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SECURITIES COMPLIANCE ATTORNEY (HYBRID)

Interpret new and existing securities laws and regulations and use knowledge and experience to provide guidance to business units across the broker-dealer and registered investment adviser. Analyze existing policies, procedures, p...

CompanyA Financial Services Company
AddressDuluth, GA
CategoryInformation Technology
Job typeRemote
Date Posted a month ago See detail

Securities Compliance Attorney (Hybrid)

A Financial Services Company

Duluth, GA

Interpret new and existing securities laws and regulations and use knowledge and experience to provide guidance to business units across the broker-dealer and registered investment adviser. Analyze existing policies, procedures, p...

HEAD OF LEGAL

Wsav

Ellabell, GA

Responsible for demonstrating commitment to and leadership of environmental health and safety principles, policies and procedures. Develop and implement legal strategy in alignment with Daniel Defense's overall business objectives...

Legal and Compliance Officer (San Francisco)

Prelim

San Francisco, CA

J.D. Degree preferred but not required Experience working with large Enterprise or institutional customers Strong knowledge of how financial products and services work will help but not necessary Previous experience talking with c...

Senior Examiner - Consumer Compliance – CRA

Federal Reserve Bank Of San Francisco

San Francisco, CA

Acts as a subject matter expert on CRA, providing guidance to internal and external stakeholders, particularly with regard to regulatory or policy changes. Participates and leads Consumer Compliance supervisory events at large and...

Secretary IV - Civil Rights Compliance Branch

Hawaii State Department Of Education

Hawaii, United States

Successful completion of a substantially full-time equivalent clerical, stenographic or secretarial curriculum leading to a degree or diploma at an accredited community college, business or technical school which included courses...

Head Football Coach / Classroom Teacher

Lavaca School District

Lavaca, AR

Required Visa Status:CitizenGCUS CitizenStudent VisaH1BCPTOPTH4 Spouse of H1BGC Green CardEmployment Type:Full TimePart TimePermanentIndependent - 1099Contract W2C2H IndependentC2H W2Contract Corp 2 CorpContract to Hire Corp...

Consumer Product Compliance Specialist

The Willamette Valley Co Llc

Eugene, OR

Minimum of Associates degree (A. Sc.) in Chemistry, Physics, Environmental Science, or Chemical Engineering preferred. Minimum of 2 years related job experience and/or training pertinent to job-related skills listed above. Or equi...

Culinary Professionals - Kitchen Manager / Head Chef

Wolfoods

Amherst, NH

Performs all duties toward the goal of providing excellent guest service in an efficient manner. Develop effective schedules for the staff based on levels of business and budgetary guidelines. Schedule and coordinate all side work...

Director, Healthcare Compliance Counsel

Cbs17

Olin, NC

The Director, Healthcare Compliance Counsel is a new and important role reporting to the Vice President and Lead Counsel, Specialty Diagnostics Group. They will lead all aspects of the group Healthcare Compliance function and be t...

Sr. Compliance Specialist

Primary Talent Partners

Minneapolis, MN

Develop, implement, and administer compliance policies and procedures. Provide compliance advice and investigate complaints, ensuring deficiencies are corrected. Develop and deliver employee communication and training programs on...

Senior Consultant in Risk, Regulatory & Compliance

Sia Partners

San Francisco, CA

Project Manage and/or support on a range of client delivery, as part of an on-site or remote project team. Conduct effective meetings. Collaborate with internal and client project team members, and contribute to internal communica...

Compliance Coordinator

Nesco Resource

Rensselaer, NY

$20.00 to $24.00 •

12-month contract (potential for permanent hire). $22.00-$24.00. Monday-Friday | 8:00am-4:30pm. Coordinate the evaluation of impact of proposed process changes, deviations and CAPAs on the end-to-end supply chain. Support the coor...

Counsel, Head of Corporate Support

An Asset Management Company

Los Angeles, CA

Manage An Asset Management Company's corporate governance, including board meetings, written consents, and maintenance of Corporate records. Advise executive leadership on corporate transactions. Coordinate the review of all Firm...

Counsel, Global Trade Compliance (Remote)

A Computer Manufacturing Company

Morrisville, NC

Continually analyzing the evolving trade laws and regulations applicable to the company, and their impact on strategy and operations. Advising and problem solving on compliance issues involving technology transfers and IT controls...

