Compliance Consultant jobs
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DIRECTOR, COMPLIANCE CONSULTING
Lead the day-to-day support of the compliance programs for a variety of SEC registered investment advisers. Provide technical expertise on complex regulatory issues, particularly those related to private equity and hedge fund mana...
| Company | Kroll, Llc |
|---|---|
| Address | Chicago, IL |
| Category | Sales/marketing |
| Salary | $175K - $221K a year |
| Job type | Full-time |
| Date Posted | 3 weeks ago See detail |
Director, Compliance Consulting
Kroll, Llc
Chicago, IL
$175K - $221K a year
Lead the day-to-day support of the compliance programs for a variety of SEC registered investment advisers. Provide technical expertise on complex regulatory issues, particularly those related to private equity and hedge fund mana...
3 weeks ago seen See more...
- View all - jobs in Chicago, IL
Financial Services Risk and Compliance Consulting Director
Ntt Data, Inc.
Charlotte, NC
You will regularly collaborate with our industry experts in driving business solutions and outcomes to help our client achieve their digital, data and transformational goals. NTT DATA Services is an equal opportunity employer and...
3 weeks ago seen See more...
- View all - jobs in Charlotte, NC
Communications Compliance Consultant
Massmutual
Boston, MA
$107,700 - $141,300 a year
4+ years of experience in the advertising and marketing material review space. Series 7 and 24 registrations Strong Investment Advisory experience College degree Proficient in Microsoft Office Suite Possesses a can-do attitude, ha...
3 weeks ago seen See more...
- View all - jobs in Boston, MA
Licensing Compliance Consultant
Teksystems
New York, NY
$30-$37 per hour
POSITION TITLE: Licensing Compliance ConsultantDEPARTMENT: Global Consumer Products Business OperationsPrincipal Responsibilities Royalty Compliance Review contracts for financial terms and compare to royalty statements, checki...
3 weeks ago seen See more...
- View all Teksystems jobs - jobs in New York, NY
Manager - AML Regulatory Compliance Consulting (Global Banks)
Rsm Global
New York, NY
Develop strong relationships with existing clients and prospective clients within banking and financial services industries to enable effective sales. Manage and deliver assessments and other services covering regulatory complianc...
3 weeks ago seen See more...
- View all Rsm Global jobs - jobs in New York, NY
AML Compliance Consultant
Northern Trust
Chicago, IL
Advise on Compliance-related laws, rules and standards, including keeping them informed of developments or changes that may affect their area. Participates in developing Compliance programs and acts as a contact point within the c...
3 weeks ago seen See more...
- View all Northern Trust jobs - jobs in Chicago, IL
Financial Services Risk and Compliance Consulting Senior Manager
Ntt Data, Inc.
New York, NY
As a Risk and Compliance Consulting Senior Manager, you will work collaboratively as part of a client-facing team to deliver value to our clients and help them achieve their digital, data, and transformational goals. NTT DATA Serv...
4 weeks ago seen See more...
- View all Ntt Data, Inc. jobs - jobs in New York, NY
Financial Services Risk Consulting, Sector Compliance - Senior - New York, Chicago
York State Department Of Labor
New York, NY
Compliance program assessment. Compliance program design and implementation assistance. Development of compliance policies and procedures. Compliance program testing. Regulatory inquiry assistance. Regulatory examination readiness...
6 days ago seen See more...
- View all - jobs in New York, NY
Privacy Compliance Consultant
Erie Insurance
Erie, PA
Premier health, prescription, dental, and vision benefits for you and your dependents.Coverage begins your first day of work. Low contributions to medical and prescription premiums.We currently pay up to 97% of employees monthl...
4 weeks ago seen See more...
- View all Erie Insurance jobs - jobs in Erie, PA
Compliance Consultant
Comply
United States
Work with a specified group of RIA firms to provide ongoing compliance support.. Actively respond to emails and phone inquiries pertaining to client matters.. Customize Form ADV filings and review existing firm regulatory document...
4 weeks ago seen See more...
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Regional Compliance Consultant
Alera Group
Chicago, IL
Provide compliance related services to Alera Group clients, including in person presentations and consultations to all firms within assigned region or regions. Respond to queries from consultants, clients and plan members with res...
a month ago seen See more...
- View all Alera Group jobs - jobs in Chicago, IL
EHS Compliance Consultant
Stantec
Pasadena, CA
Work with an interdisciplinary environmental, health and safety (EHS) compliance team to provide audit services across the U.S., to evaluate diverse facility types for conformance to federal, state, and local regulatory standards....
a month ago seen See more...
- View all Stantec jobs - jobs in Pasadena, CA
Security, Risk and Compliance Consultant
Sei
Philadelphia, PA
Compliance. Information Security. Risk Management. Data Privacy. Management or participation in Cybersecurity, Information Security, Risk, Compliance and/or Data Privacy Programs or ProjectsSample projects/programs could include b...
a month ago seen See more...
- View all Sei jobs - jobs in Philadelphia, PA
Security Compliance Consultant (NIST/CMMC)
Sp6
Remote - United States
Leading cybersecurity readiness assessments including maturity assessments using the Cybersecurity Maturity Model Certification (CMMC) model.. Supporting the day-to-day activities of engagements for external clients, as a contr...
2 months ago seen See more...
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Senior Security Compliance Consultant
Sp6
Remote - United States
Leading cybersecurity readiness assessments including maturity assessments using the Cybersecurity Maturity Model Certification (CMMC) model.. Supporting the day-to-day activities of engagements for external clients, as a contr...
