LoginRegister

Chief Compliance Officer jobs

Now available 1306 results are consistent

Sort by:relevance - date

COMMERCIAL BROKER DEALER CHIEF COMPLIANCE OFFICER - SR. DIRECTOR

Promoting a culture of compliance and managed risk taking. Providing subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but not limited to anti-money laundering,...

CompanyCapital One
AddressNew York, NY
CategoryAccounting/Finance
Date Posted yesterday See detail

Commercial Broker Dealer Chief Compliance Officer - Sr. Director

Capital One

New York, NY

Promoting a culture of compliance and managed risk taking. Providing subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but not limited to anti-money laundering,...

yesterday seen See more...

General Counsel & Chief Compliance Officer (Hyb...

An In-House Firm

Durham, NC

Juris Doctor/Doctorate. North Carolina bar license to practice law. Minimum of 7 years of experience as a healthcare regulatory, compliance, or transactions attorney. Knowledge of federal, state, and local laws, regulations, and g...

yesterday seen See more...

Chief Compliance Officer - Miami, United States - Talentry

Talentry

United States

Description Chief Compliance Officer Onsite Work in Miami, FL 215-225k total comp. This CCO will also handle internal audits, prepare compliance reports for the executive team, and review documents, processes, and procedures for a...

5 days ago seen See more...

Vice President, Chief Compliance Officer

Hilton Grand Vacations

Florida, United States

Serves as HGVs subject matter expert on compliance matters.. Ensures a comprehensive Compliance Management System and Enterprise Risk Management program are in place and operating effectively.. Acts as primary liaison to regulat...

7 days ago seen See more...

Chief Compliance Officer

Public

New York, NY

Serve as the Chief Compliance Officer and Anti-Money Laundering Officer of the Broker-Dealer, reporting to the Chief Administrative Officer of Public Holdings. Independently manage FINRA relationship, including all examinations an...

2 weeks ago seen See more...

Chief Compliance Officer/ Chief Marketing Officer for Healthcare in USA

Epny.ai

New York, NY

Up to $2,000 a month

Minimum of 8 years of experience in senior or top-level positions in medical insurance companies or national government health/medical departments, with a deep understanding of the industry landscape and regulatory environment. Mi...

3 weeks ago seen See more...

General Counsel and Chief Compliance Officer

Messer Financial Group

Charlotte, NC

$156,000 - $234,000 a year

Review, draft and negotiate a variety of contracts, including Insurance Carriers, agents and strategic Partners. Investigate, handle and enforce all Compliance Matters dictated by our Insurance carrier partners and the Centers for...

3 weeks ago seen See more...

VP, Chief Compliance Officer

Health Support Center

Brentwood, TN

VP, Chief Compliance Officer Who we are: At Lifepoint Health, we provide quality healthcare to rural communities. As a valued member of our team, you will be an integral part of a group working together to elevate Lifepoint's heal...

4 weeks ago seen See more...

Chief Compliance Officer

Talentry, Llc

Escondido, CA

Chief Compliance OfficerOnsite Work in Oceanside / Escondido, CA (San Diego metro)215-225k total comp. The right person will manage all audits and requests from regulatory agencies, and handle adjustments, appeals, outcome docume...

4 weeks ago seen See more...

Vice President, Chief Compliance Officer

Ameriprise Financial

Minneapolis, MN

The Chief Compliance Officer role will be responsible for the administration, oversight, and direction of the Ameriprise Bank's compliance program, which is designed to ensure compliance with a broad range of laws, rules, and regu...

4 weeks ago seen See more...

CCO Chief Compliance Officer

Smith Harvey Associates

Andover, MA

J.D. preferred but not required. Superior academic credentials. 10-15 years of compliance, legal, operations, and/or regulatory experience, preferably in private equity. Experience with various asset classes including private equi...

4 weeks ago seen See more...

Chief Compliance Officer - BAM

Banc Of California

Los Angeles, CA

Maintains BAMs Compliance Management Program and develops new policies and procedures, as required. Designs, implements, provides compliance guidance, and executes monitoring and testing to ensure ongoing compliance with and effe...

4 weeks ago seen See more...

Investment Management Attorney and Chief Compliance Officer

U.s. Bank

Milwaukee, WI

Maintaining the Trust's compliance program, including review and administration of compliance policies and procedures and the creation of new policies and procedures in response to newly issued regulatory guidance;. Compliance ove...

4 weeks ago seen See more...

Investment Management Attorney and Chief Compliance Officer

U.s. Bank National Association

Milwaukee, WI

Maintaining the Trust's compliance program, including review and administration of compliance policies and procedures and the creation of new policies and procedures in response to newly issued regulatory guidance;. Compliance ove...

4 weeks ago seen See more...

Chief Compliance Officer of FCM

Crypto.com

Chicago, IL

$130K - $165K a year

Oversee the compliance program of the FCM to provide customers with access to cleared derivatives products. Work closely with the business, operations, onboarding (KYC/AML/BSA), technology, risk, and legal team in order to support...

a month ago seen See more...

Chief Compliance Officer

Nemes Rush Family Wealth Management

Novi, MI

$75,000 - $150,000 a year

Develop, implement, and maintain an effective compliance program that aligns with regulatory requirements and industry best practices. Monitor and assess the firm's compliance with applicable laws, rules, and regulations, includin...

a month ago seen See more...

Chief Compliance Officer

Saint P.a.u.ls., Inc.

Bronx, NY

$75.35 - $88.07 an hour

401(k). Dental insurance. Health insurance....

a month ago seen See more...

Investment Management Attorney and Chief Compliance Officer

U.s. Bank National Association

Chicago, IL

$123,165 - $159,390 a year

Maintaining the Trusts compliance program, including review and administration of compliance policies and procedures and the creation of new policies and procedures in response to newly issued regulatory guidance;. Compliance ove...

a month ago seen See more...

