Trade Compliance Officer jobs in New York, NY
Now available 15 results are consistent
Sort by:relevance - date
SENIOR COMPLIANCE OFFICER - TRADE / EXPORT CONTROL - LEGAL & COMPLIANCE
Lead Trade Compliance Program regarding Export Control restrictions as applicable to software / technology, whether the software is Bloomberg proprietary or third party software. Build and maintain relationships with internal stak...
| Company | Bloomberg |
|---|---|
| Address | New York, NY |
| Category | Information Technology |
| Date Posted | a month ago See detail |
Senior Compliance Officer - Trade / Export Control - Legal & Compliance
Bloomberg
New York, NY
Lead Trade Compliance Program regarding Export Control restrictions as applicable to software / technology, whether the software is Bloomberg proprietary or third party software. Build and maintain relationships with internal stak...
a month ago seen See more...
- View all Bloomberg jobs - jobs in New York, NY
Senior Data Privacy Compliance Officer - Legal & Compliance
Bloomberg
New York, NY
Support the implementation of the Privacy Program, ensuring Bloomberg meets its legal, regulatory, and reputational responsibilities. Support, and at times lead the team, on specific regulatory Compliance projects /initiatives for...
2 weeks ago seen See more...
- View all - jobs in New York, NY
Associate Compliance Officer and Operations Associate
Kahn Brothers Group
New York, NY
$90,000 - $130,000 a year
401(k). Health insurance. Retirement plan. Monday to Friday. Compliance: 3 years (Required). Operations: 2 years (Required). Series 7 (Preferred). Series 24 (Preferred)....
a month ago seen See more...
- View all - jobs in New York, NY
Compliance Officer & Counsel
An Insurance Agency
New York, NY
Drafting and/or updating compliance and other corporate policies (e.g., Code of Ethics, Compliance Manual, Anti-Corruption Policy). Assisting with onboarding new directors and employees, including support for compliance orientatio...
a month ago seen See more...
- View all - jobs in New York, NY
Compliance Officer
Guggenheim Partners
New York, NY
Position SummaryThe Compliance Officer is located in our New York office.Essential Job Functions Interacting with deal team to collect due diligence material. Assisting in analyzing and implementing new regulationsPreferred Quali...
a month ago seen See more...
- View all Guggenheim Partners jobs - jobs in New York, NY
Compliance Officer
Guggenheim Services, Llc
New York, NY
Responsibilities will include conducting beneficial owner and control person due diligence on participants in transactions as well as assisting with GPIM client and collective investment vehicle investor AML/KYC on-boarding. Ass...
a month ago seen See more...
Manager, CIB & Research Compliance Officer
Scotiabank
New York, NY
Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems, and knowledge. Provide day-to-day compliance support for CIB and Research businesses, assisting with the provisi...
a month ago seen See more...
- View all Scotiabank jobs - jobs in New York, NY
Regulatory Compliance Officer
Piermont Bank
New York, NY
Daily Compliance . Establish, review, and monitor Bank's system of internal controls for ensuring Bank-wide compliance. Consult with Management and employees who have questions about compliance/monitoring related policies and proc...
a month ago seen See more...
- View all Piermont Bank jobs - jobs in New York, NY
Sr. Analyst, Trade Compliance - Coachtopia
Coach
New York, NY
All category classification and duty advisement, which can include product, visual merchandise, raw materials, and more. This includes ensuring classification system requirements are properly met from other teams such as product d...
2 months ago seen See more...
- View all Coach jobs - jobs in New York, NY
Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Capital One
New York, NY
Promoting a culture of compliance and managed risk taking. Providing subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but not limited to anti-money laundering,...
2 months ago seen See more...
- View all Capital One jobs - jobs in New York, NY
Security Officer - Retail Mall - World Trade Center
Allied Universal
New York, NY
Positions Are: Full Time Work Shifts Available: 11PM -7AM Workdays Available: Candidates should be flexible Monday Sunday Daily Pay Available - Get paid, before payday Pay Rate: $17.30 Must exhibit great customer service skills,...
4 weeks ago seen See more...
- View all - jobs in New York, NY
Officer - Bank Compliance
Hab Bank
New York, NY
Possess expertise in Bank Secrecy Regulations, Fair Credit Acts and Anti-Money Laundering Laws. Have a working knowledge of Banking Consumer Protection Law and Regulations, specifically in the area of Commercial Mortgage, Fair Len...
a month ago seen See more...
- View all Hab Bank jobs - jobs in New York, NY
Senior Officer, Trade and Supply Chain Services
Anz
New York, NY
Provide excellent customer service by timely processing of transactions, prompt response to inquiries and regular follow ups via customer visits or calls. Understand our Trade customers needs and provide operational insights and...
2 months ago seen See more...
- View all Anz jobs - jobs in New York, NY
SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance
Bloomberg
New York, NY
Conduct trade surveillance monitoring, real-time market monitoring and investigations. Assess and interpret the relevance of applicable rules and regulations. Liaise with regulators, as well as BSEFs regulatory service provider....
2 months ago seen See more...
- View all Bloomberg jobs - jobs in New York, NY
Compliance Manager - Trading
Bp Energy
New York, NY
The position reports to the Senior Compliance Manager and is primarily responsible for performing surveillance of business activities, influencing culture, delivering training and providing guidance to the business to ensure compl...
2 months ago seen See more...
- View all Bp Energy jobs - jobs in New York, NY
Account 
More