Full-Time Trade Compliance Manager jobs
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TRADING COMPLIANCE MANAGER
The position reports to the Compliance manager for LCS and is primarily responsible for performing surveillance of business activities, influencing culture, delivering training and providing guidance to the business to ensure comp...
| Company | Bp Energy |
|---|---|
| Address | Chicago, IL |
| Category | Information Technology |
| Job type | Full-time, Part-time |
| Date Posted | a month ago See detail |
Trading Compliance Manager
Bp Energy
Chicago, IL
The position reports to the Compliance manager for LCS and is primarily responsible for performing surveillance of business activities, influencing culture, delivering training and providing guidance to the business to ensure comp...
a month ago seen See more...
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Trading Compliance Manager, Vice President, Hybrid
State Street
New York, NY
Not disclosed
Coordinate with various internal and external constituents to ensure accurate trade and execution reporting to the SEC, FINRA and various SROs regarding applicable trade reporting requirements including TRACE, MSRB, and CAT. Impl...
2 months ago seen See more...
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Compliance Manager - Trading
Bp Energy
New York, NY
The position reports to the Senior Compliance Manager and is primarily responsible for performing surveillance of business activities, influencing culture, delivering training and providing guidance to the business to ensure compl...
4 weeks ago seen See more...
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Governance, Risk & Compliance Manager
Dropbox
United States
Promote and foster a culture of trust within and outside of Dropbox.. Lead a team to execute on cross-team and/or multi-phase projects from design through implementation against a wide variety of regulatory and compliance framewor...
3 days ago seen
Compliance Manager
Chapman Management Group
Washington, DC
$126k-165k (estimate)
Competitive salary. Dental insurance. Health insurance. Paid time off. Vision insurance. Work closely with on-site and corporate staff to ensure regulatory compliance with housing programs are met. Required between sites and corpo...
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Financial Services - Regulatory Compliance - Manager 1 1
York State Department Of Labor
New York, NY
Consistently deliver quality client services. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected outcomes. Stay informed of current business and industry trends relevant to the...
3 days ago seen See more...
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Financial Services - Regulatory Compliance - Manager 1
York State Department Of Labor
New York, NY
Leading your own engagement team; interacting and developing relationships with clients top executives and our firms leadership. Providing guidance and relevant expertise to help your team build strategic and innovative solution...
3 days ago seen See more...
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Financial Services - Regulatory Compliance - Manager
Ernst & Young Llp
New York, NY
Competitive
Leading your own engagement team; interacting and developing relationships with clients top executives and our firms leadership. Providing guidance and relevant expertise to help your team build strategic and innovative solutio...
3 days ago seen See more...
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Internal Compliance Manager
Helping Hands Behavioral Llc
Akron, OH
$50,000 - $55,000 a year
Modern office setting. Food provided. Growth opportunities. Casual work attire. Safe work environment. 401(k). Employee discount. Referral program. 8 hour shift. Day shift. Evening shift. Monday to Friday. Night shift. Overtime. W...
3 days ago seen See more...
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Operations Compliance Manager
Amentum
Richland, WA
Perform all work safely and with the utmost concern for the safety of self and other employees.. Perform all work in compliance with environmental permits and regulations.. Complete required training and maintain qualifications as...
4 days ago seen See more...
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Sr Manager Finance Compliance, Corporate
Kenvue
Skillman, NJ
Competitive salary and benefits package
Demonstrates strong learning agility. Views issues with a risk-based lens and develops appropriate mitigation plans. Review outputs for accuracy, develop solutions and drive resolutions that will help strengthen the Companys cont...
2 days ago seen See more...
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Sr Manager Finance Compliance, SOX
Kenvue
Skillman, NJ
Competitive salary and benefits package
Finance Processes Influence actionable change pertaining to key control design and continuously improve the Compliance posture of the organization while helping to streamline Compliance requirements. Ensure leaders understand ho...
2 days ago seen See more...
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Technician, Global Trade Compliance
Abbott Laboratories
Illinois, United States
$22 - $44 an hour
Career development with an international company where you can grow the career you dream of. Free medical coverage for employees* via the Health Investment Plan (HIP) PPO. An excellent retirement savings plan with high employer co...
a week ago seen See more...
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Director – Head of Electronic Trading Compliance Advisory
Td Bank
Chicago, IL
$200K - $253K a year
Advise business areas on firm policies and procedures, regulatory requirements and industry best practice. Identify regulatory trends and developments that impact business areas, and advise staff as to how this may impact their cu...
a week ago seen See more...
