Regulatory Compliance jobs in New York, NY

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ATTORNEY DEVELOPMENT MANAGER: LIFE SCIENCES (PATENT, LICENSING, REGULATORY & COMPLIANCE)

We are in the business of building authentic, long-term relationships with our clients, who are some of the worlds most successful and innovative investors, entrepreneurs and disruptors in the Life Sciences, private equity, real...

CompanyGoodwin
AddressNew York, NY
CategoryInformation Technology
Date Posted 2 weeks ago See detail

Attorney Development Manager: Life Sciences (Patent, Licensing, Regulatory & Compliance)

Goodwin

New York, NY

We are in the business of building authentic, long-term relationships with our clients, who are some of the worlds most successful and innovative investors, entrepreneurs and disruptors in the Life Sciences, private equity, real...

Regulatory Compliance Officer

Hsbc

New York, NY

Interacting with and advising business and functional areas across multiple regions on regulatory requirements related to trading futures on US exchanges. Assisting with review and challenge on responses to regulatory inquires and...

Senior - AML Regulatory Compliance Consultant (Blockchain/Digital Assets)

Rsm Global

New York, NY

Work individually or as part of a team to execute model validation activities and testing against BSA/AML and OFAC models, including assessing risks related to model design, data, output, and governance. Lead and execute AML indep...

REGULATORY COMPLIANCE COUNSEL

Hermes Of Paris Inc.

New York, NY

$137,156 - $228,594 a year

Work closely with U.S. legal team, U.S. import team and French Parent Company across all departments and business divisions for all Herms owned brands operating in the USA to advise on applicable U.S. Regulatory Laws. Track and i...

Senior - AML Regulatory Compliance Consultant (Blockchain/Digital Assets)

Rsm Us Llp

New York, NY

$75,200 - $150,100 a year

Work individually or as part of a team to execute model validation activities and testing against BSA/AML and OFAC models, including assessing risks related to model design, data, output, and governance. Lead and execute AML indep...

Regulatory Compliance Analyst

Argo Group

New York, NY

Comfortable bringing their whole selves to work. Confident that they will be treated respectfully. Recognized for their performance and provided with equal opportunities to succeed. Stay apprised of changes to insurance regulatory...

Compliance and Regulatory Lead

Kohler

New York, NY

Secure US and select international regulatory authorization for health/wellness products Oversee maintenance of regulatory licenses, registrations and listings Work with commercial team to ensure advertising and promotions comply...

Legal & Compliance - Infrastructure - Regulatory Attorney, VP

Blackstone

New York, NY

Work closely with the CCO and investment team to provide broad support for the Compliance Program for Blackstone's $40+ billion Infrastructure business, team members, and investment portfolio consistent with applicable law and reg...

Head of Regulatory Reporting (Legal Compliance)

Ares Management Corporation

New York, NY

Serve as the primary subject matter expert with respect to regulatory submissions to the SEC, CFTC and other primary regulators pursuant to the Investment Advisers Act of 1940 and related securities regulations and exemptions. Res...