Regulatory Compliance Manager jobs
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COMPLIANCE MANAGER - ANTI-MONEY LAUNDERING (AML)
Conduct securities transaction surveillance and client account reviews for red flags and suspicious activity. Collaborate with the Chief AML Officer team in identifying potential risks and determine how to mitigate. Assist the Inv...
| Company | Piper Sandler Companies |
|---|---|
| Address | Minneapolis, MN |
| Category | Information Technology |
| Job type | Full-Time |
| Date Posted | 2 days ago See detail |
Compliance Manager - Anti-Money Laundering (AML)
Piper Sandler Companies
Minneapolis, MN
Conduct securities transaction surveillance and client account reviews for red flags and suspicious activity. Collaborate with the Chief AML Officer team in identifying potential risks and determine how to mitigate. Assist the Inv...
2 days ago seen See more...
Financial Crime Compliance Manager
Hines
Houston, TX
Develop and maintain Financial Crime Compliance policies and procedures (for Hines Securities, Inc (a broker-dealer), Hines Capital Advisors, LLC (a registered investment advisor), as well as business-wide policies. Develop and ma...
2 days ago seen See more...
- View all Hines jobs - jobs in Houston, TX
Counsel, Regulatory & Compliance
An American Vehicle For Hire Company
New York, NY
Provide regulatory guidance on federal, state and local laws and applicable regulations for a wide variety of domestic and international transit deployments. Advise on labor, employee classification, and union issues at the heart...
3 days ago seen See more...
Regulatory Compliance Officer
Piermont Bank
New York, NY
Daily Compliance . Establish, review, and monitor Bank's system of internal controls for ensuring Bank-wide compliance. Consult with Management and employees who have questions about compliance/monitoring related policies and proc...
4 days ago seen See more...
- View all Piermont Bank jobs - jobs in New York, NY
Export Compliance and Regulatory Affairs Manager
Lightpath Technologies
Orlando, FL
$84.7K - $107K a year
Paid vacation with option to rollover vacation hours and sell hours back to company for payout at full rate. Paid sick time. 10 paid company holidays Employee Stock Purchase Program Employer Paid Life Insurance, Personal Accident...
a month ago seen See more...
- View all Lightpath Technologies jobs - jobs in Orlando, FL
Manager/Senior Manager, Retail Compliance & Regulatory Affairs
Retail Industry Leaders Association
Washington, DC
$65,000 - $75,000 a year
Driven Curious Honest Compassionate Open-minded Patient Determined Accountable Kind Fun An interest in regulatory advocacy and ethics and compliance topics, excellent research, writing and oral communication skills A positive atti...
2 months ago seen See more...
System Management & Regulatory Specialist
Pseg
Newark, NJ
Ensure proper execution of technical controls associated with regulatory compliance programs including NERC CIP, SOX, BPU and FERC Affiliate Restrictions. Manage patching cycles for workstations and servers associated with Securit...
2 days ago seen See more...
- View all Pseg jobs - jobs in Newark, NJ
Senior Manager - Security and Compliance Customer Trust
Salesforce, Inc.
San Francisco, CA
Host and lead complex customer security reviews from Salesforce customers and prospect customers in the AMER/LACA region. Present Security and Compliance related topics to customers at the Salesforce Innovation Center (SIC) as wel...
2 days ago seen See more...
- View all Salesforce, Inc. jobs - jobs in San Francisco, CA
Financial Services Risk and Compliance Consulting Senior Manager
Ntt Data, Inc.
New York, NY
As a Risk and Compliance Consulting Senior Manager, you will work collaboratively as part of a client-facing team to deliver value to our clients and help them achieve their digital, data, and transformational goals. NTT DATA Serv...
3 days ago seen See more...
- View all Ntt Data, Inc. jobs - jobs in New York, NY
Senior Manager, Regulatory Affairs Vendor Governance
Biospace
California, United States
Own initiatives and day to day responsibilities in support of vendor oversight within RA. Negotiation and problem solving between Gilead RA leads and Vendor resources. Able to gather information or assign tasks or activities for o...
3 days ago seen See more...
- View all Biospace jobs - jobs in California State
Regulatory Compliance Professional (EHS)
Iron Mountain
Olathe, KS
Manage EHS compliance program towards a common goal of disciplined compliance and quality excellence.. Document, organize, and maintain the EHS management system and supporting R2 programs.. Perform periodic audits on all relative...
7 days ago seen See more...
- View all Iron Mountain jobs - jobs in Olathe, KS
Personal Tax Compliance Manager - Partner Taxation - PTPA
Pix11
New York, NY
Develop new skills outside of comfort zone.. Act to resolve issues which prevent the team working effectively.. Coach others, recognise their strengths, and encourage them to take ownership of their personal development.. Analyse...
7 days ago seen See more...
- View all Pix11 jobs - jobs in New York, NY
Senior Consultant in Risk, Regulatory & Compliance
Sia Partners
San Francisco, CA
Project Manage and/or support on a range of client delivery, as part of an on-site or remote project team. Conduct effective meetings. Collaborate with internal and client project team members, and contribute to internal communica...
7 days ago seen See more...
- View all Sia Partners jobs - jobs in San Francisco, CA
Counsel, Regulatory & Compliance (Hybrid)
A Manufacturer Company
Richmond, VA
Providing practical regulatory guidance on federal, state, and local laws and applicable regulations for a wide variety of domestic and international issues. Researching the impact of proposed and new rules, regulations, and legis...
a week ago seen See more...
- View all A Manufacturer Company jobs - jobs in Richmond, VA
Executive Reporting Manager - Risk and Compliance
Jpmorgan Chase & Co.
