Sr Compliance Auditor

Job Details

Sr. Compliance Auditor

Location: Hybrid Opportunity: work from home and/or Corporate Headquarters

Schedule: Full Time

About Universal

Universal is a global community that supports professional business aviation. As a member of that community, your daily work touches upon world events, history-making initiatives, and the lives of people around the world. Our employees succeed through teamwork, commitment, integrity, and innovation. Working together, they both solve and prevent problems. They reduce risks that could impact our internal and external customers.

Together, we are Universal.

We care about our global community that touches more the 30 countries and thousands of people worldwide.

We care about regulations, and details, and the outcomes of our actions.

We know that through our care we help our clients achieve successful missions.

We are Universal.

We move organizations that then move the world.

Job Summary

The Senior Compliance Auditor will perform recurring and non-recurring compliance related projects, analytical testing, monitoring, validation of business controls for compliance with applicable laws and regulations, keeping management updated on progress and providing management reporting. This role will also work collaboratively with internal and external stakeholders to ensure compliance with policies and procedures.

Essential Duties and Responsibilities

1. Develop audit testing plans and strategies with the manager.
2. Assess policies, procedures, and internal controls to ensure effectiveness.
3. Conduct tests to ensure compliance with laws and regulations like AML and Anti-Bribery.
4. Collaborate with teams to ensure controls are working properly.
5. Provide recommendations for improving controls based on test findings.
6. Prepare reports for management on audit outcomes and compliance status.
7. Keep reference materials up to date.
8. Stay updated on relevant laws and regulations.
9. Monitor the company’s alertline and assist in investigations.
10. Check company databases for any matches with denied parties. Coordinate with the Compliance Officer and the organization to implement necessary blocks.
11. Work with data privacy team to prepare client reports.
12. Help develop and deliver compliance training.

Qualifications and Requirements

• Bachelor’s degree in Finance, Accounting, or Engineering.
• Certified Internal Auditor or Certified Fraud Examiner is highly preferred (or willing to obtain one in the near future).
• Familiarity with audit procedures and techniques. At least 5 years of experience in operational, financial, and compliance audits.
• ISO 27001 Lead Auditor Certification a plus.
• Familiarity with FCPA, UK Bribery Act, Other Anti-Corruption Regulations, AML/ATF, Bank Secrecy Act (BSA), USA PATRIOT Act, and OFAC programs.
• Strong data analysis skills, preferably with data mining tools like Tableau or Idea.
• Excellent written and verbal communication skills.
• Detail-oriented with strong organizational skills. Ability to manage diverse and complex assignments independently.
• Experience with Microsoft Office suites. (Excel and Sharepoint)
• Fluency in English required Multilingual a plus.

Benefits

New full-time employees are eligible for benefits at the first of the month following 30 days of employment.

Benefits include:

Voluntary

• Medical – choice of up to 4 plans depending upon your location, full mental health benefits
• Dental – includes adult orthodonture options
• Vision
• Supplemental Life Insurance
• 401K Plan with company matching contributions

Company Provided

• Life and disability coverage
• Employee Assistant Plan
• Paid Time Off (Vacation, Sick Time and Floating Holiday)
• Company Holiday (7 annually)

For additional details, please review our benefits site: https://uwabenefits.com/

Other Information

• International travel may be required (Ability to travel up to 20%)
• Office / Work-from-home hybrid environment.

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Disclaimer:

This position description highlights a general description of duties and responsibilities. Employee(s) may be assigned other duties, in addition to or in lieu of those described herein, and any duties are subject to change at any time, according to the needs of the location or Company.

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Universal Weather and Aviation, Inc. does not discriminate in any way to deprive any person of employment opportunities or otherwise adversely affect the status of any employee because of race, color, religion, sex, sexual orientation, genetic information, gender identity, national origin, age, disability, citizenship, veteran status, or military or uniformed services, in accordance with all applicable governmental laws and regulations.