Chief Compliance Officer jobs in Hudson, NJ
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COMMERCIAL BROKER DEALER CHIEF COMPLIANCE OFFICER - SR. DIRECTOR
Promoting a culture of compliance and managed risk taking. Providing subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but not limited to anti-money laundering,...
| Company | Capital One |
|---|---|
| Address | New York, NY |
| Category | Accounting/Finance |
| Date Posted | a month ago See detail |
Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Capital One
New York, NY
Promoting a culture of compliance and managed risk taking. Providing subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but not limited to anti-money laundering,...
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Chief Compliance Officer
Public
New York, NY
Serve as the Chief Compliance Officer and Anti-Money Laundering Officer of the Broker-Dealer, reporting to the Chief Administrative Officer of Public Holdings. Independently manage FINRA relationship, including all examinations an...
2 months ago seen See more...
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Senior Data Privacy Compliance Officer - Legal & Compliance
Bloomberg
New York, NY
Support the implementation of the Privacy Program, ensuring Bloomberg meets its legal, regulatory, and reputational responsibilities. Support, and at times lead the team, on specific regulatory Compliance projects /initiatives for...
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Chief Strategy Officer - Social Services/Behavioral Health/FQHC
Catholic Guardian.services
New York, NY
$180,000 to $200,000
Strategic Planning: Develop comprehensive strategic business plans aligned with the organization's mission, vision, and goals. Identify key opportunities for growth and innovation in healthcare service delivery. Engage with key st...
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Registered Nurse (Deputy Chief Health Informatics Officer)
York State Department Of Labor
New York, NY
Summary The Deputy Chief Health Informatics Officer (DCHIO) executes leadership that is characterized by substantial and continuous responsibility and accountability for population groups or integrated programs that cross services...
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Registered Nurse (Deputy Chief Health Informatics Officer)
Department Of Veterans Affairs
New York, NY
Competitive
U.S. Citizenship; non-citizens may only be appointed when it is not possible to recruit qualified citizens in accordance with VA Policy. All applicants tentatively selected for VA employment in a testing designated position are su...
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Executive Assistant to the Chief Executive Officer
Lapa Fundraising
New York, NY
$50 an hour
Flexible schedule. 8 hour shift....
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Associate Compliance Officer and Operations Associate
Kahn Brothers Group
New York, NY
$90,000 - $130,000 a year
401(k). Health insurance. Retirement plan. Monday to Friday. Compliance: 3 years (Required). Operations: 2 years (Required). Series 7 (Preferred). Series 24 (Preferred)....
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Chief Strategy Officer
Catholic Guardian.services
New York, NY
$180,000 to $200,000
Strategic Planning: Develop comprehensive strategic business plans aligned with the organization's mission, vision, and goals. Identify key opportunities for growth and innovation in healthcare service delivery. Engage with key st...
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Compliance Officer & Counsel
An Insurance Agency
New York, NY
Drafting and/or updating compliance and other corporate policies (e.g., Code of Ethics, Compliance Manual, Anti-Corruption Policy). Assisting with onboarding new directors and employees, including support for compliance orientatio...
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Chief Financial Officer
Ardent
Westwood, NJ
30 hospitals. 200+ sites of care. 4,323 beds. 23,000+ team members. 8,168 nurses. 1,700+ aligned providers. 5.7M annual provider encounters. $5.1B in revenues. Help create and implement initiatives in order to build and grow the f...
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Product Manager - Data Catalog - Chief Risk Office
Bloomberg
New York, NY
Define requirements and drive the implementation and adoption of a Data Catalog. Engage with Engineering to prioritize remediation of identified gaps and new feature enhancements to satisfy business requirements and regulatory exp...
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Chief Technology Office (CTO) Head of Business Relationship Management
Wells Fargo
New York, NY
Focus on delivering commitments aligned to enterprise strategic priorities. Build support for strategies with business and technology leaders. Guide development of actionable roadmaps and plans. Significantly contribute to the tra...
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Compliance Officer
Guggenheim Partners
New York, NY
Position SummaryThe Compliance Officer is located in our New York office.Essential Job Functions Interacting with deal team to collect due diligence material. Assisting in analyzing and implementing new regulationsPreferred Quali...
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Compliance Officer
Guggenheim Services, Llc
New York, NY
Responsibilities will include conducting beneficial owner and control person due diligence on participants in transactions as well as assisting with GPIM client and collective investment vehicle investor AML/KYC on-boarding. Ass...
