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REGULATORY COMPLIANCE OFFICER

Daily Compliance . Establish, review, and monitor Bank's system of internal controls for ensuring Bank-wide compliance. Consult with Management and employees who have questions about compliance/monitoring related policies and proc...

CompanyPiermont Bank
AddressNew York, NY
CategoryInformation Technology
Job typeFull-Time
Date Posted 3 weeks ago See detail

Regulatory Compliance Officer

Piermont Bank

New York, NY

Daily Compliance . Establish, review, and monitor Bank's system of internal controls for ensuring Bank-wide compliance. Consult with Management and employees who have questions about compliance/monitoring related policies and proc...

3 weeks ago seen See more...

Regulatory Compliance Officer

Hsbc

New York, NY

Interacting with and advising business and functional areas across multiple regions on regulatory requirements related to trading futures on US exchanges. Assisting with review and challenge on responses to regulatory inquires and...

2 months ago seen See more...

Global Sanctions Regulatory Compliance Analyst

Block

Jackson, CA

Fulfill Blocks Sanctions Regulatory reporting obligations by filing reports with OFAC and other Global Sanctions authorities. Complete and file OFACs Annual Report of Blocked Property. Build relationships with main external and...

yesterday seen See more...

Compliance Officer (Hybrid Eligible)

Oak Ridge National Laboratory

Oak Ridge, TN

Advise the Contracts Compliance Manager on all significant procurement matters after gathering facts, coordinating communications, developing strategies, and executing initiatives to conduct procurement operations in the best inte...

4 days ago seen See more...

Procurement Compliance Officer

Bae Systems

United, PA

Reviewing Purchase Order and Subcontract file documentation as well as ERP system order accuracy.. Maintaining metrics of reviews and providing regular reporting to management including recommendations for corrective actions.. Pr...

5 days ago seen See more...

State Street Global Advisors Compliance Analyst, Officer, Hybrid

State Street

Boston, MA

Not disclosed

Performance of periodic due diligence activities on investment advisors and other third party service providers, such as the review of due diligence questionnaires and certifications, periodic calls and on-site due diligence visit...

4 days ago seen See more...

Senior Regulatory Officer- Vice President

Morgan Stanley

Alpharetta, GA

Manage/prepare deliverables and responses based upon Bank regulators requests by identifying and working with subject matter experts across the Banks and Firm Manage internal preparation and working sessions to prepare and packag...

a week ago seen See more...

Financial Services - Regulatory Compliance - Manager 1 1

York State Department Of Labor

New York, NY

Consistently deliver quality client services. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected outcomes. Stay informed of current business and industry trends relevant to the...

a week ago seen See more...

Financial Services - Regulatory Compliance - Manager 1

York State Department Of Labor

New York, NY

Leading your own engagement team; interacting and developing relationships with clients top executives and our firms leadership. Providing guidance and relevant expertise to help your team build strategic and innovative solution...

a week ago seen See more...

Cybersecurity Compliance Officer

Solvay

Princeton, NJ

Coordinate with the business to ensure internal Cybersecurity Maturity Model Certification and ensure it is embedded in our quality processes. Ensure CMMC compliance across ongoing and new projects. Monitor and assess CMMC IT matu...

a week ago seen See more...

Senior Counsel - Consumer Regulatory Compliance

Upbound Group

Plano, TX

Provide advice and solutions to internal business partners regarding the full range of federal and state Consumer Regulatory Compliance matters in connection with strategic initiatives, product development, marketing and advertisi...

a week ago seen See more...

Financial Crimes Regulatory Compliance and Transformation - Tampa, United States - USAA

Usaa

United States

Provides strategic leadership and management of direct and matrixed leaders responsible for the integrated work effort plan created to deliver the strategic vision of the program/project. Leads teams of Program and Project Manager...

a week ago seen

Financial Services - Regulatory Compliance - Manager

Ernst & Young Llp

New York, NY

Competitive

Leading your own engagement team; interacting and developing relationships with clients top executives and our firms leadership. Providing guidance and relevant expertise to help your team build strategic and innovative solutio...

a week ago seen See more...

Financial Crimes Regulatory Compliance and Transformation (Executive)

Usaa

Tampa, FL

Provides strategic leadership and management of direct and matrixed leaders responsible for the integrated work effort plan created to deliver the strategic vision of the program/project.. Leads teams of Program and Project Manage...

a week ago seen See more...

Counsel, Regulatory & Compliance

Tanium

United States

Monitor global laws and regulations related to Taniums business practices, product sales, and operations. Translate regulations into actionable steps and manage the implementation, reporting, and training of actions across the o...

2 weeks ago seen

Sr. Advisor - Regulatory Compliance - Now Hiring

Santander Holdings Usa Inc

Florida, United States

Advises management on current issues regarding banking. Serves as a subject matter expert to ensure documents, projects, processes or product initiatives comply with regulatory and legal requirements and enterprise policy. Partner...

2 weeks ago seen See more...

