Securities Compliance Analyst jobs in New York, NY

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COMPLIANCE ANALYST/ASSOCIATE

High attention to detail. Ability to take direction and work independently while applying sound judgment. Excellent oral and written communication skills with ability to interact effectively and professionally across all levels...

CompanyClarion Partners
AddressNew York, NY
CategoryInformation Technology
Job typeFull-Time
Date Posted just now See detail

Compliance Analyst/Associate New

Clarion Partners

New York, NY

High attention to detail. Ability to take direction and work independently while applying sound judgment. Excellent oral and written communication skills with ability to interact effectively and professionally across all levels...

Investment Compliance Analyst New

Bessemer Trust

New York, NY

Conduct testing of various controls in accordance with SEC Rules 38a-1 and 206(4)-7; report results and provide any recommendations. Assist with portfolio compliance monitoring. Assist with the development, tracking and delivery o...

Compliance Analyst II, Advertising

Guild Mortgage

New York, NY

Assist in providing responses to internal customers regarding approvals within 24 48 hours for marketing material requests; if material(s) are non-compliant, initiate alternative solutions that meet compliant guidelines. Assist...

Compliance Analyst I, Advertising

Guild Mortgage

New York, NY

Provide response to internal customers regarding approvals within 24 48 hours for marketing material requests; if material(s) are non-compliant, initiate alternative solutions that meet compliant guidelines. Examine all advertis...

COMPLIANCE ANALYST

Shalom International

New York, NY

60000.00-70000.00 Per Year

Ensure all inspections and testing are up to date without delays, review all inspections performed by China team and provide all final decisions as needed. Create any new tools needed by the compliance team and provide training on...

Business Control Manager/Risk Manager (Audit, Risk, Compliance, Information Security)

Iconma

Jersey City, NJ

Must have Risk experience and excellent verbal and presentation skills. In this role, the Business Control Manager will initially lead the management of risk for up to two Technology Executives by partnering with the leadership an...

IT Security Analyst

Rit Solutions

New York, NY

Title: IT Security AnalystLocation: Brooklyn, NY (once in a week (NY-NJ-PA-CT)Duration: 12 months contractIT Security Analyst Review firewall system security and vulnerability design. Determine security requirements by evaluatin...

Cyber Security Analyst - Vulnerability and Patch Management-Contract

Sia Partners

New York, NY

Ability to focus on our strategic vision and demonstrate a track record to successfully deliver business objectives. Provide strong and regular reporting for VPM related topics. Coordinate with global and local teams address plans...

Corporate Information Security Analyst (Open to Remote)

Bertelsmann

New York, NY

Knowledgeable of Information Security standards and best practices. Analytical thinker who exercises good business judgment. Confidence and willingness to ask questions, raise issues, and concerns in a timely manner. High attentio...

Information Security Analyst Tier 1

York University

New York, NY

Provides initial triage for discovered issues, escalates as needed, and contributes to larger incident response efforts when required. Works collaboratively as a team member in a dynamic environment and must also possess excellent...

Information Security Analyst

Metropolitan Jewish Health System

New York, NY

Tuition Reimbursementfor all full and part-time staff. Generous paid time off. Affordablemedical, dental and vision coverage for employee and family members. Two retirement plans! 403(b) AND Employer Paid Pension. Flexible spend...

Network Security Analyst

Qed National

New York, NY

Networking: LAN, WAN, Wi-Fi, DNS, WINS, DHCP, TCP/IP, ISCSI, Cisco IOS, Cisco NX-OS, Network Fabric, SDWAN, VPN (IPSEC, SSL), Remote Access. Routing Protocols: OSPF, EIGRP, BGP, RIP-2, PBR, Route Filtering, Redistribution, Summari...

Information Security Analyst

Mjhs

New York, NY

Monitor, investigate and interpret SIEM logs and MSSP alarms for Information Security events.. Investigate and document gaps in existing controls.. Create documentation for policies and procedures as needed. Documenting investig...

Security GRC Analyst

Pix11

New York, NY

Note: This position requires presence New York City. Responsible for Third Party Risk Management Program including onboarding and renewals. Implement and maintain Security GRC projects dashboard reporting. Lead Internal Audit Prog...

Cyber Security Analyst

Donnelly & Moore Corporation

New York, NY

Under the general guidance of the IT/Security Architect or Systems Manager, the candidate will be responsible for evaluating and implementing new technologies, analyzing cybersecurity related components and controls associated to...

