Regulatory Compliance Analyst jobs in New York

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REGULATORY COMPLIANCE RISK SENIOR ASSOCIATE

Conduct engagement activities including transactional testing, policy, and procedure review, meet preparation, walkthroughs, etc. . Conduct testing activities for Consent Order Validation and independent monitoring engagements, re...

Company	York State Department Of Labor
Address	New York, NY
Category	Information Technology
Date Posted	7 days ago See detail

Regulatory Compliance Risk Senior Associate

York State Department Of Labor

New York, NY

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Regulatory Compliance Risk Senior Manager

York State Department Of Labor

New York, NY

Perform engagement oversight responsibilities, including performance reviews, task delegation, project scheduling, project financials, quality review and client management. Lead and support business development activities, such as...

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Regulatory Change Management Compliance Lead

Flagstar Bank

New York, NY

Regulatory Change Management Identify new/changed laws and regulations relevant to the Companys business. Perform impact analyses of the new/changed applicable laws, summarizing the new/changed applicable law, determining how it...

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VP, Global Regulatory Reporting Lead Analyst

Citi Private Bank

New York, NY

Continuous Design and execute a change management governance process. Leverage Regulatory Reporting or accounting background in performing a preliminary impact assessment on internal and external changes. Assist in implementing th...

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Financial Services - Regulatory Compliance - Manager 1 1

York State Department Of Labor

New York, NY

Consistently deliver quality client services. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected outcomes. Stay informed of current business and industry trends relevant to the...

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Financial Services - Regulatory Compliance - Manager 1

York State Department Of Labor

New York, NY

Leading your own engagement team; interacting and developing relationships with clients top executives and our firms leadership. Providing guidance and relevant expertise to help your team build strategic and innovative solution...

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Financial Services - Regulatory Compliance - Manager

Ernst & Young Llp

New York, NY

Competitive

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Bank Regulatory Compliance Advisory - Associate

Sumitomo Mitsui Banking Corporation

New York, NY

remote work

Support Bank Advisory Compliance (BAC) team in developing and maintaining processes and practices to provide second line compliance coverage of relevant state and federal banking rules (e.g. Regulation W, Regulation D, Anti-Tying,...

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Junior Compliance Analyst

Gen Ii Management Llc

New York, NY

$60,000 - $65,000 a year

Review completed investment subscription documents for completeness and accuracy. Ensure all required documentation has been provided. Review completed change requests for data quality and completion. Maintain a tracker for all re...

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Regulatory Compliance Administration Specialist

Bethpage Federal Credit Union

Bethpage, NY

United States, New York, Bethpage

Systems Thinking (required). Analytical (required). Communication Written (required)....

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Manager - AML Regulatory Compliance Consulting (Global Banks)

Rsm Global

New York, NY

Develop strong relationships with existing clients and prospective clients within banking and financial services industries to enable effective sales. Manage and deliver assessments and other services covering regulatory complianc...

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Investment Compliance Analyst

Bessemer Trust

New York, NY

Conduct testing of various controls in accordance with SEC Rules 38a-1 and 206(4)-7; report results and provide any recommendations. Assist with portfolio compliance monitoring. Assist with the development, tracking and delivery o...

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Compliance Analyst/Associate

Clarion Partners

New York, NY

High attention to detail. Ability to take direction and work independently while applying sound judgment. Excellent oral and written communication skills with ability to interact effectively and professionally across all levels...

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Counsel, Regulatory & Compliance

An American Vehicle For Hire Company

New York, NY

Provide regulatory guidance on federal, state and local laws and applicable regulations for a wide variety of domestic and international transit deployments. Advise on labor, employee classification, and union issues at the heart...

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Regulatory Compliance Officer

Piermont Bank

New York, NY

Daily Compliance . Establish, review, and monitor Bank's system of internal controls for ensuring Bank-wide compliance. Consult with Management and employees who have questions about compliance/monitoring related policies and proc...

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Compliance Analyst II, Advertising

Guild Mortgage

New York, NY

Assist in providing responses to internal customers regarding approvals within 24 48 hours for marketing material requests; if material(s) are non-compliant, initiate alternative solutions that meet compliant guidelines. Assist...

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Gas Compliance Analyst

Central Hudson Gas & Electric Corp.

Poughkeepsie, NY

Competitive salaries. Medical, Dental, and Vision insurance. 401(k) Retirement Savings Plan. Life Insurance. Tuition Assistance. Wellness Reimbursement Program. Travel Insurance. Paid Holidays and Vacation. Audits records associat...

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Compliance Analyst I, Advertising

Guild Mortgage

New York, NY

Provide response to internal customers regarding approvals within 24 48 hours for marketing material requests; if material(s) are non-compliant, initiate alternative solutions that meet compliant guidelines. Examine all advertis...

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COMPLIANCE ANALYST

Shalom International

New York, NY

60000.00-70000.00 Per Year

Ensure all inspections and testing are up to date without delays, review all inspections performed by China team and provide all final decisions as needed. Create any new tools needed by the compliance team and provide training on...

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Regulatory Business Analyst

Bloomberg

New York, NY

Stay up to date with the regulatory landscape to ensure our meet the latest regulatory changes. Analyze the requirements for Trade and Transaction reporting across global jurisdictions including but not limited to EMIR, CFTC, SEC,...

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CMC Product Quality Compliance Specialist (Regulatory Communications)

Biospace

New York, NY

Responsible for providing writing and strategy support in communications to regulatory agencies including product deviation reports (BPDR, QDR, DPR, etc.), clinical notice of events and agency inspection responses in collaboration...

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Regulatory Business Analyst - Enterprise Reporting

Bloomberg

New York, NY

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IT Security Analyst III (Governance/Risk/Compliance)

Innova Solutions

New York, NY

Reviews and analyzes complex data and information to provide insights, conclusions and actionable recommendations provides direction and guidance on reports and analyses and ensures recommendations are aligned with customer/busine...

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Senior Analyst, US Tax Compliance

Paramount

New York, NY

$74,400 - $105,000 a year

Preparation and/or review of US tax forms 8858/5471/8865 using Corptax software Prepare international tax calculations including but not limited to Subpart F, Section 951A, Section 250, and foreign tax credit Prepare schedules and...

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Tax Analyst, Compliance and Reporting

Comcast Corporation

New York, NY

Preparation of Federal income tax returns for multiple reporting entities, including corporate and partnership returns as well as M-1 adjustments and supporting documentation/workpapers. Liaise with third party (lower tier) partne...

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