Trade Compliance Manager jobs in Minneapolis, MN

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COMPLIANCE MANAGER - ANTI-MONEY LAUNDERING (AML)

Conduct securities transaction surveillance and client account reviews for red flags and suspicious activity. Collaborate with the Chief AML Officer team in identifying potential risks and determine how to mitigate. Assist the Inv...

CompanyPiper Sandler Companies
AddressMinneapolis, MN
CategoryInformation Technology
Job typeFull-Time
Date Posted 2 weeks ago See detail

Compliance Manager - Anti-Money Laundering (AML)

Piper Sandler Companies

Minneapolis, MN

Conduct securities transaction surveillance and client account reviews for red flags and suspicious activity. Collaborate with the Chief AML Officer team in identifying potential risks and determine how to mitigate. Assist the Inv...

Manager of Compliance and Safety

Greater Minneapolis Crisis Nursery

Minneapolis, MN

$65,000 - $72,000 Per Year

Providing accounting support to the Finance and Operations director utilizing best practices under local, state, and federal regulations and policies. Ensures that compliance standards with USDA School Meal Guidelines are bein...

Environmental and Trade Compliance Analyst

Minco Products

Minneapolis, MN

Establish and implement corrective/preventive actions to continually improve performance. Effectively collaborate with logistics, quality, customer service, and sales, to resolve Trade Compliance issues and mitigate risks. Apply...

Global Regulatory Compliance Manager

Energy Jobline Zr

Minneapolis, MN

Provide Global Regulatory leadership for the company. Ensure products comply with governmental regulations in all current and target markets/countries such as NAM, EMEA, LATAM, Canada, and APAC. Develop and implement regulatory st...

Compliance & Quality Assurance Manager

Washburn Center For Children

Minneapolis, MN

$60,000 - $70,000 Per Year

Complete weekly and monthly Quality Assurance processes; Assist in Quality Assurance projects as needed. Manage the Agencys Peer Review Process. Lead Quality Assurance Team Meetings. Manage Incident and Grievance logs and work...

Wealth Management Compliance Officer

First International Bank & Trust

Minneapolis, MN

Provide expert advice, information, and specialized training to the Wealth Management Risk Manager (WMRM), governance committees, senior leaders, and team members on complex risk management and fiduciary compliance issues. Identif...

Corporate Sales Manager | Medium Enterprise Accounts | Compliance Solutions

Adp

Saint Paul, MN

Reach or exceed assigned sales goals. Implement sales strategies. Develop and execute a cold calling strategy to target prospects. Mine existing and prospective clients for referral business. Establish and maintain good customer r...