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Chief Compliance Officer jobs in Hudson, NJ

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COMMERCIAL BROKER DEALER CHIEF COMPLIANCE OFFICER - SR. DIRECTOR

Promoting a culture of compliance and managed risk taking. Providing subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but not limited to anti-money laundering,...

CompanyCapital One
AddressNew York, NY
CategoryAccounting/Finance
Date Posted 2 months ago See detail

Commercial Broker Dealer Chief Compliance Officer - Sr. Director

Capital One

New York, NY

Promoting a culture of compliance and managed risk taking. Providing subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but not limited to anti-money laundering,...

2 months ago seen See more...

Supervisory Supply Management Specialist (Chief Supply Chain Officer)

York State Department Of Labor

New York, NY

NOTE: Such experience MUST be well represented in resume and must include job title, series and grades for all federal positions held, duties, month and year start/end dates AND hour worked per week. Volunteer work helps build cri...

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Vendor Risk Manager - Data Supplier SME - Chief Risk Office

Bloomberg

New York, NY

Conduct assessments, continuously monitor and report on data quality, resilience, security, and privacy risks across our Data Supplier portfolio. Coordinate risk mitigation activities with Product and Data teams, consulting with p...

2 days ago seen See more...

Chief Financial Officer - Remote

Rocketship Public Schools

New York, NY

Implement sound financial processes and systems. Provide expert financial leadership and insight. Ensure compliance with fiscal policies, systems, and procedures. Manage cash, financing, debt facilities, and investments. Evaluate...

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Senior Data Privacy Compliance Officer - Legal & Compliance

Bloomberg

New York, NY

Support the implementation of the Privacy Program, ensuring Bloomberg meets its legal, regulatory, and reputational responsibilities. Support, and at times lead the team, on specific regulatory Compliance projects /initiatives for...

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Executive Assistant to the Chief Financial Officer

Moody's

New York, NY

$92,700 - $134,400 a year

Administrative Excellence. Technological Proficiency and Innovation. Organizational and Problem-Solving Skills. 7+ years related experience working in a corporate environment. Demonstrates proven experience in coordinating communi...

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Chief Strategy Officer - Social Services/Behavioral Health/FQHC

Catholic Guardian.services

New York, NY

$180,000 to $200,000

Strategic Planning: Develop comprehensive strategic business plans aligned with the organization's mission, vision, and goals. Identify key opportunities for growth and innovation in healthcare service delivery. Engage with key st...

3 weeks ago seen See more...

Registered Nurse (Deputy Chief Health Informatics Officer)

York State Department Of Labor

New York, NY

Summary The Deputy Chief Health Informatics Officer (DCHIO) executes leadership that is characterized by substantial and continuous responsibility and accountability for population groups or integrated programs that cross services...

3 weeks ago seen See more...

Registered Nurse (Deputy Chief Health Informatics Officer)

Department Of Veterans Affairs

New York, NY

Competitive

U.S. Citizenship; non-citizens may only be appointed when it is not possible to recruit qualified citizens in accordance with VA Policy. All applicants tentatively selected for VA employment in a testing designated position are su...

3 weeks ago seen See more...

Executive Assistant to the Chief Executive Officer

Lapa Fundraising

New York, NY

$50 an hour

Flexible schedule. 8 hour shift....

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Associate Compliance Officer and Operations Associate

Kahn Brothers Group

New York, NY

$90,000 - $130,000 a year

401(k). Health insurance. Retirement plan. Monday to Friday. Compliance: 3 years (Required). Operations: 2 years (Required). Series 7 (Preferred). Series 24 (Preferred)....

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Compliance Officer & Counsel

An Insurance Agency

New York, NY

Drafting and/or updating compliance and other corporate policies (e.g., Code of Ethics, Compliance Manual, Anti-Corruption Policy). Assisting with onboarding new directors and employees, including support for compliance orientatio...

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Compliance Officer

Guggenheim Partners

New York, NY

Position SummaryThe Compliance Officer is located in our New York office.Essential Job Functions Interacting with deal team to collect due diligence material. Assisting in analyzing and implementing new regulationsPreferred Quali...

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Compliance Officer

Guggenheim Services, Llc

New York, NY

Responsibilities will include conducting beneficial owner and control person due diligence on participants in transactions as well as assisting with GPIM client and collective investment vehicle investor AML/KYC on-boarding. Ass...

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Manager, CIB & Research Compliance Officer

Scotiabank

New York, NY

Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems, and knowledge. Provide day-to-day compliance support for CIB and Research businesses, assisting with the provisi...