Senior Mgr-Logistics & Trade Compliance

Disney Cruise Line

Lorida, FL

Lead Logistics team planning/executing logistics, warehouse and transportation strategies to cost effectively provision fleet worldwide. Negotiate and contract freight forwarders, ocean carriers, Full truckload, LTL carriers inter...

VP Cloud Compliance - Now Hiring

Santander Holdings Usa Inc

New York, United States

Ensures the company meet all compliance and regulatory requirements for Cloud practices. Provides guidance on how to address non-compliances related to Cloud tools or components. Provides guidance on how to address non-compliances...

Early Head Start Full-time Teacher

Wdhn Jobs

Dothan, AL

First priority is teaching the children of EHS. Reports directly to the EHS Center Coordinator/Education Manager and informs him/her of all activities and problems as they arise. Meets and instructs in assigned Early Head Start cl...

SVP, Corporate Compliance & Ethics and Risk Operations

Commonwealth Care Alliance

Boston, MA

Owns the design, development, implementation, ongoing enhancement and leadership of CCA's Corporate Compliance Ethics Program, which includes Code of Conduct and corporate ethics administration; Corporate Compliance investigations...

Human Resources Manager, Compliance

Kyocera Document Solutions America, Inc.

Fairfield, NJ

Ensure dissemination of training and monitor compliance of training requirements.+ Manage advanced reporting capabilities within the companys HRIS system, with the ability to analyze, interpret and present meaningful data...

MS Cheer Coach Head

Prospect Ridge Academy

Broomfield, CO

Follow policies established by the Prospect Ridge Academy Board of Directors, Adams 12 School District, and High School Athletic League. Follow policies of the Middle School Athletic League as appropriate. Work directly with the A...

Analyst, Accreditation Compliance

Bluecross Blueshield Of South Carolina

Columbia, SC

Leads Accreditation Compliance activities including review and interpretation of the standards, monitoring of multiple areas compliance, as well as developing and implementing quality improvement activities to improve compliance....

Compliance Group Manager Fair and Responsible Banking

Huntington Bank

Columbus, OH

Bachelors Degree in related field or in lieu of degree, 7 or more years of equivalent work and supervisory experience. 7 or more years of applicable experience in regulatory compliance, legal, or operational risk management with...

Head of Clinical Operations

Ensoma

Boston, MA

A Bachelors Degree with at least ten years of Clinical Operations experience in the biopharmaceutical industry A thorough understanding of Clinical trial processes, including clinical project management, site management, clinical...

Investment Compliance - Vice President

Blackrock

New York, NY

Collaborate with team members in a multi-office, multi-country environment. Deliver high efficiency, high availability, concurrent and fault tolerant software systems. Significantly contribute to development of Aladdins global, m...

Senior QA Manager, Audits & Compliance

Globus Medical

Audubon, PA

Develops, manages, and improves the corporate auditing processes supporting internal audits, supplier audits, and other Globus facility audits Manages the corporate auditing team and develops auditors skills by coaching and mento...

Compliance Quality Assurance Manager

Indivior

Olin, NC

Bachelor of Science degree, minimum, in a relevant scientific field 10+ years of experience with 5+ years of progressive supervisory experience in pharmaceutical manufacturing Prior Quality System Management experience including...

Head Teaching Assistant: Cybersecurity

Correlation One

Remote

$40.4K - $51.2K a year

Program Focus: Cybersecurity. Key Skills Taught: Operating Systems & Infrastructure, Identity & Access Management, Cryptography, Networking, Network Defense, Mobile Devices, Ethical Hacking, ATT&CK Framework, Product Security, Sec...

OGC Assistant – Compliance and Intake

Latham Watkins Llp

Chicago, IL

Providing administrative support to the Compliance and Intake team, including meeting and video conference arrangements, Chrome River expense reports, and other duties Updating lateral attorney prior work affiliation information i...

Project Manager - EHS, Compliance & Sustainability

Apex Companies Llc

Miami, FL

BS in Environmental Science/Geology/Engineering, Environmental Health & Safety/Compliance/Sustainability or other related field. Minimum 8 years of proven technical experience. Experience in climate adaptation and resiliency plann...

Chief, Head and Neck Oncology Service Division of Solid Tumor Oncology

Pix11

New York, NY

The Head and Neck Oncology Service is composed of ten academic faculty who deliver care across New York City and surrounding areas including Long Island, New Jersey, and Westchester County. The ideal candidate will have internatio...