Audit Manager, Avp

Hybrid/Manhattan, NY
Salary Range: $130,000 - $190,000
The Audit Manager is responsible for participating in integrated audits, leading walkthroughs, developing audit scopes based on risk & control assessments, performing testing, as well discussing the findings and the accompanying issues with the stakeholders. Most of the audits performed will focus on commercial banking. Other audits may include operational, financial, compliance, and retail banking audits.
The incumbent leads and works on non-complex audits, end-to-end, with very limited oversight and may perform more complex audits with oversight from a Deputy Chief Internal Auditor. Tasks include the scheduling and leading of planning activities, identifying key processes, inherent risks, and controls, design tests of controls and prepare the Risk Control Matrix. Additionally, the Audit Manager provides drafts of issues. Maintains relationships with clients.

• Perform detailed execution of audits with some oversight from the Deputy Chief Internal Auditors.
• Meet with stakeholders to address their questions and discuss audit findings.
• Lead communication efforts with clients, as well as audit management and maintains ongoing dialog with key stakeholders regarding risks identified and necessary improvements required to be made to the control framework.
• Verify prompt and adequate resolution of issues raised by the Bank’s management, regulators and Internal Audit.
• Build effective working relationships across the organization.
• Contribute to brainstorming sessions.
• May draft reports.
• Work on special projects and ad hoc assignments.
• Perform other duties as requested.

• BA/BS in Accounting, Finance, or related field of study.
• 6+ years of audit experience, including significant commercial lending experience.
• Certified with a relevant professional designation (CPA, CIA, CFE, CAMS, etc.).
• Excellent interpersonal skills in order to interface with all levels of Internal Audit, business management and external stakeholders.
• A record of accomplishment for acting with complete confidentiality and the highest integrity and professionalism.
• High attention to detail along with excellent problem solving and analytical skills.
• Strong communication skills (verbal + written).
• Advanced use of Microsoft Office products (Excel and Word).
• Sound independent judgment.
• Knowledge of commercial banking products and applicable regulatory requirements.
• Ability to evaluate lines of business, independently perform walkthroughs, propose testing scope, and execute testing autonomously with minimal guidance.
• Demonstrated knowledge of auditing standards and procedures.