEF COMPLIANCE OFFICER - SR. DIRECTOR

Promoting a culture of compliance and managed risk taking. Providing subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but not limited to anti-money laundering,...

CompanyCapital One
AddressNew York, NY
CategoryAccounting/Finance
Date Posted 4 weeks ago See detail

Commercial Broker Dealer Chief Compliance Officer - Sr. Director

Capital One

New York, NY

Promoting a culture of compliance and managed risk taking. Providing subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but not limited to anti-money laundering,...

4 weeks ago seen See more...

Chief Compliance Officer

Public

New York, NY

Serve as the Chief Compliance Officer and Anti-Money Laundering Officer of the Broker-Dealer, reporting to the Chief Administrative Officer of Public Holdings. Independently manage FINRA relationship, including all examinations an...

a month ago seen See more...

Chief Compliance Officer/ Chief Marketing Officer for Healthcare in USA

Epny.ai

New York, NY

Up to $2,000 a month

Minimum of 8 years of experience in senior or top-level positions in medical insurance companies or national government health/medical departments, with a deep understanding of the industry landscape and regulatory environment. Mi...

a month ago seen See more...

Chief, Civil Rights Officer

Nj Transit

Newark, NJ

Provide guidance and direction to Senior Leadership, and interact and communicate with the federal, state, and local partners including, but not limited to the Federal Transit Administration (FTA).. Conduct periodic site visits to...

2 weeks ago seen See more...

Associate Compliance Officer and Operations Associate

Kahn Brothers Group

New York, NY

$90,000 - $130,000 a year

401(k). Health insurance. Retirement plan. Monday to Friday. Compliance: 3 years (Required). Operations: 2 years (Required). Series 7 (Preferred). Series 24 (Preferred)....

2 days ago seen See more...

Deputy Chief Logistics & Procurement Excellence Officer

Nj Transit

Newark, NJ

Oversees the Logistics division & Procurement support & Compliance divisions of the department. Responsible for materials purchasing, logistics/supply chain needs and strategies, and all other material planning and logistics activ...

4 weeks ago seen See more...

Chief Human Resources Officer

Nj Transit

Newark, NJ

Develop and implement an effective HR strategy: Drive the development of Human Resources to a variety of operational and strategic challenges, such as organization effectiveness initiatives, process and procedure redesign, talent...

a month ago seen See more...

Chief Operating Officer

Kipp

Newark, NJ

Manage, coach, develop, and lead a high-performing team of MDOs and senior operations leaders (Directors of Student Recruitment and Enrollment, Facilities and Compliance) across schools and regions. Through this team, the COO will...

2 months ago seen See more...

Chief Financial Officer

Kipp Team And Family

Newark, NJ

$143K - $181K a year

Set financial strategy and lead long-term financial forecasting and budgeting for KIPP New Jersey & Miamis ~$250 million annual operating budget across 4 operating entities and 5 special purpose entities Oversee and lead annual b...

2 months ago seen See more...

Compliance Officer & Counsel

An Insurance Agency

New York, NY

Drafting and/or updating compliance and other corporate policies (e.g., Code of Ethics, Compliance Manual, Anti-Corruption Policy). Assisting with onboarding new directors and employees, including support for compliance orientatio...

3 days ago seen See more...

Compliance Officer

Guggenheim Partners

New York, NY

Position SummaryThe Compliance Officer is located in our New York office.Essential Job Functions Interacting with deal team to collect due diligence material. Assisting in analyzing and implementing new regulationsPreferred Quali...

7 days ago seen See more...

Compliance Officer

Guggenheim Services, Llc

New York, NY

Responsibilities will include conducting beneficial owner and control person due diligence on participants in transactions as well as assisting with GPIM client and collective investment vehicle investor AML/KYC on-boarding. Ass...

7 days ago seen See more...

Manager, CIB & Research Compliance Officer

Scotiabank

New York, NY

Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems, and knowledge. Provide day-to-day compliance support for CIB and Research businesses, assisting with the provisi...

a week ago seen See more...

Regulatory Compliance Officer

Piermont Bank

New York, NY

Daily Compliance . Establish, review, and monitor Bank's system of internal controls for ensuring Bank-wide compliance. Consult with Management and employees who have questions about compliance/monitoring related policies and proc...

a week ago seen See more...

Product Manager - Data Catalog - Chief Risk Office

Bloomberg

New York, NY

Define requirements and drive the implementation and adoption of a Data Catalog. Engage with Engineering to prioritize remediation of identified gaps and new feature enhancements to satisfy business requirements and regulatory exp...

3 days ago seen See more...