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Regulatory Compliance Officer

Piermont Bank

New York, NY

Daily Compliance . Establish, review, and monitor Bank's system of internal controls for ensuring Bank-wide compliance. Consult with Management and employees who have questions about compliance/monitoring related policies and proc...

a month ago seen See more...

Senior Compliance Officer - Trade / Export Control - Legal & Compliance

Bloomberg

New York, NY

Lead Trade Compliance Program regarding Export Control restrictions as applicable to software / technology, whether the software is Bloomberg proprietary or third party software. Build and maintain relationships with internal stak...

a month ago seen See more...

Tax Specialist (Tax Compliance Officer) Roster Amended

Internal Revenue Service

Iselin, NJ

Click on "Learn more about this agency" button below to view Eligibilities being considered and other IMPORTANT information.WHERE CAN I FIND OUT MORE ABOUT OTHER IRS CAREERS? Specialized experience for this position includes: a su...

a month ago seen See more...

Chief Financial Officer

Ardent

Westwood, NJ

30 hospitals. 200+ sites of care. 4,323 beds. 23,000+ team members. 8,168 nurses. 1,700+ aligned providers. 5.7M annual provider encounters. $5.1B in revenues. Help create and implement initiatives in order to build and grow the f...

3 weeks ago seen See more...

Chief Strategy Officer

Catholic Guardian.services

New York, NY

$180,000 to $200,000

Strategic Planning: Develop comprehensive strategic business plans aligned with the organization's mission, vision, and goals. Identify key opportunities for growth and innovation in healthcare service delivery. Engage with key st...

4 weeks ago seen See more...

Product Manager - Data Catalog - Chief Risk Office

Bloomberg

New York, NY

Define requirements and drive the implementation and adoption of a Data Catalog. Engage with Engineering to prioritize remediation of identified gaps and new feature enhancements to satisfy business requirements and regulatory exp...

a month ago seen See more...

Chief Technology Office (CTO) Head of Business Relationship Management

Wells Fargo

New York, NY

Focus on delivering commitments aligned to enterprise strategic priorities. Build support for strategies with business and technology leaders. Guide development of actionable roadmaps and plans. Significantly contribute to the tra...

a month ago seen See more...

Associate Counsel, Office of The Chief Counsel ...

A Government Entity

New York, NY

Researching local, state and federal laws, court decisions and legal authorities, and other legal documents;. Providing policy guidance and legal analysis to City Hall staff to advance mayoral initiatives;. Working with senior adm...

a month ago seen See more...

Officer - Bank Compliance

Hab Bank

New York, NY

Possess expertise in Bank Secrecy Regulations, Fair Credit Acts and Anti-Money Laundering Laws. Have a working knowledge of Banking Consumer Protection Law and Regulations, specifically in the area of Commercial Mortgage, Fair Len...

a month ago seen See more...

Lead Analytics Consultant-Chief Operating Office-Shared Services

Wells Fargo

New York, NY

The individual is expected to analyze data, identify emerging issues, hone in on areas of opportunities, and ensure the organization has meaningful and relevant metrics that allows stakeholders to reach decisions and next steps. P...

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Deputy Chief Development Officer Deputy Chief Development Officer

Médecins Sans Frontières

New York, NY

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Marketing & Communications Manager - Chief Scientific Officer & Chief Academic Officer

Nyulmc

New York, NY

Support the development and implementation of a comprehensive communications strategy that supports the goals and initiatives of the CSO and CAO. Play a vital role in triaging and executing requests from CSO and CAO, partnering wi...

a month ago seen See more...

Chief of Staff to the Deputy Commissioner/Chief Operating Officer

York State Department Of Labor

New York, NY

Under the direction of the Deputy Commissioner/Chief Operating Officer, with wide latitude for independent initiative and judgment, manage administrative, analytical, procedural and operational work for the Deputy Commissioner/Chi...

a month ago seen See more...

Deputy Agency Chief Contracting Officer (DACCO)

York City Department Of Investigation

New York, NY

$64,142.00 - $125,000.00

- Assist the ACCO with the development and implementation of mayoral directives associated with procurement actions, including but not limited to Minority and Women-Owned Business Enterprises and subcontractor utilization reportin...

2 months ago seen See more...

Chief Product and Technology Officer

Pix11

New York, NY

Identifying opportunities and challenges in the marketplace, with constant evaluation of technological advancements and innovation to mitigate impediments, drive success and generate revenue. Deep understanding of a marketplace or...

2 months ago seen See more...

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Top Jobs in Hudson County, NJ

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