LoginRegister

Trade Compliance Manager jobs in New York, NY

Now available 43 results are consistent

Sort by:relevance - date

TRADING COMPLIANCE MANAGER, VICE PRESIDENT, HYBRID

Coordinate with various internal and external constituents to ensure accurate trade and execution reporting to the SEC, FINRA and various SROs regarding applicable trade reporting requirements including TRACE, MSRB, and CAT. Impl...

CompanyState Street
AddressNew York, NY
CategoryInformation Technology
SalaryNot disclosed
Job typeFull time
Date Posted 2 months ago See detail

Trading Compliance Manager, Vice President, Hybrid

State Street

New York, NY

Not disclosed

Coordinate with various internal and external constituents to ensure accurate trade and execution reporting to the SEC, FINRA and various SROs regarding applicable trade reporting requirements including TRACE, MSRB, and CAT. Impl...

2 months ago seen See more...

Compliance Manager - Trading

Bp Energy

New York, NY

The position reports to the Senior Compliance Manager and is primarily responsible for performing surveillance of business activities, influencing culture, delivering training and providing guidance to the business to ensure compl...

4 weeks ago seen See more...

Compliance Manager - Trading

Pix11

New York, NY

The position reports to the Senior Compliance Manager and is primarily responsible for performing surveillance of business activities, influencing culture, delivering training and providing guidance to the business to ensure compl...

a month ago seen See more...

Financial Services - Regulatory Compliance - Manager 1 1

York State Department Of Labor

New York, NY

Consistently deliver quality client services. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected outcomes. Stay informed of current business and industry trends relevant to the...

2 days ago seen See more...

Financial Services - Regulatory Compliance - Manager 1

York State Department Of Labor

New York, NY

Leading your own engagement team; interacting and developing relationships with clients top executives and our firms leadership. Providing guidance and relevant expertise to help your team build strategic and innovative solution...

2 days ago seen See more...

Financial Services - Regulatory Compliance - Manager

Ernst & Young Llp

New York, NY

Competitive

Leading your own engagement team; interacting and developing relationships with clients top executives and our firms leadership. Providing guidance and relevant expertise to help your team build strategic and innovative solutio...

3 days ago seen See more...

Trading Manager

Procter & Gamble

New York, NY

Lead social and digital media execution across a variety of programmatic and social advertising platforms. Analyze large data sets across various platforms to deliver actionable insights to media partners and business managers. Co...

a week ago seen See more...

Manager, Quality Compliance (Complaint Investigations)

Biospace

New York, NY

Responsible for ensuring aspects of Quality Compliance for the Rensselaer site inclusive of manufacturing, quality control, validation, facilities, and materials management; this work may be done through direct reports.. Oversees...

7 days ago seen See more...

Financial Crimes Compliance Senior Manager

Fanduel

New York, NY

$130,000 - $150,000 a year

Work with the Senior Director of Financial Crimes Compliance to develop and execute annual plans and strategic initiatives. Independently identify opportunities for program enhancement. Manage the existing Financial Crimes Complia...

a week ago seen See more...

Compliance and Operational Risk Manager- Global Corporate and Investment Banking

Bank Of America

New York, NY

7+ Years Experience. Bachelors Degree; May require regulatory examination/registration or certification depending on jurisdiction and role. Financial Services or similarly regulated sector. Experience in a Control Room, front off...

2 weeks ago seen See more...

Personal Tax Compliance Manager - Partner Taxation - PTPA

Pix11

New York, NY

Develop new skills outside of comfort zone.. Act to resolve issues which prevent the team working effectively.. Coach others, recognise their strengths, and encourage them to take ownership of their personal development.. Analyse...

3 weeks ago seen See more...

Manager - AML Regulatory Compliance Consulting (Global Banks)

Rsm Global

New York, NY

Develop strong relationships with existing clients and prospective clients within banking and financial services industries to enable effective sales. Manage and deliver assessments and other services covering regulatory complianc...

2 weeks ago seen See more...

Financial Services Risk and Compliance Consulting Senior Manager

Ntt Data, Inc.

New York, NY

As a Risk and Compliance Consulting Senior Manager, you will work collaboratively as part of a client-facing team to deliver value to our clients and help them achieve their digital, data, and transformational goals. NTT DATA Serv...

2 weeks ago seen See more...

Ethics & Compliance Operations Manager

Workday

New York, NY

Partner cross-functionally with procurement, partner programs, and sales operations to support enhancements to Workdays third party partner, vendor, supplier and customer risk management programs. Develop a solution to enable dyn...

2 weeks ago seen See more...

Senior Trade-in Champion Program Manager

Back Market

New York, NY

Collaborate closely with the SellerS team to craft and implement an onboarding strategy. This should support our trade-in program in recently launched markets and product categories while reinforcing the position of mature ones. M...

2 weeks ago seen See more...

Manager, CIB & Research Compliance Officer

Scotiabank

New York, NY

Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems, and knowledge. Provide day-to-day compliance support for CIB and Research businesses, assisting with the provisi...

2 weeks ago seen See more...

Senior Compliance Officer - Trade / Export Control - Legal & Compliance

Bloomberg

New York, NY

Lead Trade Compliance Program regarding Export Control restrictions as applicable to software / technology, whether the software is Bloomberg proprietary or third party software. Build and maintain relationships with internal stak...

