Compliance Risk Specialist jobs in New York, NY

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CYBERSECURITY GOVERNANCE, RISK AND COMPLIANCE SPECIALIST

Partner with the GRC leaders to provide guidance and develop solutions that protect Bloomberg, our products, customers, and employees. Support the GRC leadership to build a GRC strategy and roadmap to continuously improve Bloomber...

CompanyBloomberg
AddressNew York, NY
CategoryHuman Resources
Date Posted 2 weeks ago See detail

Cybersecurity Governance, Risk and Compliance Specialist

Bloomberg

New York, NY

Partner with the GRC leaders to provide guidance and develop solutions that protect Bloomberg, our products, customers, and employees. Support the GRC leadership to build a GRC strategy and roadmap to continuously improve Bloomber...

Dodd Frank EAC Compliance and Operational Risk Executive New

Bank Of America

New York, NY

10+ years experience covering swaps related legal or compliance matters for or on behalf of a major U.S. institutional swap dealer or bank with a strong knowledge of Title VII / Dodd Frank;. Significant experience interfacing wit...

Compliance Risk Lead Examiner

York State Department Of Labor

New York, NY

Evaluate and promote the overall safety and soundness of supervised institutions. Ensure supervised institutions compliance with relevant laws and regulations. Facilitate the stability of the financial system of the United States...

Specialist, Customer Risk

York State Department Of Labor

New York, NY

Highly seasoned professional role requiring substantial knowledge / expertise in a complex field and knowledge of broader related areas. Integrates knowledge of the sub-functions overarching strategy in developing solutions across...

Financial Services Risk Transformation - Financial Crimes Compliance - Manager Consultant

York State Department Of Labor

New York, NY

Demonstrated ability to manage, supervise and build an effective team of technology consultants through all phases of project technology life-cycle. Ability and comfort level in researching client inquiries and understanding emerg...

Financial Services Risk Consulting, Sector Compliance - Senior - New York, Chicago

York State Department Of Labor

New York, NY

Compliance program assessment. Compliance program design and implementation assistance. Development of compliance policies and procedures. Compliance program testing. Regulatory inquiry assistance. Regulatory examination readiness...

CMC Product Quality Compliance Specialist (Regulatory Communications)

Biospace

New York, NY

Responsible for providing writing and strategy support in communications to regulatory agencies including product deviation reports (BPDR, QDR, DPR, etc.), clinical notice of events and agency inspection responses in collaboration...

Associate Compliance Specialist

Biospace

New York, NY

Leads and handles Change Controls for Warehouse & Logistics. Ensures that all activities related to the investigation and resolutions of non-conformities are performed in a timely manner and in compliance with Regeneron procedures...

Quality Compliance Specialist

Biospace

New York, NY

Responsible for ensuring aspects of Quality Compliance for the manufacturing site including manufacturing, quality systems, quality control, validation, facilities, and materials management. Actively participate in continuous impr...

Financial Crimes Risk Specialist (Financial Services Specialist 4 (Financial Crime Risk))

Financial Services, Department Of

New York, NY

$100,721 - $124,107 a year

Evaluating financial institution Financial Crime Risk (BSA/AML, CIP, OFAC/Sanctions, CTF) in a management, compliance or audit environment. Developing and implementing Financial Crime Risk management or compliance policies, progra...

BSA/AML Compliance Risk Supervising Examiner

Federal Reserve Bank

New York, NY

Evaluate and promote the overall safety and soundness of supervised institutions;. Ensure supervised institutions compliance with relevant laws and regulations, including consumer protection;. Facilitate the stability of the fina...

Group Risk Specialist- Business Resilience & Incident Management

York State Department Of Labor

New York, NY

Highly seasoned professional role requiring substantial knowledge/expertise in a complex field and knowledge of broader related areas. Integrates knowledge of the enterprise sub-functions or business lines overarching strategy i...

Workday HR Benefits and Compliance Specialist

Pix11

New York, NY

A prestigious global media company is seeking a dedicated and detail oriented Workday HR Benefits and Compliance Specialist to join our Human Resources team. The successful candidate will have a strong understanding of benefits ad...

Sr. Financial Risk Specialist/Analyst

Adecco

New York, NY

$88.00/Hour

Comprehensive Benefits Package: Dental, vision, health, and 401K. $88.00/HR. HYBRID enjoy the perks of both environments.. Dive deep into a variety of portfolios (active, passive, liquid alternatives) across asset classes (fixed...

