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Full-Time Regulatory Compliance Officer jobs

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REGULATORY COMPLIANCE OFFICER

Daily Compliance . Establish, review, and monitor Bank's system of internal controls for ensuring Bank-wide compliance. Consult with Management and employees who have questions about compliance/monitoring related policies and proc...

CompanyPiermont Bank
AddressNew York, NY
CategoryInformation Technology
Job typeFull-Time
Date Posted 2 weeks ago See detail

Regulatory Compliance Officer

Piermont Bank

New York, NY

Daily Compliance . Establish, review, and monitor Bank's system of internal controls for ensuring Bank-wide compliance. Consult with Management and employees who have questions about compliance/monitoring related policies and proc...

2 weeks ago seen See more...

Regulatory Compliance Officer

Hsbc

New York, NY

Interacting with and advising business and functional areas across multiple regions on regulatory requirements related to trading futures on US exchanges. Assisting with review and challenge on responses to regulatory inquires and...

2 months ago seen See more...

Senior Regulatory Officer- Vice President

Morgan Stanley

Alpharetta, GA

Manage/prepare deliverables and responses based upon Bank regulators requests by identifying and working with subject matter experts across the Banks and Firm Manage internal preparation and working sessions to prepare and packag...

2 days ago seen See more...

Regulatory Lead and Compliance Officer - USA (Remote)

Gocardless

Texas City, TX

Developing a comprehensive regulatory strategy for the US and Canada that is fit for GoCardless' current business and strategic objectives. Obtaining (if needed) and maintaining all requisite licences and authorizations (including...

2 months ago seen See more...

Financial Services - Regulatory Compliance - Manager 1 1

York State Department Of Labor

New York, NY

Consistently deliver quality client services. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected outcomes. Stay informed of current business and industry trends relevant to the...

2 days ago seen See more...

Financial Services - Regulatory Compliance - Manager 1

York State Department Of Labor

New York, NY

Leading your own engagement team; interacting and developing relationships with clients top executives and our firms leadership. Providing guidance and relevant expertise to help your team build strategic and innovative solution...

2 days ago seen See more...

Financial Services - Regulatory Compliance - Manager

Ernst & Young Llp

New York, NY

Competitive

Leading your own engagement team; interacting and developing relationships with clients top executives and our firms leadership. Providing guidance and relevant expertise to help your team build strategic and innovative solutio...

2 days ago seen See more...

Financial Crimes Regulatory Compliance and Transformation (Executive)

Usaa

Tampa, FL

Provides strategic leadership and management of direct and matrixed leaders responsible for the integrated work effort plan created to deliver the strategic vision of the program/project.. Leads teams of Program and Project Manage...

2 days ago seen See more...

Counsel, Regulatory & Compliance

Tanium

United States

Monitor global laws and regulations related to Taniums business practices, product sales, and operations. Translate regulations into actionable steps and manage the implementation, reporting, and training of actions across the o...

4 days ago seen

Sr. Advisor - Regulatory Compliance - Now Hiring

Santander Holdings Usa Inc

Florida, United States

Advises management on current issues regarding banking. Serves as a subject matter expert to ensure documents, projects, processes or product initiatives comply with regulatory and legal requirements and enterprise policy. Partner...

4 days ago seen See more...

Security Specialist (Compliance Officer) (Non-Uniform)

Us Veterans Health Administration

Northport, NY

$85,236 - $110,803 a year

Providing recommendations in the development, and periodic updating of local VA law enforcement and security policy for the Department of Veterans Affairs (VA). Assists in ensuring compliance with law enforcement policies designed...

7 days ago seen See more...

Ops & Regulatory Compliance Attorney

Southwest Airlines

Dallas, TX

From $161,500 a year

Fly for free, as a privilege, on any open seat on all Southwest flights (your eligible dependents too). Up to a 9.3% 401(k) Company match, dollar for dollar, of your eligible pay, per. Potential for annual ProfitSharing contributi...

a week ago seen See more...

Chief compliance officer(Cryptocurrency exchange)

Top Cryptocurrency Exchange

Remote

$82,921 - $150,000 a year

8 hour shift....

a week ago seen

Chief Compliance Officer—Registered Investment Advisor

World Insurance Associates, Llc.

Remote

$115,000 - $140,000 a year

Responsible for all aspects of the Investment Advisory compliance program for RIA affiliates of World Insurance Associates, LLC (World RIAs) including oversight of: (1) policy/procedure creation, testing, and risk assessment, (2)...

a week ago seen

Director, Compliance Officer Government Programs

Point32Health

Canton, MA

$178K - $226K a year

Develop and execute on a strategy for a sustainable Medicare Compliance Program that is effective and efficient. Provide visionary as well as hands on leadership to the compliance team; leading processes and building a culture of...

a week ago seen See more...