2 weeks ago seen See more...

Sr. Analyst, Trade Compliance - Coachtopia

Coach

New York, NY

All category classification and duty advisement, which can include product, visual merchandise, raw materials, and more. This includes ensuring classification system requirements are properly met from other teams such as product d...

4 weeks ago seen See more...

Financial Crimes Compliance - Manager - Consulting - Location Open

Ernst & Young Llp

New York, NY

Competitive

A bachelors degree and around 5 years of work experience with Financial Crimes issues from industry, consulting, or government; or a graduate degree and 4 years of related experience. A degree in political science, economics, fi...

4 weeks ago seen See more...

Facilities Compliance Manager

Columbia University

New York, NY

sick time

Job Type: Officer of Administration. Bargaining Unit:. Regular/Temporary: Regular. End Date if Temporary:. Hours Per Week:. Standard Work Schedule:. Building:. Salary Range: 80,795- 90,795. Works with Executive Director and Facili...

a month ago seen See more...

Associate Program Compliance Manager

Publicis Groupe

New York, NY

Flexible time off, no accrual necessary. Generous amount of paid holidays. Company-sponsored team building events. Employee Referral Program. Annual recognition awards. Flexible work arrangements. Parental bonding leave. Back-up c...

a month ago seen See more...

Program Compliance Manager

Impact.com

New York, NY

$75,000 - $95,000 a year

Act as main compliance, client-facing point of contact for advertiser client and relevant agencies. Project manage and collaborate with international resources, ensuring client compliance SLAs are met. Decision quickly, escalating...

a month ago seen See more...

Attorney Licensure Compliance Manager

Kirkland & Ellis

New York, NY

As a member of the Risk Management Compliance team, the Attorney Licensing Compliance Manager will be leading the Firms U.S. bar admissions compliance program, which includes all U.S. state licensure and federal admissions.. Cont...

2 months ago seen See more...

LOGISTICS & COMPLIANCE MANAGER NORTH AMERICA (STICHD…

Puma

New York, NY

$74,500 - $105,960 a year

Bachelors Degree in Supply Chain or a related field required; or an equivalent combination of education and minimum experience of 5 years. High analytical ability and drive (analysis and visualization) to gather and interpret dat...

2 months ago seen See more...

Project Manager, Developer Compliance Operations

Pix11

New York, NY

Keep our Platform safe from malicious apps by ensuring due diligence of our team and our vendor teams in detecting and taking action on non-compliant apps. Support on-call shifts to manage tasks and tickets assigned to our team. C...

4 weeks ago seen See more...

Compliance Technical Product Manager, Email Marketing Technology (EMT)

Amazon

New York, NY

Develop and implement compliance strategies and processes for the email martech stack in accordance with relevant regulations such as GDPR, CAN-SPAM Act, CASL, and other applicable laws.2. Serve as a subject matter expert on email...

4 weeks ago seen See more...

Compliance & Privacy Manager

Good Inside

New York, NY

Is excited about Good Inside's mission and is passionate about improving the lives of parents and children. Has a bias toward action, values experimentation, and is more interested in finding the right answer than being right. Val...

4 weeks ago seen See more...

Senior Manager, HR Compliance - Americas Region

Mongodb

New York, NY

parental leave, paid time off, 401(k)

Formalize a regional Compliance (Policy, Training, Audits and ER) framework that includes recommendations on how to build a team around this role over time. Develop and implement an effective compliance program to ensure adherence...

4 weeks ago seen See more...

Manager - KYC Compliance Advisor

Capital One

New York, NY

Maintain subject matter expertise of applicable anti-money laundering laws and regulations and support business lines by providing guidance on KYC compliance requirements. Assist with establishing enterprise KYC standard/policy in...

a month ago seen See more...

Associate Manager (Go Trade+), Client Service Trade Support

Ss&C Technologies

New York, NY

Flexibility: Hybrid Work Model & a Business Casual Dress Code, including jeans. Your Future: 401k Matching Program, Professional Development Reimbursement. Work/Life Balance: Flexible Personal/Vacation Time Off, Sick Leave, Paid H...

a month ago seen See more...

see more

What should I search to find Trade Compliance Manager jobs in New York, NY?

People who searched for Trade Compliance Manager jobs in New York, NY also searched for Office Manager, Program Manager, Store Manager, Assistant Manager, Technical Project Manager, Software Engineering Manager, Data Science Manager, Quality Control Manager, Brand Management Specialist, Relocation Project Manager, Digital Marketing Manager, Data Management Analyst, Technical Product Manager, Regional Marketing Manager, Business Operations Manager, . If you're getting few results, try a more general search term. If you're getting irrelevant result, try a more narrow and specific term.

Top Jobs in New York, NY

Sales Associate, Sales Representative, Financial Analyst, Outside Sales Representative, Associate, Accounting Associate, Sales Manager, Retail Assistant, Senior Manager, Operations Associate, Senior Vice President, Marketing Associate, Retail Sales Associate, Retail Associate, Home Sales Associate,

Fastest job search tips

Search on Google

"Keyword" + 123work.net

For example: Trade Compliance Manager jobs in New York, NY 123work.net

Home
Create Cover Letter
Create Resume
Account
More