Deputy Chief Compliance Officer

Amalgamated Bank Of Ny

New York, NY

Monitor and ensure compliance with applicable banking laws, regulations, and guidelines. This includes staying up to date with changes in regulations and assessing their impact on the bank's operations. Work closely with regulator...

a month ago seen See more...

Chief Compliance Officer - Swap Dealer

Stonex Group

Chicago, IL

Permanent, full-time#LI-Hybrid #LI-SD1StoneX provides institutional-grade global market access, end-to-end clearing and execution, high-touch service and deep expertise through one trusted partner. Clients use our global financ...

a month ago seen See more...

Chief Compliance Officer - Ethics and Investigations

Avangrid

Orange, CT

$149K - $189K a year

This position is responsible for leading the team for compliance investigations and all operations related to the companys Ethics Helpline and compliance concerns. In this role you will collaborate with the Chief Compliance Offic...

a month ago seen See more...

Chief Compliance Officer

Public.com

New York, NY

Serve as the Chief Compliance Officer and Anti-Money Laundering Officer of the Broker-Dealer, reporting to the Chief Administrative Officer of Public Holdings. Independently manage FINRA relationship, including all examinations an...

a month ago seen See more...

Deputy Chief Compliance Officer

Chicago Trading Company

Chicago, IL

$131K - $166K a year

Preside over various components of the Firms compliance processes, assuming a leadership role in the continued development, implementation, and enforcement of the Firms regulatory program. Develop structures and methodologies de...

2 months ago seen See more...

Chief Compliance Officer

Proassets

San Juan, PR

$23.4K - $29.6K a year

Necesario tener la certificacion de ACAMS. Poseer mnimo un grado de Bachillerato o superior en cualesquiera de las siguientes reas: Administracin de Empresas (Finanzas, Banca, Economa, Contabilidad), Sistemas de Justicia o Ley...

2 months ago seen See more...

Chief Compliance Officer

Northlake Behavioral Health System

Mandeville, LA

$80,000 - $95,000 a year

Develop, implement, and manage a hospital-wide compliance program that addresses federal and state healthcare regulations, Centers for Medicare & Medicaid Services (CMS) requirements, and internal policies. Conduct regular risk as...

2 months ago seen See more...

General Counsel and Chief Compliance Officer

Franciscan Ministries

Lemont, IL

$95.3K - $121K a year

Participating as a member of FMs Executive Leadership Team, led by the CEO, and composed of FMs most senior executives, while working directly with all aspects of the business to articulate and execute strategic initiatives and...

2 months ago seen See more...

Compliance Director-Deputy Chief Compliance Officer, Marketing Compliance Manager

Fifth Third Bank

Remote

$120,400 - $241,300 a year

Direct, Develop and Oversee the strategic aspects of the compliance programs. this includes overseeing policies and procedures, testing programs, and the employee Education programs for the Bancorp. responsible for the management,...

3 weeks ago seen See more...

Chief Financial Officer (CFO) New

Ten Oaks Management, Llc

United States

Developing and leading high performance accounting, finance and other functional teams within the company. Effectively managing cash flow and expenses, including developing a reliable cash flow projection process and reporting m...

9 hours ago seen See more...

Market Chief Medical Officer - Now Hiring New

Amerihealth Caritas

Atlanta, GA

Ensuring Members receive the appropriate covered medical services.. Setting up standard medical practices and crafting clinical rules and processes.. Actively involved in all major clinical program components of the Services. Re...

10 hours ago seen See more...

Chief of Legal Counsel & Compliance, Operations... New

A Government Entity

Baltimore, MD

In collaboration with the City's law department, communicates with and responds to government regulators during inquiries and investigations, guides leadership, and identifies options for achieving agency objectives within applica...

19 hours ago seen See more...

see more

What should I search to find Chief Compliance Officer jobs?

People who searched for Chief Compliance Officer jobs also searched for Dental Office Front Desk, Warehouse Security Officer, Vehicle Patrol Security Officer, Office Services, Public Safety Security Officer, General Office Assistant, Business Office, Police Officer Lateral, Front Office Scheduler, Elementary Office Assistant, Camp Office Assistant, Clerical Office Assistant, Shop Office Assistant, Office Management Assistant, Security Office, . If you're getting few results, try a more general search term. If you're getting irrelevant result, try a more narrow and specific term.

Top Jobs

Retail Warehouse Associate, Warehouse jobs, Assistant/Associate Professor, Logistic Coordinator, Attendant, Store Manager Candidate, Warehouse Drivers, Corporate Purchasing Manager, Warehouse Associate Freezer, Registered Manager, Warehouse Operations Team Member, Industries Specialist, Manager Material Planning, Warehouse Service Associate, Warehouse / Yard Materials,

What are the top cities open Chief Compliance Officer jobs?

There are open Chief Compliance Officer jobs in several cities including New York, Washington, Chicago, Boston, Austin, Milwaukee, Brentwood, Phoenix, Omaha, San Francisco, Summit, Rockville, Aliso Viejo, Shreveport, Plano,

What companies are hiring for Chief Compliance Officer jobs?

The top companies hiring now for Chief Compliance Officer jobs are All Faiths Children's Advocacy Center, Banc of California, BitPay - 2.8, Cargill, Incorporated, Cargill, Incorporated, Cornerstone Capital Bank, Cymabay Therapeutics, First Community Bank, Galileo Financial Technologies, Gateway First Bank, Unchained Capital, Vanguard - 3.6,

Fastest job search tips

Search on Google

"Keyword" + 123work.net

For example: Chief Compliance Officer jobs 123work.net

Home
Create Cover Letter
Create Resume
Account
More