Deputy Chief Compliance Officer

Responsibilities
The position requires an analytical, execution-oriented professional who can:

• Lead various aspects of LGIM America's investment adviser compliance program, including assisting in managing a team of junior and senior-level compliance professionals.
• Assist in mentoring and leading a team to optimize resourcing and to timely achieve team and organizational goals.
• Coordinate and lead implementation of new regulatory requirement responses.
• Assist with the execution of international and other strategic initiatives with compliance components.
• Strong knowledge of trading activity, surveillance, and controls in a multi-product, global trading desk environment.
• Demonstrate the ability to seek and obtain relevant data and facts to lead specific trading surveillance initiatives, with a working knowledge of cutting-edge use of new technology to achieve compliance testing and monitoring objectives.
• Demonstrate ability to establish immediate credibility with stakeholders.

Qualifications

• A Juris Doctorate
• 5 to 8 years of compliance experience (Investment Advisers Act of 1940), including time with a large, diverse, multi-product investment management firm.
• Experience with regulators, including the SEC and CFTC.
• Background in compliance oversight of fixed income and derivatives, a plus.
• At least 2 years of management experience.
• A proven track record of executing to timely completion on large, complex projects.
• Highly adaptive and multi-task oriented in rapidly changing environments.
• Strong sense of professionalism and integrity and collaborative in approach.
• Creative problem-solver, who is strongly analytical and succinct in presentation.
• Experience with mutual funds, ERISA, and/or alternative strategies, a plus.
• Ability to develop relationships across the enterprise, including with key executives.
• Ability to work collaboratively with the Chief Compliance Officer on setting and executing on team objectives.

At this time will not sponsor a new applicant for employment authorization for this position.
Role is based in Chicago, Illinois
#LI-hybrid
EOE Statement
As an EOE employer, Legal & General Investment Management America will extend equal opportunity to all employees
and applicants for employment without regard to race, color, religion, gender, sexual orientation, gender identity, ancestry,
national origin, age, disability, medical condition, genetic information, marital status, pregnancy, military status, and/or any
other characteristic protected under applicable federal, state or local laws governing nondiscrimination in employment.