Trade Compliance Manager jobs in New York, NY

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TRADE SHOW/EVENT MARKETING MANAGER, 3P GLOBAL EVENTS

5+ years of professional non-internship marketing experience. Experience using data and metrics to drive improvements. Experience using Microsoft Excel to manipulate and analyze data. Experience building, executing and scaling cro...

CompanyAmazon Web Services, Inc.
AddressNew York, NY
CategorySales/marketing
SalaryFrom $64,500 a year
Job typeFull-time
Date Posted 4 weeks ago See detail

Trade Show/Event Marketing Manager, 3P Global Events

Amazon Web Services, Inc.

New York, NY

From $64,500 a year

5+ years of professional non-internship marketing experience. Experience using data and metrics to drive improvements. Experience using Microsoft Excel to manipulate and analyze data. Experience building, executing and scaling cro...

Manager, Vendor Compliance

Amex

New York, NY

$90,000 - $165,000 a year

Work closely with CA&Cs Third Party Relationship Managers (TRMs), Global Supply Management (GSM), TLM Center of Excellence (TLM COE), Third party Information Security Team (TSM) and other subject matter risk experts to complete t...

Trade Show/Event Marketing Manager, 3P Global Events

Amazon

New York, NY

Some of the shows supported by this team include Consumer Electronics Show (CES), National Retail Conference (NRF), Mobile World Congress (MWC), Dreamforce, Gartner Data & Analytics, and Gartner IT Symposium along with other event...

Senior Compliance Officer - Control Room & Employee Trading (Hybrid - New York)

York State Department Of Labor

New York, NY

Develop policies, systems and controls for the administration of Control Room functions with particular focus on Employee Trading and related monitoring and surveillance. Assist in the implementation of the firm's watch and restri...

Risk Management - Financial Services - Traded Products Risk Capital - Senior - Consulting

York State Department Of Labor

New York, NY

Structuring and planning projects in the risk and capital markets space across a broad range of market and counterparty risk areas, including Risk Capital calculations, risk measurements, reporting, capital, stress testing, and co...

Compliance Advisory Manager

Capital One

New York, NY

Provide guidance and effective challenge to our Retail Bank business on consumer compliance risks. Maintain subject matter expertise of existing consumer banking laws and regulations, including Reg CC, Reg DD, Reg B, FCRA, ADA, SC...

Risk Management - Financial Services - Traded Products Risk Capital - Senior - Consulting

Ernst & Young Llp

New York, NY

Competitive

Structuring and planning projects in the risk and capital markets space across a broad range of market and counterparty risk areas, including Risk Capital calculations, risk measurements, reporting, capital, stress testing, and co...

Trade and Operation Manager

Eddid Financial Holdings Limited

New York, NY

$100,000 - $150,000 a year

Partner with senior management to work on day-to-day operations of the firm. Provide regulatory oversight, risk management and policy implementation for broker-dealer financial and Operational regulatory responsibilities. Provide...

Volcker EAC Compliance and Operational Risk Manager

Bank Of America

New York, NY

$93,400 - $170,600 a year

5 years experience covering markets compliance for a major U.S. institutional broker-dealer or bank. working knowledge of the Volcker Rule a plus;. Strong knowledge of risk and control management frameworks and ability to analyze...

IED - Electronic Trading Risk Management- Associate

Morgan Stanley

New York, NY

$103K - $130K a year

Implementation and ownership of Electronic Trading Risk controls, designed to enable business development in a risk-controlled manner. Monitoring Electronic Trading activity and controls in real-time and taking action, when necess...

Risk, Compliance and Underwriting Manager - Merchant Services

Huntington Bank

New York, NY

$140,000 - $160,000 a year

Develop, define, communicate, and implement underwriting policies, strategies and vision in line with the businesses short and long-term strategic objectives with respect to loss ratios, underwriting service level agreements (SLAs...

Senior Manager-Compliance

Amex

New York, NY

$90,000 - $165,000 a year

Drive implementation and business partner understanding of applicable policy and regulatory requirements as related to small business lending financial products, including fair lending requirements, UDAP consumer protection, credi...

Compliance Officer Asset Management VP #230916

Credit Suisse Group

New York, NY

Providing independent advice, challenge and control to the business' compliance risk-taking. Assisting in the administration, maintenance and improvement of the compliance policies, procedures and processes of CIG, and connecting...