Facilities Compliance Specialist (Technical Writing)

Biospace

New York, NY

Acts as a liaison between the Facilities Department and onsite quality and regulatory groups to define and address all issues of non-compliance. Manage and participate in Facilities Department issues of non-compliance to ensure al...

Legal Compliance Specialist

Archstone Builders Llc

New York, NY

$105,000 to $115,000 per year

contracts, & tracking & maintaining co. records to ensure compliance with city, state & fed reqmts; & 6 mths of exp prep. & filing applications & reports with government agencies to obtain permits, licenses & certificates. Please...

Quality Compliance Specialist (Complaints)

Biospace

New York, NY

Responsible for ensuring aspects of Quality Compliance for the Rensselaer site inclusive of manufacturing, quality control, validation, facilities and materials management.. Conducts investigations related to dissatisfaction in pr...

Compliance Specialist (External Manufacturing)

Biospace

New York, NY

Leading and handling deviation investigations, CAPAs, and change controls. Reviewing and maintaining procedures, polices and other instructional documents with a focus on continuous improvement. Generating and tracking performance...

HUD Compliance Specialist 3 (Residential Compliance)

Lmdp

New York, NY

)Prepares and send reminder notices to the residents at 120, 90, 60, and 30 daysCommences holdover for Failure to Recertify by 2nd day of effective monthMaintains waiting lists in accordance with HUD regulations, when applicableCo...

Climate Risk Specialist

York State Department Of Labor

New York, NY

Lead and work closely with cross-functional teams in collecting, analyzing, and interpreting climate data to assess risks. Utilize advanced GIS tools and techniques to conduct spatial analysis and visualize climate-related risks....

Financial Risk Specialist, Model Risk Program

Federal Reserve System

New York, NY

Lead and continue developing the Function's Model Risk management program, design new processes and improve current processes in executing the independent assessment of models used across the Bank, which includes conducting analys...

Market Risk Analytics Specialist

Sumitomo Mitsui Banking Corporation

New York, NY

remote work

Research on the conceptual soundness of the capital-related Market Risk models, including VaR/SVaR and FRTB Scenario simulation choices (e.g. parametric, historical, Monte-Carlo).PnL generation choices (e.g. sensitivity-based, par...

Vice President Treasury Risk and Compliance Assurance

Hsbc

New York, NY

Lead assigned assurance reviews to ensure timely and quality execution of the reviews while adhering to internal policies and procedures. This will include engaging, testing and providing feedback to the team on review activities...

Compliance and Operational Risk Manager- Global Corporate and Investment Banking

Bank Of America

New York, NY

7+ Years Experience. Bachelors Degree; May require regulatory examination/registration or certification depending on jurisdiction and role. Financial Services or similarly regulated sector. Experience in a Control Room, front off...

IT Security Analyst III (Governance/Risk/Compliance)

Innova Solutions

New York, NY

Reviews and analyzes complex data and information to provide insights, conclusions and actionable recommendations provides direction and guidance on reports and analyses and ensures recommendations are aligned with customer/busine...

Financial Services Risk and Compliance Consulting Senior Manager

Ntt Data, Inc.

New York, NY

As a Risk and Compliance Consulting Senior Manager, you will work collaboratively as part of a client-facing team to deliver value to our clients and help them achieve their digital, data, and transformational goals. NTT DATA Serv...

Anti-Money Laundering, Compliance Advisory Specialist III

Capital One

New York, NY

Providing input on business regulatory requirements. Providing guidance on business policies, standards, and procedures. Developing and reviewing department compliance training, as appropriate. Providing AML compliance advice on p...

Banking Compliance Training and Communications Specialist

York State Department Of Labor

New York, NY

Training, learning & development, and Communications. Compliance-wide frameworks and standards for testing, monitoring, risk assessments, reporting, and other activities. Internal Audit and regulatory exam management, and ongoing...

Financial Analyst / Investment Risk Management Specialist / Education Consultant

Immi Consulting

Jersey City, NJ

$15 - $40 an hour

Conduct Market Research: Perform in-depth market research to identify trends, economic conditions, and influencing factors in the stock market. Analyze Stock Trends: Use quantitative and qualitative analysis to evaluate stock perf...

Business Control Manager/Risk Manager (Audit, Risk, Compliance, Information Security)

Iconma

Jersey City, NJ

Must have Risk experience and excellent verbal and presentation skills. In this role, the Business Control Manager will initially lead the management of risk for up to two Technology Executives by partnering with the leadership an...