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Lead Compliance jobs

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SEF COMPLIANCE SURVEILLANCE LEAD AND ADVISORY COMPLIANCE OFFICER - LEGAL & COMPLIANCE

Conduct trade surveillance monitoring, real-time market monitoring and investigations. Assess and interpret the relevance of applicable rules and regulations. Liaise with regulators, as well as BSEFs regulatory service provider....

CompanyBloomberg
AddressNew York, NY
CategoryInformation Technology
Date Posted just now See detail

SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance New

Bloomberg

New York, NY

Conduct trade surveillance monitoring, real-time market monitoring and investigations. Assess and interpret the relevance of applicable rules and regulations. Liaise with regulators, as well as BSEFs regulatory service provider....

just now seen See more...

Governance, Risk, and Compliance Lead

University Of Chicago

Michigan, United States

Leads implementation and maintenance of NIST risk management framework and 800-53 controls to manage security and privacy risks for the Unit. Develops compliance strategy, and leads and executes various tasks based on those strate...

4 days ago seen See more...

Lead Field Compliance / Safety Advisor - Dhahran

Source Code

Houston, TX

Required Visa Status:CitizenGCUS CitizenStudent VisaH1BCPTOPTH4 Spouse of H1BGC Green CardEmployment Type:Full TimePart TimePermanentIndependent - 1099Contract W2C2H IndependentC2H W2Contract Corp 2 CorpContract to Hire Corp...

4 days ago seen See more...

Quality Torque and Compliance Lead

General Motors

Detroit, MI

Torque-FTQ Key Release Report. TFTQ Troubleshooting and Support. Maintaining the Quality Torque Database. PTR Support With Quality Engineers. Plant SME for Datamyte Tooling and Software. Support Torque Monitoring Team and TM profi...

4 days ago seen See more...

Compliance and Regulatory Lead

Kohler

New York, NY

Secure US and select international regulatory authorization for health/wellness products Oversee maintenance of regulatory licenses, registrations and listings Work with commercial team to ensure advertising and promotions comply...

4 days ago seen See more...

Senior Section 508 Compliance Lead

Saic Motor

QUANTICO, VA

BA/BS with a minimum 9 years hands-on experience in test automation, including extensive experience in digital accessibility, or additional years of experience and certifications in lieu of a degree Ability to lead a team of teste...

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Federal Security Compliance, Lead

Fortra

United States

Become the main point of contact and subject matter expert for all Federal Government Compliance Program related activities.. Meet with federal agencies and federally regulated businesses (customers) to determine FedRAMP or CMMC...

a week ago seen See more...

Associate Lead I - Biomanufacturing, Compliance

Catalent, Inc.

Madison, WI

Facilitate Rapid Response Team as deviations occur, documenting critical information to determine true root cause. Provide timely review of logbooks as needed to ensure data complies with cGMP expectations. Assist to track/monitor...

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Lead Compliance Investigator - Remote

Gxo Logistics

Colfax, NC

$102K - $129K a year

Act as the point of contact for advice and mentorship on investigation issues for your area of responsibility while reviewing, implementing, and providing training on compliance controls and corporate policies Conduct thorough, ti...

a month ago seen See more...

Lead Compliance Specialist

Discover Financial Services

Illinois, United States

Owns oversight of Identity Theft/Red Flags Program, including completion of Annual Red Flags Assessment. Responsible for reporting and oversight of monthly KPI reporting at Fraud Oversight Working Group. Assists more senior compl...

a month ago seen See more...

Lead Contract Compliance Specialist

Federal Law Enforcement Training Centers

Artesia, NM

Please provide a copy of your FACCOR Level III certification and include your contracting experience in your resume.In addition to the selective placement factor, you must have possess at least one year of specialized experience e...

3 weeks ago seen See more...

Quality Compliance Lead

Cnam - Auditeurs - Accueil

Indianapolis, IN

At Advanced Accelerator Applications, a Novartis company, we are committed to leading innovation in nuclear medicine and delivering the next generation of targeted radioligand therapy to cancer patients. We are looking for experie...

4 weeks ago seen See more...

Water Quality and Environmental Compliance Lead

American Water Works Company Inc

New Jersey, United States

Oversees plant and laboratory procedures for testing and sampling to ensure Company and regulatory requirements are met. Gives technical guidance to operations in dealing with Water Quality related issues. Recommends treatment and...

4 weeks ago seen See more...

Compliance Policy and Training Lead

Corporate Functions

Olin, NC

You will work closely with cross functional stakeholders to ensure policies, procedures, and Training are high quality and demonstrate Apples excellence. You will play a key role in driving uniformity and supporting continued dev...

4 weeks ago seen See more...

Regulatory Lead and Compliance Officer - USA (Remote)

Gocardless

Texas City, TX

Developing a comprehensive regulatory strategy for the US and Canada that is fit for GoCardless' current business and strategic objectives. Obtaining (if needed) and maintaining all requisite licences and authorizations (including...

4 weeks ago seen See more...

Compliance Lead, Token Listing

Okcoin

San Jose, CA

Build and lead a team of compliance analysts performing due diligence and enhanced due diligence on tokens and issuer teams. Assist a team in various tasks, such as performing due diligence and enhanced due diligence on tokens. De...

a month ago seen See more...

