Senior Compliance Officer jobs in Middlesex, NJ
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SENIOR COMPLIANCE OFFICER - TRADE / EXPORT CONTROL - LEGAL & COMPLIANCE
Lead Trade Compliance Program regarding Export Control restrictions as applicable to software / technology, whether the software is Bloomberg proprietary or third party software. Build and maintain relationships with internal stak...
| Company | Bloomberg |
|---|---|
| Address | New York, NY |
| Category | Information Technology |
| Date Posted | a month ago See detail |
Senior Compliance Officer - Trade / Export Control - Legal & Compliance
Bloomberg
New York, NY
Lead Trade Compliance Program regarding Export Control restrictions as applicable to software / technology, whether the software is Bloomberg proprietary or third party software. Build and maintain relationships with internal stak...
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Senior Data Privacy Compliance Officer - Legal & Compliance
Bloomberg
New York, NY
Support the implementation of the Privacy Program, ensuring Bloomberg meets its legal, regulatory, and reputational responsibilities. Support, and at times lead the team, on specific regulatory Compliance projects /initiatives for...
2 weeks ago seen See more...
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Regulatory Compliance Risk Senior Associate New
York State Department Of Labor
New York, NY
Conduct engagement activities including transactional testing, policy, and procedure review, meet preparation, walkthroughs, etc. . Conduct testing activities for Consent Order Validation and independent monitoring engagements, re...
12 hours ago seen See more...
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Regulatory Compliance Risk Senior Manager New
York State Department Of Labor
New York, NY
Perform engagement oversight responsibilities, including performance reviews, task delegation, project scheduling, project financials, quality review and client management. Lead and support business development activities, such as...
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Risk Regulatory Engagement - Senior Officer - SVP
Citi Private Bank
New York, NY
Manage complex regulatory exams that require significant program management across risk teams, with a focus on ensuring regulatory expectations are addressed on a holistic and consistent basis. Establish effective working relation...
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Senior Manager AI/ML Risk Guide - Enterprise Services Risk Office
Capital One
New York, NY
Develop and execute AI/MLRisk Office vision and deliver on enterprise and team objectives by working with the AI/ML risk team. Lead AI/ML Product and Tech teams to deliver on the identification and development of risks, issues, a...
6 days ago seen See more...
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Senior Tax Manager - National Office (Washington National Tax)
Morrison & Morrison
New York, NY
$120,000 - $200,000 a year
You will get to be part of one of the largest and fastest growing accounting and advisory firms in the industry You will join a culture that has received multiple top Places to Work awards We believe that great work is accomplis...
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SENIOR QUALITY ENGINEER - In Office
Stock Executive Search
New York, NY
Consumer goods company located on 5th ave is seeking a full time SENIOR QUALITY ENGINEER- Must have electrical and mechanical experience to be considered.Company sells housewares among other productsSend resume - cover letter...
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SENIOR SUSTAINABLE DEVELOPMENT OFFICER
United Nations Secretariat
New York, NY
Individual contractors and consultants (Non-Staff Personnel) who have worked within the UN Secretariat in the last six months, irrespective of the administering entity, are ineligible to apply for professional and higher temporary...
3 weeks ago seen See more...
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Tax Specialist (Tax Compliance Officer) Roster Amended
Internal Revenue Service
Iselin, NJ
Click on "Learn more about this agency" button below to view Eligibilities being considered and other IMPORTANT information.WHERE CAN I FIND OUT MORE ABOUT OTHER IRS CAREERS? Specialized experience for this position includes: a su...
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Financial Services Risk Consulting, Sector Compliance - Senior - New York, Chicago
York State Department Of Labor
New York, NY
Compliance program assessment. Compliance program design and implementation assistance. Development of compliance policies and procedures. Compliance program testing. Regulatory inquiry assistance. Regulatory examination readiness...
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Senior Associate Athletic Director of Compliance and Governance
York State Department Of Labor
New York, NY
About Fordham: Founded in 1841, Fordham is the Jesuit University of New York, offering an exceptional education distinguished by the Jesuit tradition to more than 16,000 students in its nine colleges and schools. It has residentia...
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Associate Compliance Officer and Operations Associate
Kahn Brothers Group
New York, NY
$90,000 - $130,000 a year
401(k). Health insurance. Retirement plan. Monday to Friday. Compliance: 3 years (Required). Operations: 2 years (Required). Series 7 (Preferred). Series 24 (Preferred)....
