WHAT IS THE OPPORTUNITY?
What you will do
- Review received asset movement requests. Contact the Portfolio Manager Team to raise cash or obtain further information/documentation. Process the requests on Pershing’s system, and follow up to ensure they are processed in a timely manner.
- Follow up on any pending requests that are awaiting further information or documentation.
- Review requests from the prior day in our bookkeeping system and upload them to our client account database.
- Review all outgoing transfers, freeze the accounts to ensure no further trading takes place, notify the PM team and financial advisor that the account will be leaving, monitor the transfer process to ensure that all accounts are moved in a timely manner, and archive the accounts from our client account database once they have fully transferred out.
- Manage mandatory and voluntary corporate actions by updating our trading system with corporate action details to avoid trading on a called or tendered bond. Coordinate with the research teams to determine how to instruct on voluntary offers.
- Bachelor's Degree or equivalent
- 3 to 5 years of experience in a broker dealer or investment industry
- Minimum 3 years of experience in a financial related industry
- Minimum 4 years of experience in using Microsoft Office applications
- FINRA Series 7: General Securities Rep
- Excellent verbal and written communications skills
- Bachelor’s Degree preferred
- To be considered for this position you must meet at least these basic qualifications
Benefits and Perks
INCLUSION AND EQUAL OPPORTUNITY EMPLOYMENT
City National Bank is an equal opportunity employer committed to diversity and inclusion. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status or any other basis protected by law.
ABOUT CITY NATIONAL
We start with a basic premise: Business is personal. Since day one we've always gone further than the competition to help our clients, colleagues and community flourish. City National Bank was founded in 1954 by entrepreneurs for entrepreneurs and that legacy of integrity, community and unparalleled client relationships continues to be at the heart of our company today. City National is a subsidiary of Royal Bank of Canada, one of North America’s leading diversified financial services companies.
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