Associate Compliance Officer and Operations Associate

Kahn Brothers Group

New York, NY

$90,000 - $130,000 a year

401(k). Health insurance. Retirement plan. Monday to Friday. Compliance: 3 years (Required). Operations: 2 years (Required). Series 7 (Preferred). Series 24 (Preferred)....

a week ago seen See more...

Chief Compliance Officer, Asset Management

Coinbase

Remote

$245,225 - $288,500 a year

Youve got positive energy. Youre optimistic about the future and determined to get there. Youre never tired of learning. You want to be a pro in bleeding edge tech like DeFi, NFTs, DAOs, and Web 3.0. You appreciate direct commu...

a week ago seen

General Counsel and Chief Compliance Officer

Valle Del Sol Inc

Phoenix, AZ

$101K - $128K a year

401(k) 401(k) matching Dental insurance Employee assistance program Employee discount Health insurance Life insurance Paid time off Professional development assistance Referral program Flexible schedules Vision insurance Legal deg...

a week ago seen See more...

Chief Compliance Officer

Children's Healthcare Of Atlanta

Georgia, United States

$97.5K - $123K a year

Hands on experience with Stark, antitrust, anti-kickback, False Claims Act, EMTALA, privacy & security laws, and billing and coding requirements.Working knowledge of the role of Legal and privileged investigations.Executive Charac...

a week ago seen See more...

Chief Compliance Officer

Midland States Bank

Champaign, IL

$146,200 - $240,000 a year

Management continually develops and applies policies and procedures with a view to meeting our standards of integrity, as well as federal, state and local legislation and regulations. Management develops new internal compliance di...

a week ago seen See more...

Chief Compliance Officer of FCM

Crypto.com

Miami, FL

$150K - $190K a year

Oversee the compliance program of the FCM to provide customers with access to cleared derivatives products. Work closely with the business, operations, onboarding (KYC/AML/BSA), technology, risk, and legal team in order to support...

a week ago seen See more...

Chief compliance officeR

Corvus Wealth Advisors

San Luis Obispo, CA

$172K - $218K a year

Ethical. Positive and constructive Service focused. Team player. Excellent communicator Diligent. Self Starter. Tech-savvy. Value work-life balance. Committed to continuous learning Competitive salaries benchmarked annually. Some...

a week ago seen See more...

Chief Compliance Officer

Swope Health Services

Kansas City, MO

$69.2K - $87.6K a year

Bachelors or better...

a week ago seen See more...

Chief Compliance Officer, Medicare Advantage

Communicare Advantage

Baltimore, MD

$62.7K - $79.3K a year

Conduct and document internal audits of all business units to identify and correct areas of non-compliance. Organize, document and participate in all external audits. Identify compliance issues that require follow-up or investigat...

a week ago seen See more...

Vice President, Legal & Chief Compliance Officer

Akebia Therapeutics

Cambridge, MA

$131K - $165K a year

Lead Akebias Compliance Program- continue to refine and improve it in accordance with developing industry guidance and trends, as well as the particular business needs and risks of Akebia. Ensure the Compliance Program is effect...

a week ago seen See more...

Compliance Officer

Avi Resort And Casino

Laughlin, NV

$47.2K - $59.8K a year

Responsible for compliance functions of the organization including oversight of all gaming compliance filings and training. Designated as the liaison with Nevada Gaming Control Board and National Indian Gaming Commission personnel...

a week ago seen See more...

Health, Safety, & Environment (HSE) Compliance Officer

Merut Construction Inc.

Pennsylvania, United States

$30 - $35 an hour

Daily Forms: Ensures that all required forms are completed by crews, including but not limited to equipment inspections, fall protection, incident and accident reporting, etc. Job Site Inspections/Site Visits and Inspection Notes:...

a week ago seen See more...

IT Risk & Compliance Officer

Skillspark Ab

Remote

$69.5K - $88K a year

Partnering with risk owners throughout the tech business function and other business units. Design and maintain internal controls and the quality of client's processes. Work closely with stakeholders from multiple departments. 3+...

a week ago seen

Associate Compliance Officer, Stark Law

Cencora

Remote

$84,400 - $120,890 a year

Supporting & leading programs associated with federal regulations, including Anti-Kickback Statute, Stark and HIPAA laws Leads and manages compliance initiatives to support the Cencora Compliance Program. Engages with business uni...

a week ago seen

Assistant Professor, HIPAA Compliance Officer

York Institute Of Technology

Old Westbury, NY

$150,000 a year

More than 112,000 alumni are part of an engaged network of physicians, architects, scientists, engineers, business leaders, digital artists, and healthcare professionals. Together, the universitys community of doers, makers, heal...

a week ago seen See more...

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