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Compliance Manager: Consumer Finance Advisory
Avant, Llc
Chicago, IL
$92.6K - $117K a year
Evaluate new business initiatives and participate in complex projects to identify potential compliance risk and risk mitigation activities Participate in our Complaint Management and Issue Management programs, including assessing...
a week ago seen See more...
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Compliance Manager
Axa Partners
Chicago, IL
$130,000 - $150,000 a year
Support implementation of AXA Partners Compliance programs and policies. Support business teams and act as a business partner to leadership ensuring activities are conducted in a compliant manner. Performance of local and regional...
a week ago seen See more...
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Compliance Manager
Thermo Fisher Scientific
Morrisville, NC
Bachelors degree or equivalent and relevant formal academic / vocational qualification 5+ years of quality assurance experience that provides the knowledge, skills, and abilities to perform the job or equivalent combination of ed...
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Regional Compliance Manager
Vail Resorts
White Haven, PA
Ski/Mountain Perks! Free passes for employees, employee discounted lift tickets for friends and family AND free ski lessons . MORE employee discounts on lodging, food, gear, and mountain shuttles. 401(k) Retirement Plan . Employ...
a week ago seen See more...
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Financial Compliance Program Manager
Georgia Institute Of Technology
Atlanta, GA
Job Title: Financial Compliance Program ManagerLocation: Atlanta, GeorgiaRegular/Temporary: RegularFull/Part Time: Full-TimeJob ID: 272854About Us Georgia Tech prides itself on its technological resources, collaborations, high-qua...
4 days ago seen See more...
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Trading Manager
Procter & Gamble
New York, NY
Lead social and digital media execution across a variety of programmatic and social advertising platforms. Analyze large data sets across various platforms to deliver actionable insights to media partners and business managers. Co...
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Trading Manager
Procter & Gamble
Cincinnati, OH
Lead social and digital media execution across a variety of programmatic and social advertising platforms. Analyze large data sets across various platforms to deliver actionable insights to media partners and business managers. Co...
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Manager, Global Logistics Trade Management - Houston, United States - SYSCO
Sysco
United States
Provide strategic and operational support and expertise to ensure compliance with import, export, and supply chain security laws and regulations. Support an effective Compliance Monitoring function so that it has sufficient expert...
6 days ago seen
Level 3 Principal International Trade Compliance Analyst
Northrop Grumman
Melbourne, FL
Strategizes, develops, and manages comprehensive export authorizations to ensure compliance with US and foreign regulations. Follows business processes pertaining to export/import requirements and all necessary export and import l...
2 weeks ago seen See more...
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Compliance Manager - Anti-Money Laundering (AML)
Piper Sandler Companies
Minneapolis, MN
Conduct securities transaction surveillance and client account reviews for red flags and suspicious activity. Collaborate with the Chief AML Officer team in identifying potential risks and determine how to mitigate. Assist the Inv...
2 weeks ago seen See more...
Manager, Quality Compliance (Complaint Investigations)
Biospace
New York, NY
Responsible for ensuring aspects of Quality Compliance for the Rensselaer site inclusive of manufacturing, quality control, validation, facilities, and materials management; this work may be done through direct reports.. Oversees...
7 days ago seen See more...
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Chief Compliance Officer, Asset Management
Coinbase
Remote
$245,225 - $288,500 a year
Youve got positive energy. Youre optimistic about the future and determined to get there. Youre never tired of learning. You want to be a pro in bleeding edge tech like DeFi, NFTs, DAOs, and Web 3.0. You appreciate direct commu...
a week ago seen
Manager of Compliance and Safety
Greater Minneapolis Crisis Nursery
Minneapolis, MN
$65,000 - $72,000 Per Year
Providing accounting support to the Finance and Operations director utilizing best practices under local, state, and federal regulations and policies. Ensures that compliance standards with USDA School Meal Guidelines are bein...
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Senior Finance Manager, US Therapeutics Financial Compliance
Biospace
Illinois, United States
Lead, manage, and motivate a team of three finance professionals plus a contractor. Lead the US Therapeutics Federal Sunshine and US Enterprise State Transparency Reporting process collecting and reporting the data timely and accu...
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Global Financial Crimes Compliance and Operational Risk Manager
Bank Of America
Charlotte, NC
$135K - $171K a year
Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations Engages i...
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SENIOR ADMINISTRATIVE ASSISTANT, Quality Management & Compliance
Boston University
BOSTON, MA
Associate's required, Bachelor's preferred. 1-3 years experience required, 3-5 years preferred. Must have strong written and communication skills and a pleasant personality. Must be a self-starter, proactive individual capable of...
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