Senior Analyst, US Tax Compliance

Paramount

New York, NY

$74,400 - $105,000 a year

Preparation and/or review of US tax forms 8858/5471/8865 using Corptax software Prepare international tax calculations including but not limited to Subpart F, Section 951A, Section 250, and foreign tax credit Prepare schedules and...

Epic Security Analyst

Prominence Advisors

New York, NY

Apply technical expertise to implement and optimize EMR workflows and data capture. Mentor customers to up-level their system knowledge and analyst skills. Analyze operational and business requirements, and translate into system c...

AML Compliance Analyst

Bcforward

New York, NY

Ensure complete understanding of fraud issues in their areas of responsibility to ensure high quality work product and adapts to the changing fraud and control environment. Recognizes opportunities for addressing fraud issues, ris...

Tax Analyst, Compliance and Reporting

Comcast Corporation

New York, NY

Preparation of Federal income tax returns for multiple reporting entities, including corporate and partnership returns as well as M-1 adjustments and supporting documentation/workpapers. Liaise with third party (lower tier) partne...

Tax Analyst, Compliance and Reporting

Pix11

New York, NY

Preparation of Federal income tax returns for multiple reporting entities, including corporate and partnership returns as well as M-1 adjustments and supporting documentation/workpapers. Liaise with third party (lower tier) partne...

Sr. Analyst, Trade Compliance - Coachtopia

Coach

New York, NY

All category classification and duty advisement, which can include product, visual merchandise, raw materials, and more. This includes ensuring classification system requirements are properly met from other teams such as product d...

NERA Immediate Hire - Sr. Analyst/Consultant, Securities and Finance (NYC)

Clark Insurance

New York, NY

Company:NERADescription:We have an immediate opening in the Securities & Finance practice in our New York City office for an experienced Senior Analyst/Consultant.The qualified candidate will work independently within a team envir...

NERA Immediate Hire - Sr. Analyst/Consultant, Securities and Finance (NYC)

Marsh & Mclennan Companies, Inc.

New York, NY

We have an immediate opening in the Securities & Finance practice in our New York City office for an experienced Senior Analyst/Consultant.The qualified candidate will work independently within a team environment on client advisor...

Business Systems Analyst -Compliance or Audit

Iconma

Jersey City, NJ

Presentations and Charts, Process Flows, Data models, Use Cases, Other Requirements Documents as appropriate to document and communicate the Requirements.. The Business Analyst may also be responsible for tracing the requirements...

Cyber Security Analyst

Techwave Consulting Inc.

New York, NY

Must be flexible to handle multiple assignments and deadlines and adapt to changing priorities. The candidate must possess strong technical skills across Cyber Security technologies including; scripting skills and an understanding...

Security Analyst-Identity and Access Management

Emcor

New York, NY

Implement, at management direction, and monitor a strategic, comprehensive enterprise information security management system to ensure the integrity, confidentiality and availability of information owned, controlled, or processed...

Contracts Compliance Analyst Intern (Summer 2024)

York State Department Of Labor

New York, NY

Ensures timely entry and verification of contracts data.. Verifies system monetary values align to contractual documents.. Reviews basic contract and contract modification requirements and ensures contracts system compliance, perf...

Cyber Security Compliance & Audit Manager

Nj Transit

Newark, NJ

Comprehensive Family Health Insurance Medical, Prescription, Dental, Vision . Flexible Spending Account . Life Insurance . Paid Leave . Tuition Assistance . Pre-Tax Commuter Benefits Plan. Retirement Plans401(a) - Retirement pla...

Recertification & Compliance Analyst

Real Estate Owner/Developer/Operator

New York, NY

$45,000 - $50,000 a year

Perform compliance tasks, including but not limited to assist with the process of resident certifications, monthly voucher preparation, repayment agreement generation, waiting list applicant processing, and compliance reporting. V...

Principal Security Analyst (Government Clearance Required)

York State Department Of Labor

New York, NY

SANS GIAC Cyber Threat Intelligence (GCTI). SANS GIAC Network Forensic Analyst (GNFA). SANS GIAC Certified Forensic Analyst (GCFA). SANS GIAC Certified Forensic Examiner (GCFE). SANS GIAC Certified Incident Handler (GCIH). SANS GI...