2 months ago seen See more...
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Compliance Consultant
Elevance Health
NASHVILLE, TN
At the advanced level, report, communicate, research laws at the advanced level, regulations, requirements, regulatory audits and/or exams. . Provide advanced level support to regulatory audits or exams, internal audits, accredit...
2 months ago seen See more...
- View all Elevance Health jobs - jobs in NASHVILLE, TN
Compliance Consultant - REMOTE
Sentara Healthcare
Norfolk, VA
$80.9K - $102K a year
Certified Internal Auditor (CIA) - Certification - Other/National Officer of Healthcare Compliance, Certified (OHCC) - Certification - American Institute of Healthcare Compliance (AIHC) Familiar with the Centers for Medicare & Med...
2 months ago seen See more...
- View all Sentara Healthcare jobs - jobs in Norfolk, VA
Senior Cybersecurity and Compliance Consultant
Bdo Usa
Chicago, IL
Participates in engagements for PCI, data security, compliance and governance frameworks, security vendor assessments and IT controls assessments. Conducts and assesses compliance and governance requirements based on standard prog...
2 months ago seen See more...
- View all Bdo Usa jobs - jobs in Chicago, IL
Compliance Consultant (Per Diem- Dental Exp Req)
Healthcare Compliance Associates
Springfield, OR
$25 - $45 an hour
Flexible schedule. Professional development assistance. 4 hour shift. Day shift. Monday to Friday. On call. Did you fill out the Candidate Screening Questions (link provided in the job description)? Only completed forms will be co...
2 months ago seen See more...
Experienced BSA Compliance Consultant
Wolf & Company Pc
Portland, ME
Possesses current knowledge of the Bank Secrecy Act and all related anti-money laundering and OFAC requirements. Monitors and evaluates U.S. financial regulatory developments. Coordinates and executes the regulatory compliance aud...
2 months ago seen See more...
- View all Wolf & Company Pc jobs - jobs in Portland, ME
Regulatory Lending Compliance Consultant
Wolf & Company Pc
Hartford, CT
Coordinates and executes the regulatory compliance audit process. Develops and implements a risk based compliance audit plan, including scope determination, audit planning memos and reports. Plans, schedules and conducts each audi...
2 months ago seen See more...
- View all Wolf & Company Pc jobs - jobs in Hartford, CT
Regulatory Lending Compliance Consultant
Wolf & Company Pc
Princeton, NJ
Coordinates and executes the regulatory compliance audit process. Develops and implements a risk based compliance audit plan, including scope determination, audit planning memos and reports. Plans, schedules and conducts each audi...
2 months ago seen See more...
- View all Wolf & Company Pc jobs - jobs in Princeton, NJ
Senior Consultant, Application – Risk & Compliance
Northern Trust Corp.
Chicago, IL
$128K - $162K a year
Work with Compliance architect and Business analyst to own and build new End-to-End solution, lead tech team designing and developing solutions meeting objectives, including operational SLAs. Address and triage escalated issues, w...
3 weeks ago seen See more...
- View all - jobs in Chicago, IL
Sr. Consultant, Compliance
Northern Trust
Chicago, IL
Unspecified
Reviews and interprets laws, regulations and internal policies/procedures for the purpose of developing appropriate testing plans. Verifies through execution of the Testing Program, that activities meet federal, state and/or local...
3 weeks ago seen See more...
- View all - jobs in Chicago, IL
Sr Consultant- Risk & Compliance Program Manager
Northern Trust
Chicago, IL
Unspecified
Responsible for leading, advising, keeping up with industry best practices, and managing the program or project to a successful delivery, including establishing the overall direction, coordination, execution, implementation, and r...
3 weeks ago seen See more...
- View all - jobs in Chicago, IL
Expert Compliance & Risk Consultant
Pge
Santa Rosa, CA
Perform physical and documentation quality assessments of vehicle, trailer, and equipment maintenance, inspections, and repairs.. Meet with mechanics and leaders to address findings, escalate areas needing improvement, and help ed...
4 weeks ago seen See more...
- View all Pge jobs - jobs in Santa Rosa, CA
Sr. Consultant Team Leader, Compliance
Northern Trust
Chicago, IL
Unspecified
Maintain and enhance governance documents related to the Ethics and Anti-Bribery and Corruption programs. Operational management of these areas including building, managing, recruiting, and documenting the program and processes fo...
4 weeks ago seen See more...
- View all Northern Trust jobs - jobs in Chicago, IL
Senior Consultant in Risk, Regulatory & Compliance
Sia Partners
San Francisco, CA
Project Manage and/or support on a range of client delivery, as part of an on-site or remote project team. Conduct effective meetings. Collaborate with internal and client project team members, and contribute to internal communica...
4 weeks ago seen See more...
- View all Sia Partners jobs - jobs in San Francisco, CA
HIPAA Compliance Analyst Consultant
E-Talent Network
Minneapolis, MN
Client is seeking a Health Information, Portability, and Accountability Act (HIPAA) Compliance Analyst to provide consultative advice and support to the Minnesota Supercomputing Institute (MSI) in designing, implementing, and main...
a month ago seen See more...
- View all E Talent Network jobs - jobs in Minneapolis, MN
Compliance & Risk Consultant, Senior
Pge
Oakland, CA
Support the tracking, development, and delivery of high-quality data responses of moderate to high complexity. Work with subject matter experts on the development of data responses, which include but are not limited to communicati...
a month ago seen See more...
- View all Pge jobs - jobs in Oakland, CA
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