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Manager, CIB & Research Compliance Officer
Scotiabank
New York, NY
Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems, and knowledge. Provide day-to-day compliance support for CIB and Research businesses, assisting with the provisi...
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Regulatory Compliance Officer
Piermont Bank
New York, NY
Daily Compliance . Establish, review, and monitor Bank's system of internal controls for ensuring Bank-wide compliance. Consult with Management and employees who have questions about compliance/monitoring related policies and proc...
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Senior Compliance Officer - Trade / Export Control - Legal & Compliance
Bloomberg
New York, NY
Lead Trade Compliance Program regarding Export Control restrictions as applicable to software / technology, whether the software is Bloomberg proprietary or third party software. Build and maintain relationships with internal stak...
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AML-KYC Compliance Officer
Pear Core Solutions, Inc.
New York, NY
AML/KYC Compliance:Perform basic and enhanced due diligence KYC reviews for new and existing customers. Review incoming client documents in accordance with KYC/Anti-Money Laundering policies.Review and evaluate potential adverse i...
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Senior Compliance Officer - Control Room & Employee Trading (Hybrid - New York)
York State Department Of Labor
New York, NY
Develop policies, systems and controls for the administration of Control Room functions with particular focus on Employee Trading and related monitoring and surveillance. Assist in the implementation of the firm's watch and restri...
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Assistant Chief Officer, MOW Planning & Special Projects (6617)
Metropolitan Transportation Authority
New York, NY
Knowledge of MOW and NYCT operations, as well as, inspection, maintenance and predictive maintenance, repair, reconstruction and rehabilitation knowledge. Familiarity with budgets, material and personnel forecasting, and project m...
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Tax Specialist (Tax Compliance Officer) Roster Amended
Internal Revenue Service
Iselin, NJ
Click on "Learn more about this agency" button below to view Eligibilities being considered and other IMPORTANT information.WHERE CAN I FIND OUT MORE ABOUT OTHER IRS CAREERS? Specialized experience for this position includes: a su...
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Deputy Chief Diversity Officer/ Deputy Title IX Coordinator
Westchester Community College
Valhalla, NY
PhD, EdD or Law Degree;. At least four years of professional work, research, teaching and/or experience in the field of diversity and inclusion, social justice advocacy and education, student development, student advising, student...
3 weeks ago seen See more...
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Associate Counsel, Office of The Chief Counsel ...
A Government Entity
New York, NY
Researching local, state and federal laws, court decisions and legal authorities, and other legal documents;. Providing policy guidance and legal analysis to City Hall staff to advance mayoral initiatives;. Working with senior adm...
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Officer - Bank Compliance
Hab Bank
New York, NY
Possess expertise in Bank Secrecy Regulations, Fair Credit Acts and Anti-Money Laundering Laws. Have a working knowledge of Banking Consumer Protection Law and Regulations, specifically in the area of Commercial Mortgage, Fair Len...
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Lead Analytics Consultant-Chief Operating Office-Shared Services
Wells Fargo
New York, NY
The individual is expected to analyze data, identify emerging issues, hone in on areas of opportunities, and ensure the organization has meaningful and relevant metrics that allows stakeholders to reach decisions and next steps. P...
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Deputy Chief Development Officer Deputy Chief Development Officer
Médecins Sans Frontières
New York, NY
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Marketing & Communications Manager - Chief Scientific Officer & Chief Academic Officer
Nyulmc
New York, NY
Support the development and implementation of a comprehensive communications strategy that supports the goals and initiatives of the CSO and CAO. Play a vital role in triaging and executing requests from CSO and CAO, partnering wi...
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Chief of Staff to the Deputy Commissioner/Chief Operating Officer
York State Department Of Labor
New York, NY
Under the direction of the Deputy Commissioner/Chief Operating Officer, with wide latitude for independent initiative and judgment, manage administrative, analytical, procedural and operational work for the Deputy Commissioner/Chi...
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Deputy Agency Chief Contracting Officer (DACCO)
York City Department Of Investigation
New York, NY
$64,142.00 - $125,000.00
- Assist the ACCO with the development and implementation of mayoral directives associated with procurement actions, including but not limited to Minority and Women-Owned Business Enterprises and subcontractor utilization reportin...
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