Program Officer, Monitoring & Compliance

International Rescue Committee

United States

Support the development, implementation and maintenance of the IRCs monitoring framework which includes case file checklists, refugee home visit and staff interview questionnaires among others. Lead and conduct on-site and remote...

5 days ago seen

Bank Regulatory Compliance Advisory - Associate

Sumitomo Mitsui Banking Corporation

New York, NY

remote work

Support Bank Advisory Compliance (BAC) team in developing and maintaining processes and practices to provide second line compliance coverage of relevant state and federal banking rules (e.g. Regulation W, Regulation D, Anti-Tying,...

2 weeks ago seen See more...

Security Specialist (Compliance Officer) (Non-Uniform)

Us Veterans Health Administration

Northport, NY

$85,236 - $110,803 a year

Providing recommendations in the development, and periodic updating of local VA law enforcement and security policy for the Department of Veterans Affairs (VA). Assists in ensuring compliance with law enforcement policies designed...

2 weeks ago seen See more...

Ops & Regulatory Compliance Attorney

Southwest Airlines

Dallas, TX

From $161,500 a year

Fly for free, as a privilege, on any open seat on all Southwest flights (your eligible dependents too). Up to a 9.3% 401(k) Company match, dollar for dollar, of your eligible pay, per. Potential for annual ProfitSharing contributi...

2 weeks ago seen See more...

Chief compliance officer(Cryptocurrency exchange)

Top Cryptocurrency Exchange

Remote

$82,921 - $150,000 a year

8 hour shift....

2 weeks ago seen

Chief Compliance Officer—Registered Investment Advisor

World Insurance Associates, Llc.

Remote

$115,000 - $140,000 a year

Responsible for all aspects of the Investment Advisory compliance program for RIA affiliates of World Insurance Associates, LLC (World RIAs) including oversight of: (1) policy/procedure creation, testing, and risk assessment, (2)...

2 weeks ago seen

Director, Compliance Officer Government Programs

Point32Health

Canton, MA

$178K - $226K a year

Develop and execute on a strategy for a sustainable Medicare Compliance Program that is effective and efficient. Provide visionary as well as hands on leadership to the compliance team; leading processes and building a culture of...

2 weeks ago seen See more...

Associate Compliance Officer and Operations Associate

Kahn Brothers Group

New York, NY

$90,000 - $130,000 a year

401(k). Health insurance. Retirement plan. Monday to Friday. Compliance: 3 years (Required). Operations: 2 years (Required). Series 7 (Preferred). Series 24 (Preferred)....

2 weeks ago seen See more...

Chief Compliance Officer, Asset Management

Coinbase

Remote

$245,225 - $288,500 a year

Youve got positive energy. Youre optimistic about the future and determined to get there. Youre never tired of learning. You want to be a pro in bleeding edge tech like DeFi, NFTs, DAOs, and Web 3.0. You appreciate direct commu...

2 weeks ago seen

General Counsel and Chief Compliance Officer

Valle Del Sol Inc

Phoenix, AZ

$101K - $128K a year

401(k) 401(k) matching Dental insurance Employee assistance program Employee discount Health insurance Life insurance Paid time off Professional development assistance Referral program Flexible schedules Vision insurance Legal deg...

2 weeks ago seen See more...

Chief Compliance Officer

Children's Healthcare Of Atlanta

Georgia, United States

$97.5K - $123K a year

Hands on experience with Stark, antitrust, anti-kickback, False Claims Act, EMTALA, privacy & security laws, and billing and coding requirements.Working knowledge of the role of Legal and privileged investigations.Executive Charac...

2 weeks ago seen See more...

Chief Compliance Officer

Midland States Bank

Champaign, IL

$146,200 - $240,000 a year

Management continually develops and applies policies and procedures with a view to meeting our standards of integrity, as well as federal, state and local legislation and regulations. Management develops new internal compliance di...

2 weeks ago seen See more...

Chief Compliance Officer of FCM

Crypto.com

Miami, FL

$150K - $190K a year

Oversee the compliance program of the FCM to provide customers with access to cleared derivatives products. Work closely with the business, operations, onboarding (KYC/AML/BSA), technology, risk, and legal team in order to support...

2 weeks ago seen See more...

Chief compliance officeR

Corvus Wealth Advisors

San Luis Obispo, CA

$172K - $218K a year

Ethical. Positive and constructive Service focused. Team player. Excellent communicator Diligent. Self Starter. Tech-savvy. Value work-life balance. Committed to continuous learning Competitive salaries benchmarked annually. Some...

2 weeks ago seen See more...

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What companies are hiring for Regulatory Compliance Officer jobs?

The top companies hiring now for Regulatory Compliance Officer jobs are BEI Hawaii, Finfare Inc., First Mid, Mizuho Bank, Ltd., Mizuho Bank Ltd., Multitude, PERMA FIX ENVIRONMENTAL SERVICES INC, Perma-Fix Environmental Services, Inc., Sitel, Sumitomo Mitsui Financial Group, Inc., The University of Pennsylvania,

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