Senior Compliance Officer - Trade / Export Control - Legal & Compliance

Bloomberg

New York, NY

Lead Trade Compliance Program regarding Export Control restrictions as applicable to software / technology, whether the software is Bloomberg proprietary or third party software. Build and maintain relationships with internal stak...

a week ago seen See more...

Chief Technology Office (CTO) Head of Business Relationship Management

Wells Fargo

New York, NY

Focus on delivering commitments aligned to enterprise strategic priorities. Build support for strategies with business and technology leaders. Guide development of actionable roadmaps and plans. Significantly contribute to the tra...

5 days ago seen See more...

Associate Counsel, Office of The Chief Counsel ...

A Government Entity

New York, NY

Researching local, state and federal laws, court decisions and legal authorities, and other legal documents;. Providing policy guidance and legal analysis to City Hall staff to advance mayoral initiatives;. Working with senior adm...

a week ago seen See more...

Officer - Bank Compliance

Hab Bank

New York, NY

Possess expertise in Bank Secrecy Regulations, Fair Credit Acts and Anti-Money Laundering Laws. Have a working knowledge of Banking Consumer Protection Law and Regulations, specifically in the area of Commercial Mortgage, Fair Len...

a week ago seen See more...

Control Group Compliance Officer

Dataaxxis

Jersey City, NJ

$650 - $820 a day

Assist and advise on IB and Capital Markets transactions, including conflicts review. Maintenance of the Firms Global Watch and Restricted Lists, including seeking and responding to updates from investment banking teams. Review E...

2 months ago seen See more...

Lead Analytics Consultant-Chief Operating Office-Shared Services

Wells Fargo

New York, NY

The individual is expected to analyze data, identify emerging issues, hone in on areas of opportunities, and ensure the organization has meaningful and relevant metrics that allows stakeholders to reach decisions and next steps. P...

a week ago seen See more...

Deputy Chief Development Officer Deputy Chief Development Officer

Médecins Sans Frontières

New York, NY

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Marketing & Communications Manager - Chief Scientific Officer & Chief Academic Officer

Nyulmc

New York, NY

Support the development and implementation of a comprehensive communications strategy that supports the goals and initiatives of the CSO and CAO. Play a vital role in triaging and executing requests from CSO and CAO, partnering wi...

2 weeks ago seen See more...

Chief of Staff to the Deputy Commissioner/Chief Operating Officer

York State Department Of Labor

New York, NY

Under the direction of the Deputy Commissioner/Chief Operating Officer, with wide latitude for independent initiative and judgment, manage administrative, analytical, procedural and operational work for the Deputy Commissioner/Chi...

2 weeks ago seen See more...

Deputy Agency Chief Contracting Officer (DACCO)

York City Department Of Investigation

New York, NY

$64,142.00 - $125,000.00

- Assist the ACCO with the development and implementation of mayoral directives associated with procurement actions, including but not limited to Minority and Women-Owned Business Enterprises and subcontractor utilization reportin...

2 weeks ago seen See more...

Chief Product and Technology Officer

Pix11

New York, NY

Identifying opportunities and challenges in the marketplace, with constant evaluation of technological advancements and innovation to mitigate impediments, drive success and generate revenue. Deep understanding of a marketplace or...

2 weeks ago seen See more...

Chief Executive Officer, EVRYMAN

Palm Venture Studios

New York, NY

A passion for holistic men's wellness, and an embodiment of the values and ethos that the brand represents. Many years of "360" executive experience building teams, developing offerings, driving revenue, and scaling organizations....

2 weeks ago seen See more...

Chief Executive Officer

Integrity Placement Group

New York, NY

Up to $210,000 with up to a 30% Bonus Structure. Bonus Based Not Only KPIs. Must be Open to Relocation. Full Benefits. Medical Insurance. Vision Insurance. Dental Insurance. Disability Insurance. LTD/STD. Flex Spending Account. He...

2 weeks ago seen See more...

Chief Financial Officer

Private Label Staff

New York, NY

Analyze and present financial statements in an accurate and timely manner; clearly communicate monthly, quarterly and annual financial statement. Management of organizational cash flow and cash flow forecasting. Active participati...

2 weeks ago seen See more...

Chief Financial Officer - B2B EXIT & B2B CFO

B2B Cfo

Jersey City, NJ

Experienced CFO with success in increasing company cash. Experience in being involved in the buying/selling of companies. Desires to learn one of the most important skills in the USA - finding great paying clients. Desire to learn...

2 months ago seen See more...

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Top Jobs in Newark, NJ

Financial Analyst, Assistant General Manager, Controller Senior Accountant, Cdl Regional Driver, Chief Of Staff, Finance Operations Analyst, Business Consultant, Accounting Manager,

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