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Compliance Officer & Counsel
An Insurance Agency
New York, NY
Drafting and/or updating compliance and other corporate policies (e.g., Code of Ethics, Compliance Manual, Anti-Corruption Policy). Assisting with onboarding new directors and employees, including support for compliance orientatio...
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Compliance Officer
Guggenheim Partners
New York, NY
Position SummaryThe Compliance Officer is located in our New York office.Essential Job Functions Interacting with deal team to collect due diligence material. Assisting in analyzing and implementing new regulationsPreferred Quali...
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Compliance Officer
Guggenheim Services, Llc
New York, NY
Responsibilities will include conducting beneficial owner and control person due diligence on participants in transactions as well as assisting with GPIM client and collective investment vehicle investor AML/KYC on-boarding. Ass...
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Manager, CIB & Research Compliance Officer
Scotiabank
New York, NY
Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems, and knowledge. Provide day-to-day compliance support for CIB and Research businesses, assisting with the provisi...
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Regulatory Compliance Officer
Piermont Bank
New York, NY
Daily Compliance . Establish, review, and monitor Bank's system of internal controls for ensuring Bank-wide compliance. Consult with Management and employees who have questions about compliance/monitoring related policies and proc...
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CIB Control - CRE Senior Control Officer, Reporting and Governance Leader
Wells Fargo
New York, NY
Identifying and understanding key sources of risk management reporting data; analyzing data and developing reporting to provide actionable information to the CRE Control team and business leaders. Creating executive-level reportin...
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Credit Risk Senior Officer ,SVP ( Hybrid)
Citi
New York, NY
Responsibilities: Strategic professional who closely follows trends with North American Banks, Broker Dealers and Nonbank Financial Institutions and adapts them for application within Independent Risk Management. Qualifications: 1...
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Risk Policy Senior Officer I
Citigroup Inc
New York, NY
Evaluate, implement, and monitor edge analytic tools such as machine learning models in the underwriting and ECM process. Six (6) years of experience must include: Working in Consumer banking and Wealth Management Business with un...
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Senior Officer, Trade and Supply Chain Services
Anz
New York, NY
Provide excellent customer service by timely processing of transactions, prompt response to inquiries and regular follow ups via customer visits or calls. Understand our Trade customers needs and provide operational insights and...
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Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Capital One
New York, NY
Promoting a culture of compliance and managed risk taking. Providing subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but not limited to anti-money laundering,...
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Senior Officer, Consumer Goods Partnerships
International Rescue Committee
New York, NY
Requisition ID:req48124Job Title:Senior Officer, Consumer Goods PartnershipsSector:FundraisingEmployment Category:RegularEmployment Type:Full-TimeGross Compensation:New York, NY HQ USA: USD 73,000.00 - 107,000.00 AnnuallyLo...
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Senior Financial Analyst - SOX Compliance and Controls (Hybrid)
Broadridge
Newark, NJ
Assist in the preparation of reports and presentations for management, Audit Committee and external auditors on the status of SOX compliance efforts. Work closely with the SOX PMO team to ensure that all necessary controls and pro...
4 weeks ago seen See more...
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Senior Director, EEO/AA, Compliance and Training
Nj Transit
Newark, NJ
Works with the Chief, Office of EEO/AA to develop agency-wide policies and practices to ensure compliance with state and federal EEO laws and regulations. . Acts as a delegate for Chief, Office of EEO/AA as assigned.. Develops, am...
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Senior Lead Control Management Officer - Wealth and Investment Management
Wells Fargo
New York, NY
Act as an advisor to more experienced leaders in developing risk mitigation strategies for complex and highly integrated business specific risk across different business lines. Monitor, measure, evaluate, and report impact of deci...
4 weeks ago seen See more...
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Financial Crimes Compliance Senior Manager
Fanduel
New York, NY
$130,000 - $150,000 a year
Work with the Senior Director of Financial Crimes Compliance to develop and execute annual plans and strategic initiatives. Independently identify opportunities for program enhancement. Manage the existing Financial Crimes Complia...
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Senior Asset Based Credit Officer
Bank Of America
New York, NY
$113,100 - $200,000 a year
Attention to Detail Client Management Decision Making Underwriting Credit Documentation Requirements Critical Thinking Portfolio Management Problem Solving Written Communications Financial Analysis Negotiation 10 + years of Asset...
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Senior Risk Manager - Engineering COO Office
Bloomberg
New York, NY
Manage Engineering-initiated programs and projects that span the department. Collaborate with Engineering leaders to develop engineering-owned solutions to problems and drive adoption across the organization. Design policies and t...
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