Compliance Officer Asset Management VP

Credit Suisse

New York, NY

Providing independent advice, challenge and control to the business' compliance risk-taking. Assisting in the administration, maintenance and improvement of the compliance policies, procedures and processes of CIG, and connecting...

Technical Audit Operations (TAPS): Privacy Program Manager - Compliance

Meta

New York, NY

Synthesize various requirements and priorities into a unified actionable roadmap for company-wide privacy testing and auditing milestones and drive the execution across multiple cross-functional teams. Create clear, concise busine...

Manager of Call Center Quality and Compliance

Metroplushealth

New York, NY

Manage the day-to-day operations of the Quality Assurance and Compliance team. Ensure that quality audits are performed according to the Quality Assurance Scoring Guidelines. Provide monthly feedback to all direct reports through...

Senior Manager, U.S. Anti-Corruption & Trade

Deloitte Us

New York, NY

Assess information related to compliance with the Foreign Corrupt Practices Act (FCPA), US economic sanctions, Export Controls and general fraud risk, including specifically applying the ACT policies and procedures. Gain comprehe...

FICC E-Trading, Micro Product Manager

Bank Of America

New York, NY

Coordinating product development across the FICC Micro domain, with a particular focus on Munis and Mortgages. Defining product strategy and ensuring alignment with the broader FICC business's strategy. Collaborating with Technolo...

VP, e-trading - Market Risk (Risk Management)

Morgan Stanley

New York, NY

Review and analysis of algorithms, including controls and testing methods, as part of 2nd Line of Defense oversight of algorithmic trading. Oversight of trading limits and controls to ensure the business is taking risk consistent...

Credit Trading Technology Product Manager, Vice President

Jpmorgan Chase Bank, N.a.

New York, NY

Develops a product strategy and product vision that delivers value to customers. Manages discovery efforts and market research to uncover customer solutions and integrate them into the product roadmap. Owns, maintains, and develop...

Business Control Manager/Risk Manager (Audit, Risk, Compliance, Information Security)

Iconma

Jersey City, NJ

Must have Risk experience and excellent verbal and presentation skills. In this role, the Business Control Manager will initially lead the management of risk for up to two Technology Executives by partnering with the leadership an...

Head of Prime Services Trading - North America, Managing Director, Onsite

State Street

Jersey City, NJ

Not disclosed

Manage and mentor a team of five traders in Boston and Jersey City. Serve as the lead trading representative as we build out our Delta One trading capabilities. Manage relationships with supply-side agent lenders and broker-dealer...

Sr. Manager, Compliance (Remote - East Coast Hours)

Nestlé Health Science

Hoboken, NJ

$128,000 - $180,000 a year

Implement, oversee, and monitor operations of NHScs Healthcare Compliance Program:Advise the business on Sales and Marketing activities, customer and HCP contracts, pricing arrangements, Medical Affairs and Market Access projects...

Risk Management - Privacy Compliance Risk - Vice President

Jpmorgan Chase & Co

Jersey City, NJ

$118,750 - $205,000 a year

Develop review, and maintain policies, standards, and guidance that establish minimum requirements for complying with key privacy laws, rules, regulations, and industry standards. Remain current with the evolving privacy and data...

Risk Management - Market Risk- Average Daily Traded Volume Analysis – Analyst

Jpmorgan Chase & Co

Jersey City, NJ

$135,000 - $150,000 a year

Analyze ADTV time series data used for concentration risk and liquidity add-on calculations across several asset classes;. Review statistical methods and visualization tools to identify trends and patterns, anomalies and spurious...

Senior Manager, U.S. Anti-Corruption & Trade

Deloitte Us

Jersey City, NJ

Assess information related to compliance with the Foreign Corrupt Practices Act (FCPA), US economic sanctions, Export Controls and general fraud risk, including specifically applying the ACT policies and procedures. Gain comprehe...

Head of Prime Services Trading - North America, Managing Director, Onsite

State Street

Jersey City, NJ

$235,000 - $246,250 Annual

Manage and mentor a team of five traders in Boston and Jersey City. Serve as the lead trading representative as we build out our Delta One trading capabilities. Manage relationships with supply-side agent lenders and broker dealer...