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SalaryOverview:
We are an Equal Opportunity employer committed to diversity in the workplace. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, age, national origin, disability, protected veteran status, gender identity or any other factor protected by applicable federal, state, or local laws. Mortgage Connect is committed to providing access, equal opportunity and reasonable accommodation for individuals with disabilities in employment, its services, programs, and activities. To request reasonable accommodation, contact HR@mortgageconnectlp.com
Summary of Position
The Compliance Analyst will support all audit and due diligence initiatives for the enterprise by performing a number of activities related to the Company’s compliance and audit functions including, but not limited to, reviewing and responding to client requests, formulating client facing responses, and coordinating various compliance activities, including, testing, audit and risk assessments. This role has a strong focus on risk assessments and enterprise oversight. Monitors compliance calendar, internal and external audits, new or amended policies and procedures, as well as overall compliance administration. This position reports to the SVP of Corporate Strategy.
Responsibilities
- Client facing experience – senior level – must be able to engage, lead and drive client conversation
- Identifies gaps in process and/or documentation based on audit and due diligence results
- Partners with leaders and subject matter experts across the enterprise to remediate gaps or negative findings
- Assists internally to assure documentation is kept current and properly formatted
- Cross functional communication leader across multiple business channels
- Review and assignment of requests to internal responsible parties
- Coordinate all client audit and diligence related conference calls, agendas, minutes, and works with operational units to cure action items
- Operate as the lead point of contact for any and all audit and due diligence requests
- Build and maintain strong, long-lasting client relationships
- Develop a trusted advisor relationship with key accounts, customer stakeholders and executive sponsors
- Ensure the timely and successful delivery of our responses according to customer requests and objectives
- Communicate clearly the progress of monthly/quarterly initiatives to internal and external stakeholders
- Identify and grow opportunities within existing customers and collaborate with SVP of Corporate Strategy to ensure growth attainment
- Establishes productive, professional relationships with key personnel in assigned customer accounts
- Proactively assesses, clarifies, and validates customer needs on an ongoing basis
Qualifications:
- High-school diploma or equivalent
- College degree in related fielsds preferred
- Superior customer service focus
- Ability to Work in fast-paced environment and meet deadlines
- Capability to work both independently and as part of a team
- Problem-solving mindset with ability to multitask
All onboarding employees will be required to complete a pre-employment background check and drug screening.
We are an Equal Opportunity employer committed to diversity in the workplace. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, age, national origin, disability, protected veteran status, gender identity or any other factor protected by applicable federal, state, or local laws. Mortgage Connect is committed to providing access, equal opportunity and reasonable accommodation for individuals with disabilities in employment, its services, programs, and activities. To request reasonable accommodation, contact HR@mortgageconnectlp.com