Lead Specialist, International Trade Compliance

General Electric

Washington, DC

Work with senior members of the ITC team and relevant stakeholders to prepare authorization applications for approval to the U.S. Department of State, Directorate of Defense Trade Controls and U.S. Department of Commerce Bureau of...

a month ago seen See more...

Compliance - Customer Service Team Lead

Cut N Dry Restoration

Victorville, CA

$23 - $28 an hour

Medical, dental, vision, and life insurance 401(k) plan Vacation pay Sick pay Competitive bonus incentives Self-starter - independently tackles tasks and strives to complete objectives Analytical - excellent critical thinking and...

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Compliance Engineer Lead Medical Devices and LifeSciences

Global Recruiters Network Of Dublin

Morrisville, NC

$100,000 - $110,000 a year

401(k). 401(k) matching. Bonus based on performance. Competitive salary. Paid time off. Profit sharing. Bachelors degree in Biomedical Engineering or related field. 4-6 years of industry experience in medical device or combinatio...

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Director of Compliance: Leading Ethical Excellence

Trivium Life Services

Council Bluffs, IA

$69,000 - $85,000 a year

Strategic Compliance Leadership: Develop, initiate, and maintain a proactive compliance program to uphold company integrity and mitigate risk. Collaborate with executive leadership to design and implement company-wide compliance s...

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Principal Compliance Representative - Lead

State Of California

Sacramento, CA

Sacramento (central office). PRINCIPAL COMPLIANCE REPRESENTATIVE, FRANCHISE TAX BOARD. Job Application Package Checklist. Duty Statement. The position(s) require(s) a Background Investigation be cleared prior to being hired. Curre...

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Lead Regulatory Compliance Specialist

Alliant Energy

Madison, WI

Uses technical and regulatory expertise to interpret, analyze, and implement federal/state regulations and mandates. Provides ultimate direction and guidance for processes to monitor compliance, execution, and investigation relate...

2 months ago seen See more...

Governance, Risk, Compliance Cybersecurity Lead

Delta Faucet Company

Indianapolis, IN

Establish and maintain cybersecurity policies, standards, and procedures in accordance with industry best practices. Support NIST Cybersecurity Framework 2.0 compliance to ensure alignment with organizational goals and objectives....

2 months ago seen See more...

Lead Audit & QA Compliance Analyst - 90205029 - Wilmington

Amtrak

Wilmington, DE

$83K - $105K a year

Conduct quality and safety assurance evaluations/observations/audits to assess effectiveness of and compliance with federal, state, and local laws and regulations, including FRA regulations, and Amtrak standards, rules, and polici...

2 months ago seen See more...

Security & Compliance Lead

Archer Daniels Midland Company

Decatur, IL

$83.3K - $105K a year

Report to GICS Director of Architecture and Engineering as a Senior Technical Architect and Engineer Report dotted-line to Cloud CoE Lead and Steerco representing Security and Compliance in CoE strategy, planning, and decision mak...

2 months ago seen See more...

Lead Field Compliance / Safety Advisor - Dhahran

Source Code

Houston, TX

$96.1K - $122K a year

Assess and report contractor compliance with contract Occupational Health, Safety, and Environmental requirements. Conduct preconstruction job explanation and kick-off meetings to explain construction execution safety requirements...

2 months ago seen See more...

Cyber Compliance Lead

Labcorp

Burlington, NC

$88,005 - $120,000 a year

Primary point of contact for client and sponsor audits and requests for information related to Labcorp security policies, standards, and controls. Liaison with internal and external auditors and regulators as it relates to Securit...

2 months ago seen See more...

Compliance Lead

Morty

Remote

$65,000 - $85,000 a year

Lead the development and implementation of appropriate compliance procedures in all areas of the business. Manage state examinations. Build relationships and engage with regulators. Serve as the point of contact for audits of reco...

2 months ago seen See more...

Compliance Risk Management Lead - Vice President

Jpmorgan Chase & Co

Chicago, IL

$118,750 - $193,000 a year

Partner with JPM CIB teams, advising on financial crime risk in support of current business priorities. Provide GFCC support on internal risks to sales, product teams, and other functional partners. Review and advise on new produc...

2 months ago seen See more...

Compliance Department Release of Information Lead

Confluent Health

Louisville, KY

$49.8K - $63K a year

Competitive salary Employee-centric work culture from the top, down! Medical, dental, vision Generous PTO 401(k) Employer Matching And more! Essential FunctionsImplement processes to ensure requests for protected health informatio...

2 months ago seen See more...

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What are the top cities open Lead Compliance jobs?

There are open Lead Compliance jobs in several cities including New Brunswick, Washington, Baltimore, Mount Vernon, Lincolnshire, Fort Lee, Los Angeles, West Columbia, San Jose, Englewood, Irving, Olympia, Tampa, Austin, Houston,

What companies are hiring for Lead Compliance jobs?

The top companies hiring now for Lead Compliance jobs are Alight, ConnectiCare, Cross River, Discover Financial Services, EmblemHealth, Johnson & Johnson, Shell, SST Direct, Volks Resources, Wilbur-Ellis Agribusiness, Wilbur-Ellis Company,

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