Plano, TX
Bachelors degree or equivalent experience. Proven experience as an Executive Reporting Manager or in a similar leadership role Lead and manage a team of 3-4 employees.Provide support and guidance, create a positive and motivating...
3 days ago seen See more...
- View all Jpmorgan Chase & Co. jobs - jobs in Plano, TX
Food Safety & Culinary Compliance Assistant Manager
Tres La Group
Los Angeles, CA
Work-Life Balance: Enjoy a Monday-Friday schedule with holidays off. Generous Benefits:2 weeks of Paid Time Off.Medical, Dental, and Vision insurance options.401k plan.Company Phone and Computer.Traveling Per Diem.Flexible Remot...
3 days ago seen See more...
- View all Tres La Group jobs - jobs in Los Angeles, CA
Ethics & Compliance Operations Manager
Workday
New York, NY
Partner cross-functionally with procurement, partner programs, and sales operations to support enhancements to Workdays third party partner, vendor, supplier and customer risk management programs. Develop a solution to enable dyn...
3 days ago seen See more...
- View all Workday jobs - jobs in New York, NY
Compliance Education Manager
Hca Healthcare
Nashville, TN
Comprehensive medical coverage that covers many common services at no cost or for a low copay. Plans include prescription drug and behavioral health coverage as well as free telemedicine services and free AirMed medical transporta...
4 days ago seen See more...
- View all Hca Healthcare jobs - jobs in Nashville, TN
Manager, CIB & Research Compliance Officer
Scotiabank
New York, NY
Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems, and knowledge. Provide day-to-day compliance support for CIB and Research businesses, assisting with the provisi...
4 days ago seen See more...
- View all Scotiabank jobs - jobs in New York, NY
Hospital Billing Compliance Manager
Legacy Health
Portland, OR
Bachelor's degree in healthcare related field or business or equivalent experience. Five years' experience in admitting and patient business services. Demonstrated knowledge of regulatory requirements in the areas of billing and p...
2 weeks ago seen See more...
- View all Legacy Health jobs - jobs in Portland, OR
Regulatory Affairs Manager (CMC Site)
Biospace
New Albany, OH
Facilitate product development, global registration by developing and executing regulatory strategies and effective regulatory agency interactions for product manufacturing and quality programs throughout product lifecycle.. Provi...
4 days ago seen See more...
- View all Biospace jobs - jobs in New Albany, OH
Compliance - Technology Operational Risk Management Lead - Vice President
Jpmorgan Chase & Co.
Plano, TX
Understand the key processes and controls performed within Consumer and Community Banking Technology. Perform independent assessment of Cybersecurity risks on Consumer and Community Banking Technology through CCORs monitoring pro...
4 days ago seen See more...
- View all Jpmorgan Chase & Co. jobs - jobs in Plano, TX
Associate Manager, Regulatory Affairs (Hybrid)
Iff Family Of Companies
Hazlet, NJ
Working with a team of regulatory Specialists and Managers. This will require the ability to work in a team environment and contribute to collaborative projects. Providing support for all product compliance/regulatory, product cla...
5 days ago seen See more...
- View all Iff Family Of Companies jobs - jobs in Hazlet, NJ
Manager, Global Regulatory Affairs CMC
Biospace
Boston, MA
I further attest that all information I submit in my employment application is true to the best of my knowledge.Takeda Development Center Americas, Inc. is seeking a Manager, Global Regulatory Affairs CMC in Cambridge, MA with the...
5 days ago seen See more...
- View all Biospace jobs - jobs in Boston, MA
Casino Regulatory Manager
Commonwealth Of Massachusetts
Plainville, MA
Assist the Gaming Agents Division Chief with the creation of policies and procedures within the Investigations and Enforcement Bureau (IEB), Gaming Agents Division, recommend regulations, policies and procedures in order to improv...
2 weeks ago seen See more...
Business Control Manager/Risk Manager (Audit, Risk, Compliance, Information Security)
Iconma
Jersey City, NJ
Must have Risk experience and excellent verbal and presentation skills. In this role, the Business Control Manager will initially lead the management of risk for up to two Technology Executives by partnering with the leadership an...
5 days ago seen See more...
- View all Iconma jobs - jobs in Jersey City, NJ
Code Compliance Project Manager
Ecs Florida, Llc
Jacksonville, FL
paid time off
This position involves project management of Code Compliance Projects, including reviewing plans, providing technical support, conducting inspections, monitoring project process for performance and budgetary conditions, proposal p...
5 days ago seen See more...
- View all Ecs Florida, Llc jobs - jobs in Jacksonville, FL
Manager, Regulatory Affairs- North America (Hybrid)
Iff Family Of Companies
Hazlet, NJ
Mentoring and working with a team of regulatory Specialists and Managers. This will require the ability to work in a team environment and contribute to collaborative projects. Providing support for all product compliance/regulator...
5 days ago seen See more...
- View all Iff Family Of Companies jobs - jobs in Hazlet, NJ
Summer 2024 - Regulatory Portfolio Management Internship
Bristol-Myers Squibb Company
Princeton, NJ
Co-lead GRST meetings in alignment with the GRS Culture Playbook to ensure high quality discussions & decisions; diligent follow-up with sub-team members to uphold accountabilities and drive decision making, project availability d...
5 days ago seen See more...
Sr. Quality & Regulatory Compliance Engineer
Sunrise Medical Llc
Fresno, CA
Excellent health benefits plans, which includes FSA and HSA options. Life insurance. 401(k) with company match. Generous vacation, paid sick time-off and paid holidays. Employee Assistance Program. Employee Resource Groups. Wellne...
2 weeks ago seen See more...
- View all Sunrise Medical Llc jobs - jobs in Fresno, CA
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