Trade Compliance Manager jobs in Rock Hill, SC
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GLOBAL FINANCIAL CRIMES COMPLIANCE AND OPERATIONAL RISK MANAGER
Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations Engages i...
| Company | Bank Of America |
|---|---|
| Address | Charlotte, NC |
| Category | Accounting/Finance |
| Salary | $135K - $171K a year |
| Job type | Full-time |
| Date Posted | 3 weeks ago See detail |
Global Financial Crimes Compliance and Operational Risk Manager
Bank Of America
Charlotte, NC
$135K - $171K a year
Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations Engages i...
3 weeks ago seen See more...
- View all - jobs in Charlotte, NC
Senior Audit Manager - Wealth Management, Capital Markets and Commercial Compliance
U.s. Bank National Association
Charlotte, NC
$145,180 - $187,880 a year
Wealth Management laws and regulations (e.g., Broker Dealer, Trust Services, Wealth Management, Securities and Exchange Commission (SEC) Regulations, Financial Industry Regulatory Authority (FINRA) Regulations, 12CFR9 Regulation,...
2 months ago seen See more...
Audit Project Manager - Regulatory Compliance
U.s. Bank National Association
Charlotte, NC
$116,280 - $150,480 a year
Bachelor's degree, or equivalent work experience. Typically more than eight years of applicable experience. Considerable knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assign...
2 months ago seen See more...
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